Nu Holdings (NU) director discloses 18,658 shares including RSUs

Riepilogo Rhea-AI

Nu Holdings Ltd. la direttrice Jacqueline D. Reses ha depositato una dichiarazione iniziale di proprietà che indica la titolarità effettiva di 18.658 azioni ordinarie di Classe A. Tale importo include 12.320 azioni sottostanti a restricted share units non ancora maturate, che matureranno nel tempo se il suo rapporto di servizio con l'azienda continuerà.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Reses Jacqueline D

(Last) (First) (Middle)

C/O NU HOLDINGS LTD

RUA CAPOTE VALENTE, 39

(Street)

SAO PAULO 05409-000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares par value US$0.000006666666667	18,658(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 12,320 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Beatriz Outeiro, attorney-in-fact for Jacqueline Dawn Reses	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Nu Holdings (NU) Form 3 filing by Jacqueline D. Reses show?

The Form 3 shows that director Jacqueline D. Reses beneficially owns 18,658 Nu Holdings Class A ordinary shares. This is an initial ownership statement, not a new buy or sell transaction, and establishes her reported equity stake as a director.

How many Nu Holdings (NU) shares does Jacqueline D. Reses beneficially own?

Jacqueline D. Reses reports beneficial ownership of 18,658 Class A ordinary shares of Nu Holdings. This total includes both directly held shares and shares underlying unvested restricted share units that may vest if she continues her service with the company.

What portion of Jacqueline D. Reses’s Nu Holdings (NU) stake is in RSUs?

Of the 18,658 shares reported, 12,320 Class A ordinary shares are underlying unvested restricted share units. Each RSU represents a contingent right to receive one share, subject to her continued service through the applicable vesting dates set by prior grants.

Does the Nu Holdings (NU) Form 3 indicate recent insider buying or selling?

The Form 3 does not report any recent insider buying or selling. It is an initial ownership statement that simply records Jacqueline D. Reses’s existing holdings, including unvested restricted share units, rather than documenting a new market transaction.

What are restricted share units (RSUs) reported in the Nu Holdings (NU) Form 3?

Restricted share units (RSUs) are equity awards that convert into shares if vesting conditions are met. For Nu Holdings, 12,320 RSUs reported by Jacqueline D. Reses each represent one Class A share, contingent on her continued service through the vesting dates.