[144] Nu Holdings Ltd. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Nu Holdings Ltd. (NU) shows a proposed sale of 51,742 common shares, with an aggregate market value of $757,502.88, intended to be sold on 08/28/2025 on the NYSE. The securities were acquired as Restricted Stock Units on 10/01/2023 from the issuer and the filing lists total shares outstanding of 3,768,057,942. The filer also reported two recent sales in August 2025 totaling 10,000 shares for gross proceeds of $139,020.00 (6,000 shares for $84,000.00 on 08/25/2025 and 4,000 shares for $55,020.00 on 08/15/2025). The form includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• Full procedural disclosure under Rule 144 including broker, planned sale date, and shares outstanding
• Securities were acquired as Restricted Stock Units, with acquisition date and amount provided
• Recent prior sales disclosed (6,000 and 4,000 shares), supporting transparency about insider transactions

Negative

• Proposed insider sale size of 51,742 shares valued at $757,502.88 could indicate insider liquidity
• No 10b5-1 plan adoption date or explanatory remarks are provided in the filing

Insights

Securities Compliance Analyst

TL;DR: Routine insider Rule 144 filing disclosing sale of vested RSUs totaling 51,742 shares (~$757.5k); disclosure appears procedurally complete.

The notice documents a proposed sale under Rule 144 of shares acquired via Restricted Stock Units on 10/01/2023. It specifies the broker, planned sale date (08/28/2025), exchange (NYSE), and shares outstanding, which are necessary elements for compliance and market transparency. Prior sales in August 2025 are disclosed, showing recent disposition activity by the same person.

Equity Risk Analyst

TL;DR: The transaction size is modest relative to total shares outstanding but represents meaningful insider liquidity (~$757k); monitor for pattern of disposals.

The aggregate value of the proposed sale is specified and prior nearby transactions are listed, which helps assess insider liquidity. The filing does not include any explanatory remarks about the purpose of the sale or a 10b5-1 plan date, so no inferences about intent can be drawn from this document alone.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	51742	757502.88	3768057942	08/28/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/01/2023	Restricted Stock Units	Issuer			51742	10/01/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SUZANA KUBRIC Campbells Corporate Services Limited Floor 4, Willow House Cricket Square E9 KY1-9010	Common	08/25/2025	6000	84000.00
SUZANA KUBRIC Campbells Corporate Services Limited Floor 4, Willow House Cricket Square E9 KY1-9010	Common	08/15/2025	4000	55020.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Nu Holdings (NU) report in this Form 144?

The filer proposes to sell 51,742 common shares on 08/28/2025 on the NYSE with an aggregate market value of $757,502.88.

How were the shares being sold acquired according to the filing?

The shares were acquired as Restricted Stock Units from the issuer on 10/01/2023, totaling 51,742 shares.

Has the filer sold other NU shares recently?

Yes; the filing lists sales of 6,000 shares on 08/25/2025 for $84,000.00 and 4,000 shares on 08/15/2025 for $55,020.00.

Which broker and exchange are named for the proposed sale?

The broker is Morgan Stanley Smith Barney LLC and the sale is to occur on the NYSE.

What is the total number of Nu Holdings shares outstanding reported?

The filing reports 3,768,057,942 shares outstanding.