Nu Holdings (NYSE: NU) director Pham Thuan reports 110,171 Class A shares and RSUs

Rhea-AI Filing Summary

Nu Holdings Ltd. director Pham Thuan filed an initial ownership report showing holdings of 110,171 Class A ordinary shares. This figure includes 10,677 shares underlying unvested restricted share units, which each convert into one Class A share if the director continues service through the vesting dates.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Pham Thuan

(Last) (First) (Middle)

C/O NU HOLDINGS LTD

RUA CAPOTE VALENTE, 39

(Street)

SAO PAULO 05409-000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares par value US$0.000006666666667	110,171(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 10,677 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Beatriz Outeiro, attorney-in-fact for Thuan Quang Pham	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Nu Holdings (NU) Form 3 filed by Pham Thuan show?

The Form 3 shows director Pham Thuan’s initial ownership in Nu Holdings Ltd., reporting 110,171 Class A ordinary shares. This includes both currently held shares and unvested restricted share units that may convert into shares if vesting conditions are met.

How many Nu Holdings (NU) shares does director Pham Thuan report owning?

Director Pham Thuan reports beneficial ownership of 110,171 Class A ordinary shares of Nu Holdings Ltd. According to the filing, this total includes shares underlying unvested restricted share units that could become common shares upon satisfaction of vesting requirements.

How many unvested RSUs does Pham Thuan have in Nu Holdings (NU)?

Pham Thuan’s reported position includes 10,677 Class A ordinary shares underlying unvested RSUs. Each restricted share unit represents a contingent right to receive one Class A ordinary share, subject to continued service through the applicable vesting dates described in the filing footnote.

Are there any buy or sell transactions in this Nu Holdings (NU) Form 3?

The Form 3 for Nu Holdings director Pham Thuan does not report any buy or sell transactions. It is an initial statement of beneficial ownership, listing total Class A ordinary shares and unvested restricted share units held as of the filing date.

What conditions apply to Pham Thuan’s unvested RSUs in Nu Holdings (NU)?

The unvested RSUs reported by Pham Thuan vest only if he continues service through each vesting date. Each restricted share unit then converts into one Class A ordinary share, aligning a portion of his compensation with the company’s long-term performance.