Welcome to our dedicated page for Nu Hldgs SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nu Holdings Ltd. filings document a foreign private issuer that operates Nubank as a digital financial services platform. Its Form 20-F annual reports and Form 6-K current reports cover IFRS consolidated financial statements, operating and financial review, risk factors, earnings releases, investor presentations and audited results for the company and its subsidiaries.
The filing record also includes supplementary managerial P&L reconciliations, independent assurance materials and current reports on regulatory licensing and charter developments. These disclosures address customer growth, credit and payments activity, capital and liquidity requirements, governance and the regulatory framework for Nu's operations in Brazil, Mexico, Colombia and other expansion markets.
Nu Holdings Ltd. (NYSE: NU) has filed a Form 144, signalling the intention of an insider or affiliate to sell up to 1,161,793 Class A ordinary shares. The shares were accumulated through equity compensation grants made between July 2022 and June 2025. At the filing’s stated aggregate market value of US$15.56 million, the proposed sale represents approximately 0.03 % of the company’s 3.77 billion shares outstanding.
The notice lists J.P. Morgan Securities LLC as the executing broker and cites an approximate sale date of 27 June 2025 on the NYSE. No prior sales were reported for the past three months, and the filing contains the standard representation that the seller is not in possession of undisclosed material adverse information.
Because Form 144 is only a notice of intent, the transaction may or may not occur. The volume is well below Rule 144’s 1 % volume limit and is immaterial relative to daily trading volumes, suggesting limited direct market impact. Nevertheless, investors often monitor Form 144 filings for insight into insider sentiment and potential near-term supply of shares.