Welcome to our dedicated page for Nu Hldgs SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nu Holdings Ltd. filings document a foreign private issuer that operates Nubank as a digital financial services platform. Its Form 20-F annual reports and Form 6-K current reports cover IFRS consolidated financial statements, operating and financial review, risk factors, earnings releases, investor presentations and audited results for the company and its subsidiaries.
The filing record also includes supplementary managerial P&L reconciliations, independent assurance materials and current reports on regulatory licensing and charter developments. These disclosures address customer growth, credit and payments activity, capital and liquidity requirements, governance and the regulatory framework for Nu's operations in Brazil, Mexico, Colombia and other expansion markets.
Nu Holdings (NU) filing presents fragments of the group’s interim financial disclosures and notes, showing product lines, consolidated subsidiaries in Brazil, Mexico and Colombia, and selected balance sheet and funding details. The filing explicitly states regulatory approval in Mexico: on April 24, 2025 Nu Mexico Financiera received CNBV approval to begin conversion into a bank. Key funding and market exposures disclosed include repurchase agreements of US$1,064,482 (US$308,583 at 12/31/2024) with government bonds pledged of US$885,980, receivables pledged of US$94,325, and a margin loan facility balance of US$544,000 (US$200,000 at 12/31/2024).
The filing lists product and revenue line items (credit cards, NuAccount, loans, interchange, rewards), risk-management disclosures (IFRS/IAS amendments, ECL methodology, collateral and liquidity metrics), and select investments valued at US$12,881 (level 3). It also notes financial debt instruments including financial bills with principal equivalent to US$1,580,488 and syndicated facilities details. The document is largely a collection of notes and captions rather than complete numeric financial statements in this excerpt.
Nu Holdings Ltd. disclosed that Capital Research Global Investors is the beneficial owner of 194,880,670 shares, equal to 5.2% of the company’s approximately 3,768,057,942 shares outstanding. The filing shows sole voting power for 194,641,745 shares and sole dispositive power for 194,880,670 shares, with no shared voting or dispositive power reported. The reporting person identifies itself as an investment adviser organized in Delaware and certifies the securities were acquired and are held in the ordinary course of business, not to change or influence control of the issuer. This document is an amendment updating the Schedule 13G disclosure for the reporting person.
Nu Holdings Ltd. (NYSE: NU) has filed a Form 144, signalling the intention of an insider or affiliate to sell up to 1,161,793 Class A ordinary shares. The shares were accumulated through equity compensation grants made between July 2022 and June 2025. At the filing’s stated aggregate market value of US$15.56 million, the proposed sale represents approximately 0.03 % of the company’s 3.77 billion shares outstanding.
The notice lists J.P. Morgan Securities LLC as the executing broker and cites an approximate sale date of 27 June 2025 on the NYSE. No prior sales were reported for the past three months, and the filing contains the standard representation that the seller is not in possession of undisclosed material adverse information.
Because Form 144 is only a notice of intent, the transaction may or may not occur. The volume is well below Rule 144’s 1 % volume limit and is immaterial relative to daily trading volumes, suggesting limited direct market impact. Nevertheless, investors often monitor Form 144 filings for insight into insider sentiment and potential near-term supply of shares.