Welcome to our dedicated page for Nu Hldgs SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nu Holdings Ltd. (NYSE: NU) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as a foreign private issuer. Nu files annual reports on Form 20-F and frequent current reports on Form 6-K, which together offer a detailed view of its financial position, performance, and key corporate events.
Through its Form 6-K submissions, Nu furnishes earnings releases and interim condensed consolidated financial statements prepared under IFRS. These filings include statements of income, comprehensive income, financial position, changes in equity, and cash flows, along with notes and independent auditors’ review reports. Investors can examine how Nu reports interest income and gains on financial instruments, fee and commission income, credit loss allowance expenses, deposits, credit card receivables, loans to customers, and other balance sheet items.
Nu also uses 6-K filings to disclose operational and strategic updates, such as quarterly customer metrics, activity rates, deposit and credit portfolio growth, efficiency ratios, and commentary from management. Other 6-Ks cover matters like the results of annual general meetings, regulatory developments, and licensing milestones, including Nubank’s intention to obtain a banking license in Brazil and Nu Mexico’s banking license approval.
On this page, Stock Titan enhances these filings with AI-powered summaries that highlight the most important points from lengthy documents, helping readers quickly understand changes in revenue, profitability, risk indicators, and capital structure. Real-time updates from EDGAR ensure that new Nu 6-Ks and 20-Fs appear promptly, while dedicated sections make it easier to locate quarterly earnings materials, annual reports, and other key disclosures.
For users tracking Nu’s evolution as a digital banking and financial services platform across Brazil, Mexico, and Colombia, this filings hub offers a concise entry point into the company’s official IFRS financials, governance information, and regulatory communications.
Nu Holdings (NU): Ownership update. Capital Research Global Investors filed an amended Schedule 13G reporting beneficial ownership of 184,607,140 shares of Nu Holdings common stock, representing 4.9% of the class as of the event date 09/30/2025.
The filer reports sole voting power over 184,342,053 shares and sole dispositive power over 184,607,140 shares, with no shared voting or dispositive power. The percentage is based on 3,781,753,779 shares believed to be outstanding. The certification states the position is held in the ordinary course and not to change or influence control.
David Velez Osorno and Rua California Ltd. filed Amendment No. 5 to Schedule 13G reporting their beneficial ownership of Nu Holdings Ltd. Class A ordinary shares. Velez reports 905,579,578 shares, representing 19.16% of the class, and Rua California reports 902,214,879 shares, or 19.10%, based on 3,822,975,011 Class A shares outstanding as of September 30, 2025.
Each Class B ordinary share is convertible into one Class A share and carries 20 votes per share. The filing shows shared voting and dispositive power for the reported amounts and notes a joint filing agreement; each party disclaims beneficial ownership of the other’s shares.
Form 144 filed for Nu Holdings Ltd. (NU) reports a proposed sale of 70,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $1,130,500 and an approximate sale date of 09/19/2025 on the NYSE. The filing shows the shares were originally granted as restricted stock in multiple tranches between 10/01/2022 and 07/01/2023, totaling the disclosed acquired amounts (31,294; 13,412; 13,412; 11,882). The filer reports no sales of issuer securities in the past three months and certifies no undisclosed material adverse information. The company has 4,818,658,640 shares outstanding per the form.
Nu Holdings Ltd. (NU) filed a Form 144 notice reporting a proposed sale of 886,958 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $13,801,687.35. The filer reports total outstanding shares of 3,768,057,942, and the approximate sale date is 09/11/2025. The securities were acquired on 11/15/2024 via previously exercised options and paid in cash. The filer certifies no undisclosed material adverse information and provides the standard legal attestations.
Form 144 notice for Nu Holdings Ltd. (NU) reports a proposed sale of 19,152 common shares with an aggregate market value of $299,797.75. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an approximate sale date of 09/10/2025. The filing shows the shares were acquired through three restricted-stock vesting events under a registered plan on 10/01/2024 (10,334 and 1,949 shares) and 01/02/2025 (6,869 shares); payment is listed as services rendered. The notice also discloses three prior open-market sales by the same seller in 2025: 150,000 shares (08/21/2025), 149,600 shares (07/17/2025) and 400 shares (07/01/2025), with gross proceeds shown for each. The issuer-specific identifying fields in the filer section are not populated.
Nu Holdings Ltd. (NU) filing a Form 144 notifies a proposed sale of 20,000 common shares through Morgan Stanley Smith Barney LLC with an indicated aggregate market value of $300,000. The shares are part of restricted stock that vested on 04/01/2024 and were acquired as compensation. The filing reports approximately 3,768,057,942 shares outstanding and lists recent dispositions by the same person: 20,000 shares sold on 06/11/2025 for $255,000 and 20,000 sold on 08/18/2025 for $270,000. The filer certifies there is no undisclosed material adverse information.
Form 144 notice for Nu Holdings Ltd. (NU) shows a proposed sale of 51,742 common shares, with an aggregate market value of $757,502.88, intended to be sold on 08/28/2025 on the NYSE. The securities were acquired as Restricted Stock Units on 10/01/2023 from the issuer and the filing lists total shares outstanding of 3,768,057,942. The filer also reported two recent sales in August 2025 totaling 10,000 shares for gross proceeds of $139,020.00 (6,000 shares for $84,000.00 on 08/25/2025 and 4,000 shares for $55,020.00 on 08/15/2025). The form includes the standard representation that the seller is not aware of undisclosed material adverse information.
Form 144 submitted for Nu Holdings Ltd. (NU) proposes the sale of 300,000 Class A ordinary shares through J.P. Morgan Securities LLC, with an approximate aggregate market value of $4,182,000. The filer reports the shares were acquired as a gift on 10/01/2021 from Youssef Lahrech and the planned approximate date of sale is 08/25/2025 on the NYSE. The filing also discloses three prior sales by Youssef Lahrech within the past three months totaling 213,060 shares for gross proceeds of $2,874,316.89 (sales on 06/17/2025, 06/27/2025 and 08/18/2025). The filing includes the filer’s representation that they are not aware of any undisclosed material adverse information.
Nu Holdings Ltd. (NU) Form 144 shows an insider sale notice for 6,000 common shares to be sold via Morgan Stanley Smith Barney LLC on 08/25/2025 with an aggregate market value of $84,000. The filing reports the shares were acquired on 07/01/2024 through restricted stock vesting as compensation.
The filer also reported a prior sale of 4,000 shares on 08/15/2025 generating $55,020. The notice includes the seller name Suzana Kubric and identifies the exchange as NYSE. The form contains the required representation that the signer is not aware of undisclosed material adverse information.