Welcome to our dedicated page for Nu Hldgs SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nu Holdings Ltd. (NYSE: NU) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as a foreign private issuer. Nu files annual reports on Form 20-F and frequent current reports on Form 6-K, which together offer a detailed view of its financial position, performance, and key corporate events.
Through its Form 6-K submissions, Nu furnishes earnings releases and interim condensed consolidated financial statements prepared under IFRS. These filings include statements of income, comprehensive income, financial position, changes in equity, and cash flows, along with notes and independent auditors’ review reports. Investors can examine how Nu reports interest income and gains on financial instruments, fee and commission income, credit loss allowance expenses, deposits, credit card receivables, loans to customers, and other balance sheet items.
Nu also uses 6-K filings to disclose operational and strategic updates, such as quarterly customer metrics, activity rates, deposit and credit portfolio growth, efficiency ratios, and commentary from management. Other 6-Ks cover matters like the results of annual general meetings, regulatory developments, and licensing milestones, including Nubank’s intention to obtain a banking license in Brazil and Nu Mexico’s banking license approval.
On this page, Stock Titan enhances these filings with AI-powered summaries that highlight the most important points from lengthy documents, helping readers quickly understand changes in revenue, profitability, risk indicators, and capital structure. Real-time updates from EDGAR ensure that new Nu 6-Ks and 20-Fs appear promptly, while dedicated sections make it easier to locate quarterly earnings materials, annual reports, and other key disclosures.
For users tracking Nu’s evolution as a digital banking and financial services platform across Brazil, Mexico, and Colombia, this filings hub offers a concise entry point into the company’s official IFRS financials, governance information, and regulatory communications.
Nu Holdings Ltd. director Douglas M. Leone filed an initial ownership report showing his existing stake in the company. He holds 173,575 Class A ordinary shares directly, including 11,498 shares underlying unvested RSUs tied to prior grants and continued service.
He also reports indirect ownership of 27,753,845 Class A Shares through a family trust and 1,740,390 Class A Shares through family limited partnerships. He disclaims beneficial ownership of these indirect holdings except to the extent of his pecuniary interest.
Nu Holdings Ltd. director, Chairman and CEO, and more-than-10% owner David Velez Osorno filed an initial ownership report detailing his shareholdings. The filing is a snapshot of existing positions rather than new buy or sell activity.
He indirectly holds Class B ordinary shares that are convertible into Class A shares on a 1-for-1 basis, including 901,624,498 Class B shares through Rua California Ltd. and 1,500,000 Class B shares held by his spouse. He also directly owns 6,250,761 Class A ordinary shares, which include 3,861,558 Class A shares underlying unvested restricted share units that vest based on his continued service. Additional indirect holdings include 698,914 Class A shares held through Rua California Ltd. The filing notes that he disclaims beneficial ownership of certain securities except to the extent of his pecuniary interest.
Nu Holdings Ltd. director Jacqueline D. Reses filed an initial ownership report showing beneficial ownership of 18,658 Class A ordinary shares. This figure includes 12,320 shares underlying unvested restricted share units, which will vest over time if her service with the company continues.
Nu Holdings Ltd. director Anita M. Sands filed an initial ownership report showing she holds 183,150 Class A ordinary shares as of March 18, 2026. This figure includes 13,962 Class A ordinary shares underlying unvested restricted share units that will vest only if her service continues through the vesting dates.
Nu Holdings Ltd. director Pham Thuan filed an initial ownership report showing holdings of 110,171 Class A ordinary shares. This figure includes 10,677 shares underlying unvested restricted share units, which each convert into one Class A share if the director continues service through the vesting dates.
Nu Holdings Ltd. director Marcus David filed an initial ownership report showing 629,749 Class A ordinary shares held directly as of March 18, 2026. This figure includes 11,498 Class A shares underlying unvested RSUs, which will vest only if his service with the company continues.
Nu Holdings Ltd. executive Cristina Helena Zingaretti Junqueira, US CEO & Chief Growth Officer, filed an initial Form 3 detailing her ownership in the company. The filing lists direct holdings of 2,623,395 Class A ordinary shares, including 1,285,395 unvested RSUs, and multiple indirect positions in Class A and Class B shares held through family trusts and estate planning vehicles. The Class B ordinary shares are convertible into Class A Shares on a 1-for-1 basis and have no expiration date.
Nu Holdings Ltd. director Luis Alberto Moreno Mejia filed an initial ownership report showing he beneficially holds 226,234 Class A ordinary shares. This figure includes 11,498 shares underlying unvested restricted share units, which will vest only if he continues serving through future vesting dates.
Nu Holdings Ltd. director Calderon Peres Rogerio Paulo filed an initial ownership report showing direct holdings of 79,454 Class A ordinary shares. This figure includes 10,677 Class A shares underlying unvested restricted share units, which will vest only if he continues in service through the vesting dates.
Nu Holdings Ltd. filed a Form 6-K presenting a new Managerial Profit and Loss framework, reconciled to its IFRS results and supported by an independent limited assurance report from KPMG.
For the three months ended 31 December 2025, managerial total revenue was 4,857.3 million U.S. dollars and net income was 894.8 million, compared with 3,100.7 million and 552.6 million for the same period in 2024. For the twelve months ended 31 December 2025, managerial total revenue was 16,319.6 million and net income was 2,871.7 million, up from 11,671.1 million and 1,972.1 million in 2024.
The company explains that managerial line items are derived from IFRS figures through reclassifications and tax-equivalency adjustments that do not change reported net income, cash flows, equity, or regulatory capital. KPMG concluded, on a limited assurance basis, that the supplementary information is properly prepared in all material respects according to Nu’s internal managerial criteria.