[144] Nu Holdings Ltd. SEC Filing

Rhea-AI Filing Summary

Form 144 submitted for Nu Holdings Ltd. (NU) proposes the sale of 300,000 Class A ordinary shares through J.P. Morgan Securities LLC, with an approximate aggregate market value of $4,182,000. The filer reports the shares were acquired as a gift on 10/01/2021 from Youssef Lahrech and the planned approximate date of sale is 08/25/2025 on the NYSE. The filing also discloses three prior sales by Youssef Lahrech within the past three months totaling 213,060 shares for gross proceeds of $2,874,316.89 (sales on 06/17/2025, 06/27/2025 and 08/18/2025). The filing includes the filer’s representation that they are not aware of any undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Insider-related sales are disclosed but the proposed block is small relative to outstanding shares and appears routine.

The Form 144 shows a proposed sale of 300,000 Class A shares valued at about $4.18 million, acquired as a gift in 2021. Recent prior disposals total 213,060 shares for roughly $2.87 million. Against the reported shares outstanding of 3,768,057,942, the proposed sale represents an immaterial fraction of the float (well below 0.01%). From a market-impact perspective this filing is routine disclosure of insider-related selling rather than a material liquidity or control event.

Corporate Governance Specialist

TL;DR: Disclosure aligns with Rule 144 requirements; no indication of undisclosed material information per the signer.

The notice documents source (gift), acquisition date, and aggregation of recent sales by the same person, satisfying Rule 144 transparency obligations. The filer certifies no knowledge of undisclosed material adverse information. There is no evidence in this filing of any related-party transaction concerns or deviations from standard compliance procedures.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A ordinary shares	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	300000	4182000	3768057942	08/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A ordinary shares	10/01/2021	Gift	Youssef Lahrech, who acquired the shares on 10/01/21			300000	10/01/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Youssef Lahrech C/o Nu Holdings Limited Campbells Corporate Services Limited Willow House, Cricket Square E9 KY1-9010	Class A ordinary shares	08/18/2025	13060	175916.89
Youssef Lahrech C/o Nu Holdings Limited Campbells Corporate Services Limited Willow House, Cricket Square E9 KY1-9010	Class A ordinary shares	06/27/2025	100000	1349500
Youssef Lahrech C/o Nu Holdings Limited Campbells Corporate Services Limited Willow House, Cricket Square E9 KY1-9010	Class A ordinary shares	06/17/2025	100000	1399500

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Nu Holdings (NU) Form 144 filed on 08/25/2025 report?

The filing reports a proposed sale of 300,000 Class A ordinary shares via J.P. Morgan Securities valued at $4,182,000, with an approximate sale date of 08/25/2025.

Who acquired the shares being sold according to the Form 144 for NU?

The shares were acquired as a gift on 10/01/2021 from Youssef Lahrech, and the filer lists the acquisition date as 10/01/2021.

How many NU shares were sold by the same person in the past three months?

The filing discloses three sales totaling 213,060 shares on 06/17/2025, 06/27/2025, and 08/18/2025 for gross proceeds of $2,874,316.89.

How material is the proposed 300,000-share sale relative to NU's shares outstanding?

With 3,768,057,942 shares outstanding reported in the filing, the 300,000-share sale is an immaterial fraction of the outstanding shares (well below 0.01%).