Nu Holdings Ltd. filings document a foreign private issuer that operates Nubank as a digital financial services platform. Its Form 20-F annual reports and Form 6-K current reports cover IFRS consolidated financial statements, operating and financial review, risk factors, earnings releases, investor presentations and audited results for the company and its subsidiaries.
The filing record also includes supplementary managerial P&L reconciliations, independent assurance materials and current reports on regulatory licensing and charter developments. These disclosures address customer growth, credit and payments activity, capital and liquidity requirements, governance and the regulatory framework for Nu's operations in Brazil, Mexico, Colombia and other expansion markets.
Calderon Peres Rogerio Paulo reported acquisition or exercise transactions in this Form 4 filing.
Nu Holdings Ltd. director Rogerio Paulo Calderon Peres reported a grant of 23,483 Class A ordinary shares on August 7, 2026, at a stated price of $0.00 per share. The figure includes 23,483 unvested Restricted Share Units (RSUs), each representing a contingent right to one Class A share, subject to his continued service through the vesting date. Following this award, his directly held position is 102,937 Class A shares.
Pham Thuan reported acquisition or exercise transactions in this Form 4 filing.
Nu Holdings Ltd. director Pham Thuan reported a grant of 23,483 Class A ordinary shares, awarded at a price of $0.00 per share in the form of Restricted Share Units (RSUs). Following this award, Thuan holds 133,654 Class A shares directly, including 23,483 unvested RSUs that require continued service through their vesting date.
Nu Holdings Ltd. reported the outcomes of its annual general meeting, where shareholders approved, as an ordinary resolution, the company’s audited financial statements and Annual Report on Form 20-F for the fiscal year ended December 31, 2025. Proposal 1 received 99.88% of votes cast in favor.
Shareholders also approved, as an ordinary resolution, the re-election of the individuals listed from a to i as directors, each to serve until the next annual general meeting or earlier resignation or removal, with 96.23% of votes cast in favor. Nu operates a large digital financial services platform serving above 135 million people across Brazil, Mexico and Colombia.
Nu Holdings Ltd. has an amended Schedule 13G filing showing that investment adviser Baillie Gifford & Co reports beneficial ownership of 229,930,331 shares of Nu Holdings common stock, representing 5.99% of the class as of June 30, 2026. Baillie Gifford & Co has sole voting power over 158,965,532 shares and sole dispositive power over the full 229,930,331 shares, with no shared voting or dispositive power reported. The position is held by Baillie Gifford & Co and/or its investment adviser subsidiaries, including Baillie Gifford Overseas Limited, on behalf of investment advisory clients such as investment companies, employee benefit plans, pension funds, or other institutional clients.
Nu Holdings Ltd. Chief Risk Officer Henrique Fragelli reported a Code F disposition of 13,496 Class A ordinary shares on July 23, 2026, at $13.39 per share as payment of exercise-price or tax liability by delivering or withholding shares. After this transaction he holds 1,201,153 Class A shares directly, including 949,340 unvested RSUs that remain subject to continued service through vesting, and 3,450,000 Class A shares indirectly through HFRN Investments Inc., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
Nu Holdings Ltd. director and Chairman and CEO Velez Osorno David reported a Form 4 showing a code F disposition of 45,690 Class A ordinary shares on 2026-07-23 at $13.39 per share, delivered or withheld to satisfy exercise price or tax-related obligations. Following this, he directly held 6,159,381 Class A shares, which includes 3,100,064 shares underlying unvested RSUs contingent on continued service. He also reported 698,914 Class A shares held indirectly through Rua California Ltd., for which he disclaims beneficial ownership except to the extent of his pecuniary interest. The transaction was not reported as pursuant to a Rule 10b5-1 trading plan.
Nu Holdings Ltd. executive Cristina Helena Zingaretti Junqueira, US CEO & Chief Growth Officer, reported a Code F transaction on 2026-07-23, delivering or withholding 8,048 Class A ordinary shares at $13.39 per share to satisfy exercise-price or tax liabilities. Following this, she directly holds 2,607,083 Class A shares, which include 1,244,496 Class A shares underlying unvested RSUs that vest subject to continued service. An additional 1,539,000 Class A shares are held indirectly through an estate planning vehicle, for which she disclaims beneficial ownership except to the extent of her pecuniary interest.
Nu Holdings Ltd. agreed to acquire 100% of Banco Porto Real de Investimentos S.A. via a share purchase agreement, aiming to add a full banking license to its Brazilian financial conglomerate. This step is intended to fulfill requirements of Joint Resolution No. 17 from Banco Central do Brasil and the National Monetary Council on standardized brand usage for regulated institutions.
Once completed, Banco Porto Real’s banking license will be included within the Nu Pagamentos S.A. conglomerate, alongside existing authorizations as a Payment Institution, Credit, Financing, and Investment Company, and Securities Brokerage Company. The company states that this new license does not impose additional capital or liquidity requirements, preserving financial solidity and resilience. For its 115 million customers in Brazil, the app, products, services, brand, and institutional name remain unchanged. Completion of the transaction is subject to Brazilian Central Bank approval.
Nu Holdings Ltd. reported that Chief Financial Officer Robert Philip Livingston acquired 2,194,587 Class A ordinary shares through a grant/award. The position after the transaction is 2,194,587 shares held directly, all underlying unvested Restricted Share Units, each RSU representing one share and subject to continued service through the vesting date.
Nu Holdings Ltd. executive Robert Philip Livingston, Chief Financial Officer, filed an initial Form 3 as a reporting person of the company. The report lists no equity transactions, holdings, or derivative positions for Livingston at the time of filing.