Nu Holdings Ltd. filings document a foreign private issuer that operates Nubank as a digital financial services platform. Its Form 20-F annual reports and Form 6-K current reports cover IFRS consolidated financial statements, operating and financial review, risk factors, earnings releases, investor presentations and audited results for the company and its subsidiaries.
The filing record also includes supplementary managerial P&L reconciliations, independent assurance materials and current reports on regulatory licensing and charter developments. These disclosures address customer growth, credit and payments activity, capital and liquidity requirements, governance and the regulatory framework for Nu's operations in Brazil, Mexico, Colombia and other expansion markets.
Nu Holdings Ltd. (NU) reported that its director, serving as the reporting person, received a grant of 1,356 Class A ordinary shares on 2026-08-24 as a grant/award acquisition at a stated price of $0.00 per share. Following this award, the reporting person holds 194,215 Class A shares directly. A related footnote clarifies that this figure includes 30,709 Class A shares underlying unvested Restricted Share Units (RSUs) from prior grants, each RSU representing a contingent right to receive one Class A share, subject to continued service through the vesting date.
Nu Holdings Ltd. (NU) reported that director Douglas M. Leone received a grant of 1,356 Class A ordinary shares on 2026-08-24 as a share award with a reported price of $0.00 per share. Following this grant, he holds 200,221 Class A Shares directly, including 25,290 unvested RSUs from prior grants that each convert into one Class A Share subject to continued service. He also reports indirect holdings of 27,753,845 Class A Shares through a family trust and 1,740,390 Class A Shares through family limited partnerships, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
Nu Holdings Ltd. (symbol NU) received a notice under Rule 144 that officer Cristina Helena Zingaretti Junqueira plans to sell 65,000 shares of common stock through Morgan Stanley Smith Barney. The planned sale has an aggregate market value of $956,455.50, with Nu Holdings having 3,833,072,934 shares outstanding as a baseline figure, not the amount being sold. The shares relate to restricted stock vesting on July 29, 2025 under a registered compensation plan, and the anticipated sale date is August 25, 2026 on the NYSE. The notice also lists recent sales over the prior three months by entities associated with Junqueira.
Nu Holdings Ltd. (NU) received a notice under Rule 144 that THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 intends to sell 25,000 shares of Nu Holdings common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on or about 08/24/2026, with an estimated aggregate market value of $364,500.00. These shares were acquired from the issuer on 06/24/2016 through previously exercised stock options and a private acquisition paid in cash. The notice also reports that the same trust sold 50,000 shares of Nu Holdings common stock on 08/14/2026 for total proceeds of $790,000.00 under a Rule 10b5-1 sales plan. Nu Holdings common shares outstanding are listed as 3,833,072,934, which is a baseline figure and not the amount being sold.
Nu Holdings Ltd. (NU) reported that Chief Risk Officer Henrique Camossa Saldanha Fragelli sold 221,707 Class A Shares on August 14, 2026 in an open-market or private transaction at a weighted average price of $15.8102 per share, with actual prices ranging from $15.70 to $16.00. Following this sale, he holds 979,446 Class A Shares directly, a figure that includes 949,340 Class A Shares underlying unvested Restricted Share Units (RSUs) that require continued service to vest. He also has 3,450,000 Class A Shares held indirectly through HFRN Investments Inc., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
Nu Holdings Ltd. (NU) reports that US CEO & Chief Growth Officer Cristina Helena Zingaretti Junqueira executed an indirect sale of 50,000 Class A Shares on 2026-08-14 at $15.80 per share through a family trust. Following this transaction, the trust holds 4,927,593 Class A Shares, while separate entries show 2,607,083 shares reported as directly held (with beneficial ownership disclaimed except to the extent of her pecuniary interest) and 1,539,000 shares held through an estate-planning vehicle. Certain reported positions include 1,244,496 unvested RSUs that may settle into Class A Shares subject to continued service.
Nu Holdings Ltd. reported a planned sale of 300,000 shares of common stock through Morgan Stanley Smith Barney LLC’s Executive Financial Services unit, with an indicated value of $4,476,300.00, to be sold on or after August 17, 2026 on the NYSE. The shares to be sold stem from earlier acquisitions from the issuer or an affiliate and from equity compensation, including 14,356 shares and 46,095 shares acquired on June 24, 2016 and 239,549 shares from restricted stock vesting on July 29, 2025 under a registered plan.
An affiliate of NU filed a notice of proposed sale of 50,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The planned sale has an aggregate market value of $696,500.00 and is targeted for August 14, 2026 on the NYSE.
The shares relate to 25,000 Restricted Stock Units granted on July 1, 2021 and 25,000 shares from previously exercised stock options dated October 25, 2024 that were exercised for cash.
A shareholder of Nu Holdings Ltd. has filed to sell up to 221,707 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $3,505,222.00, on or after August 14, 2026 on the NYSE.
The shares are tied to restricted stock vesting under a registered compensation plan, with multiple vesting events listed between 2022 and 2026, including grants that vested or are scheduled to vest on several dates in 2023, 2024, 2025, and 2026.