Nu Holdings (NU) awards 23,483 Class A RSU-based shares to director Diego Piacentini

Rhea-AI Filing Summary

PIACENTINI DIEGO reported acquisition or exercise transactions in this Form 4 filing.

Nu Holdings Ltd. reported that director Diego Piacentini received a grant of 23,483 Class A ordinary shares on August 7, 2026, as part of unvested Restricted Share Units (RSUs) awarded at $0.00 per share. After this grant, he directly holds 30,986 Class A Shares, including those underlying the unvested RSUs, which remain subject to continued service through their vesting date. He also has 346,330 Class A Shares held indirectly through a family-owned corporation, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Net Buyer: 23,483 shares

Net Buy 2 txns

Insider PIACENTINI DIEGO

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	23,483	$0.00	$0.00
holding	Class A Shares F2	--	--	--

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 30,986 shares (Direct); Class A Shares — 346,330 shares (Indirect, By Family-Owned Corporation)

Footnotes (2)

1. F1. Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
2. F2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Key Figures

RSU grant shares: 23,483 Class A Shares Direct holdings after grant: 30,986 Class A Shares Indirect holdings via family corporation: 346,330 Class A Shares +1 more

4 metrics

RSU grant shares 23,483 Class A Shares Unvested RSUs granted to director on August 7, 2026

Direct holdings after grant 30,986 Class A Shares Total direct Class A Shares held following the reported transaction

Indirect holdings via family corporation 346,330 Class A Shares Indirectly held by a family-owned corporation; beneficial ownership disclaimed except for pecuniary interest

Grant price per share $0.00 per share Reported transaction price for the 23,483 Class A Shares underlying RSUs

Key Terms

Restricted Share Units (RSUs), beneficial ownership, pecuniary interest, Class A ordinary shares

4 terms

Restricted Share Units (RSUs) financial

"Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

beneficial ownership financial

"The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein."

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

FAQ

What did Nu Holdings (NU) disclose about Diego Piacentini’s new equity grant?

Nu Holdings disclosed that director Diego Piacentini received a grant of 23,483 Class A Shares on August 7, 2026, underlying unvested RSUs. These RSUs vest only if he continues serving through the applicable vesting date.

How many Nu Holdings (NU) shares does Diego Piacentini directly hold after this Form 4?

After the reported grant, Diego Piacentini directly holds 30,986 Class A Shares. This total includes 23,483 shares underlying unvested RSUs that will be delivered only upon vesting, subject to his continued service.

What indirect Nu Holdings (NU) holdings are reported for Diego Piacentini?

The filing reports that a family-owned corporation associated with Diego Piacentini holds 346,330 Class A Shares. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in that entity.

Are Diego Piacentini’s new Nu Holdings (NU) RSUs immediately vested?

No. The 23,483 RSUs are unvested and each represents a contingent right to receive one Class A Share. Vesting is conditioned on his continued service through the specified vesting date.

Did Diego Piacentini buy or sell Nu Holdings (NU) shares on the market in this Form 4?

No market purchase or sale was reported. The Form 4 reflects a grant or award acquisition of 23,483 Class A Shares underlying RSUs, at a reported price of $0.00 per share, rather than an open-market transaction.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/11/2026 - 09:13 PM Accepted by SEC EDGAR 08/11/2026 - 09:12 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PIACENTINI DIEGO

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/07/2026		A		23,483	A	$0	30,986(1)	D
Class A Shares								346,330	I	By Family-Owned Corporation(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Beatriz Outeiro, attorney-in-fact for Diego Piacentini	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)