Nu Holdings Form 144: Planned $15.6M share sale equals 0.03% float

Rhea-AI Filing Summary

Nu Holdings Ltd. (NYSE: NU) has filed a Form 144, signalling the intention of an insider or affiliate to sell up to 1,161,793 Class A ordinary shares. The shares were accumulated through equity compensation grants made between July 2022 and June 2025. At the filing’s stated aggregate market value of US$15.56 million, the proposed sale represents approximately 0.03 % of the company’s 3.77 billion shares outstanding.

The notice lists J.P. Morgan Securities LLC as the executing broker and cites an approximate sale date of 27 June 2025 on the NYSE. No prior sales were reported for the past three months, and the filing contains the standard representation that the seller is not in possession of undisclosed material adverse information.

Because Form 144 is only a notice of intent, the transaction may or may not occur. The volume is well below Rule 144’s 1 % volume limit and is immaterial relative to daily trading volumes, suggesting limited direct market impact. Nevertheless, investors often monitor Form 144 filings for insight into insider sentiment and potential near-term supply of shares.

Insights

Securities Analyst

TL;DR: Small insider sale (0.03 % float) via Form 144; signal worth monitoring but unlikely to move NU shares materially.

The proposed disposition of 1.16 million Class A shares, valued at roughly US$15.6 million, is modest when compared with Nu Holdings’ 3.77 billion shares outstanding and typical daily trading volume. The filing complies with Rule 144 volume limits and does not, by itself, imply negative fundamentals. However, insider sales—especially those tied to compensation—can be interpreted as profit-taking or diversification. Investors should watch for subsequent Form 4s or additional 144 filings to confirm execution and gauge cumulative insider activity. Overall, the notice is neutral to slightly negative from a sentiment standpoint but not financially material.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A ordinary shares	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	1161793	15556408	3768057942	06/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A ordinary shares	07/01/2022	Compensation	Issuer			63793	07/01/2022	Compensation
Class A ordinary shares	10/01/2022	Compensation	Issuer			73114	10/01/2022	Compensation
Class A ordinary shares	04/03/2023	Compensation	Issuer			115873	04/03/2023	Compensation
Class A ordinary shares	10/02/2023	Compensation	Issuer			90397	10/02/2023	Compensation
Class A ordinary shares	04/01/2024	Compensation	Issuer			18001	04/01/2024	Compensation
Class A ordinary shares	07/01/2024	Compensation	Issuer			1505	07/01/2024	Compensation
Class A ordinary shares	10/01/2024	Compensation	Issuer			57499	10/01/2024	Compensation
Class A ordinary shares	01/02/2025	Compensation	Issuer			117632	01/02/2025	Compensation
Class A ordinary shares	04/01/2025	Compensation	Issuer			404266	04/01/2025	Compensation
Class A ordinary shares	06/23/2025	Compensation	Issuer			219713	06/23/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Nu Holdings (NU) file with the SEC?

The company submitted a Form 144, which is a notice of proposed sale of restricted or control securities.

How many Nu Holdings shares are covered by the Form 144 filing?

Up to 1,161,793 Class A ordinary shares are proposed for sale.

What is the total market value of the shares in the Form 144 notice?

The filing lists an aggregate market value of US$15.56 million.

When is the planned sale date for the shares?

The filer indicates an approximate sale date of 27 June 2025.

What percentage of Nu Holdings’ outstanding shares does the sale represent?

Approximately 0.03 % of the 3.77 billion shares outstanding.

Which broker is designated to execute the sale?

The shares are to be sold through J.P. Morgan Securities LLC.

Does a Form 144 filing guarantee that the shares will be sold?

No. Form 144 is a notice of intent; the seller may decide not to execute the transaction.