Nu Holdings trust plans $364K stock sale in 2026

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) received a notice under Rule 144 that THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 intends to sell 25,000 shares of Nu Holdings common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on or about 08/24/2026, with an estimated aggregate market value of $364,500.00. These shares were acquired from the issuer on 06/24/2016 through previously exercised stock options and a private acquisition paid in cash. The notice also reports that the same trust sold 50,000 shares of Nu Holdings common stock on 08/14/2026 for total proceeds of $790,000.00 under a Rule 10b5-1 sales plan. Nu Holdings common shares outstanding are listed as 3,833,072,934, which is a baseline figure and not the amount being sold.

Key Figures

Planned shares to be sold: 25,000 shares Aggregate market value of planned sale: $364,500.00 Shares sold in past 3 months: 50,000 shares +4 more

7 metrics

Planned shares to be sold 25,000 shares Common stock to be sold by the revocable trust under Rule 144 around 08/24/2026

Aggregate market value of planned sale $364,500.00 Estimated market value for 25,000 Nu Holdings common shares in the planned Rule 144 sale

Shares sold in past 3 months 50,000 shares Common shares sold on 08/14/2026 by the revocable trust under a 10b5-1 plan

Proceeds from past 3‑month sale $790,000.00 Total proceeds from the 08/14/2026 sale of 50,000 Nu Holdings common shares

Shares outstanding 3,833,072,934 shares Nu Holdings Ltd. common shares outstanding listed in the notice

Acquisition date of shares 06/24/2016 Date the 25,000 shares to be sold were acquired from the issuer

Intended sale date 08/24/2026 Date associated with the planned Rule 144 sale of 25,000 shares

Key Terms

Rule 144, 10b5-1, Revocable Trust, Previously Exercised Stock Options, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 regulatory

"10b5-1 Sales for THE CRISTINA H Z J REVOCABLE TRUST"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Revocable Trust financial

"THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

Previously Exercised Stock Options financial

"Previously Exercised Stock Options & Private Acquisition From Issuer"

Private Acquisition From Issuer financial

"Previously Exercised Stock Options & Private Acquisition From Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider sale is disclosed for NU in this Form 144 notice?

The notice states that THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 intends to sell 25,000 shares of Nu Holdings Ltd. common stock around 08/24/2026 through Morgan Stanley Smith Barney LLC Executive Financial Services, with an estimated aggregate market value of $364,500.00.

Who is the selling security holder in this NU Form 144 filing?

The selling holder is THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025. The Form 144 is signed by /s/ Christina Junqueira, indicating the filing is made on behalf of that revocable trust for sales of Nu Holdings Ltd. common stock.

What NU shares have already been sold in the past 3 months under this plan?

The filing reports that the trust sold 50,000 shares of Nu Holdings Ltd. common stock on 08/14/2026 for total proceeds of $790,000.00. These are identified as 10b5-1 Sales for the revocable trust.

How were the NU shares to be sold originally acquired by the trust?

The 25,000 shares intended for sale were acquired on 06/24/2016 from Nu Holdings Ltd. through Previously Exercised Stock Options & Private Acquisition From Issuer, with the consideration described as Cash.

What is the reported number of NU shares outstanding in this filing?

The filing lists 3,833,072,934 Nu Holdings Ltd. common shares outstanding. This figure provides context for the issuer’s equity base and is separate from the 25,000 shares covered by the current Rule 144 sale notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/24/2026 - 04:31 PM Accepted by SEC EDGAR 08/24/2026 - 04:30 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001973445
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Nu Holdings Ltd.
SEC File Number	001-41129
Address of Issuer	Campbells Corporate Services Limited Cricket Square CAYMAN ISLANDS KY1-9010
Phone	3459492648
Name of Person for Whose Account the Securities are To Be Sold	THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	25000	364500.00	3833072934	08/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2016	Previously Exercised Stock Options & Private Acquisition From Issuer	Issuer			25000	06/24/2016	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for THE CRISTINA H Z J REVOCABLE TRUSTU/A DTD 10/24/2025 Campbells Corporate Services Limited Cricket Square E9 KY1-9010	Common	08/14/2026	50000	790000.00

144: Remarks and Signature

Remarks
Date of Notice	08/24/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Christina Junqueira
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)