Nu Holdings (NU) CFO files initial Form 3 with no reported trades

Rhea-AI Filing Summary

Nu Holdings Ltd. executive Robert Philip Livingston, Chief Financial Officer, filed an initial Form 3 as a reporting person of the company. The report lists no equity transactions, holdings, or derivative positions for Livingston at the time of filing.

Key Terms

Form 3, reportingPersons, is_ten_percent_owner

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3) for Nu Holdings Ltd."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

"The reportingPersons array lists Livingston Robert Philip as the sole insider."

is_ten_percent_owner regulatory

"The field is_ten_percent_owner is 0 for this insider."

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Understanding Insider Trading Forms →

Available on EDGAR 07/15/2026 - 04:05 PM Accepted by SEC EDGAR 07/15/2026 - 04:04 PM Learn about SEC filing dates

FAQ

What does the Nu Holdings (NU) Form 3 filing disclose?

It discloses that Nu Holdings Chief Financial Officer Robert Philip Livingston has filed an initial Form 3 as a reporting person. The filing reports no equity holdings, transactions, or derivative positions for him in Nu Holdings at the time of the report.

Who is the reporting person in Nu Holdings (NU) Form 3?

The reporting person is Robert Philip Livingston, who serves as Chief Financial Officer of Nu Holdings Ltd. The Form 3 records his status as an officer but does not list any share ownership or derivative securities in the company.

Does the Nu Holdings (NU) Form 3 show any insider trades?

No, this Form 3 shows no insider buy or sell transactions by Robert Philip Livingston. The structured transaction summary indicates zero purchases, zero sales, and no derivative exercises or gifts associated with this insider at the time filed.

What position does Robert Philip Livingston hold at Nu Holdings (NU)?

Robert Philip Livingston is identified as the Chief Financial Officer of Nu Holdings Ltd. In the Form 3 data, he is flagged as an officer, not a director and not a ten percent owner, making this an officer-related initial ownership report.

Why is a Form 3 filing for Nu Holdings (NU) important?

A Form 3 is the initial statement of beneficial ownership for company insiders such as officers. It establishes a baseline record of what, if any, securities an insider reports when becoming subject to SEC reporting, enhancing transparency around insider positions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Livingston Robert Philip

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO SAO PAULO 05409000

(City) (State) (Zip)

BRAZIL

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/13/2026

3. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Beatriz Outeiro, attorney-in-fact for Robert Philip Livingston	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)