Nu Holdings US CEO's trust sells 25,000 shares

The Family Trust's reported balance after the sale was 4,877,593 Class A shares, and the plan was adopted on March 27, 2026.

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) reported the sale of 25,000 Class A ordinary shares held by a Family Trust associated with US CEO and Chief Growth Officer Cristina Helena Zingaretti Junqueira. The shares were sold on October 5, 2026, at $15.0145 per share, under a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026. The reported Family Trust balance after the sale was 4,877,593 shares; Junqueira disclaims beneficial ownership except to the extent of her pecuniary interest.

Insider Trade Summary 10b5-1

Net Seller: 25,000 shares

Net Sell 6 txns

Insider Junqueira Cristina Helena Zingaretti

Role US CEO and Chief Growth Offcr

Sold 25,000 shs ($375K)

Type	Security	Shares	Price	Value
Sale	Class A ordinary shares ("Class A Shares") F1, F3	25,000	$15.0145	$375K
holding	Class A Shares F2	--	--	--
holding	Class A Shares F3	--	--	--
holding	Class A Shares F3	--	--	--
holding	Class A Shares F3	--	--	--
holding	Class A Shares F3	--	--	--

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 4,877,593 shares (Indirect, By Family Trust); Class A Shares — 2,542,083 shares (Direct); Class A Shares — 7,705,830 shares (Indirect, By Family Trust); Class A Shares — 1,539,000 shares (Indirect, By Estate Planning Vehicle)

Footnotes (3)

1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026.
2. F2. Figure includes 1,224,046 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the applicable vesting date.
3. F3. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.

Key Figures

Class A ordinary shares sold: 25,000 shares Sale price: $15.0145 per share Family Trust shares after transaction: 4,877,593 shares +4 more

7 metrics

Class A ordinary shares sold 25,000 shares Family Trust sale on October 5, 2026

Sale price $15.0145 per share October 5, 2026

Family Trust shares after transaction 4,877,593 shares Reported after the October 5, 2026 sale

Direct Class A share holding 2,542,083 shares Reported following the October 5, 2026 transaction; includes shares underlying unvested RSUs

Shares underlying unvested RSUs 1,224,046 shares Associated with prior grants

Estate Planning Vehicle holding 1,539,000 shares Reported following the October 5, 2026 transaction

Rule 10b5-1 plan adoption date March 27, 2026 Plan associated with the reported sale

Key Terms

Rule 10b5-1 trading plan, Restricted Share Units (RSUs), pecuniary interest

3 terms

Rule 10b5-1 trading plan regulatory

"pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Restricted Share Units (RSUs) financial

"underlying unvested Restricted Share Units (RSUs)"

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

pecuniary interest financial

"except to the extent of her pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NU shares did Cristina Helena Zingaretti Junqueira's Family Trust sell?

The Family Trust sale was 25,000 Class A ordinary shares on October 5, 2026, at $15.0145 per share. The sale was made under a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026.

How many unvested RSUs were included in Cristina Helena Zingaretti Junqueira's reported NU holdings?

The reported direct holding of 2,542,083 Class A shares included 1,224,046 Class A shares underlying unvested RSUs associated with prior grants. Each RSU represents a contingent right to receive one Class A share, subject to continued service through the applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/07/2026 - 05:54 PM Accepted by SEC EDGAR 10/07/2026 - 05:53 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Junqueira Cristina Helena Zingaretti

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	US CEO and Chief Growth Offcr

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	10/05/2026		S(1)		25,000	D	$15.0145	4,877,593	I	By Family Trust(3)
Class A Shares								2,542,083(2)	D
Class A Shares								4,902,593	I	By Family Trust(3)
Class A Shares								2,312,338	I	By Family Trust(3)
Class A Shares								490,899	I	By Family Trust(3)
Class A Shares								1,539,000	I	By Estate Planning Vehicle(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026.

2. Figure includes 1,224,046 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the applicable vesting date.

3. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.

	/s/ Beatriz Outeiro, attorney-in-fact for Cristina Junqueira	10/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)