New ERA Energy & Digital CFO acquires stock awards

Monthly vesting over four years is subject to continued employment, with the performance award also conditioned on performance.

Available on EDGAR 11/03/2026 - 06:11 PM EST Accepted by SEC EDGAR 11/03/2026 - 06:10 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

New ERA Energy & Digital, Inc. President and CFO Ted Grogan Warner reported direct acquisitions of 610,673 RSUs granted March 16, 2026, and another 610,673 RSUs earned October 30, 2026, when the Compensation Committee certified achievement of a performance condition under an award granted March 16. The March transaction was reported late due to an administrative oversight. The March grant vests in equal monthly installments over four years, subject to continued employment; the performance RSUs are also subject to achievement of the performance condition. Vested RSUs are paid in common stock no later than March 15 of the calendar year following the year they vest.

Insider Trade Summary

Grant/Award: 1,221,346 shares

Grant/Award 2 txns

Insider Warner Ted Grogan

Role President and CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F3	610,673	$0.00	$0.00
Grant/Award	Common Stock F1, F2	610,673	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,221,346 shares (Direct)

Holdings Before and After: Common Stock, 0 to 1,221,346 shares (Direct)

Footnotes (3)

1. F1. The transaction reported herein was not timely reported due to an administrative oversight.
2. F2. Represents restricted stock units ("RSUs") granted to the Reporting Person that vest in equal installments on the first business day of each calendar month following the grant date over a period of four (4) years, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. The vested RSUs will be paid on or as promptly as practicable following the vesting date (but in no event later than March 15 of the calendar year following the calendar year in which the RSUs become vested) in the form of the Issuer's common stock equal to the number of vested RSUs.
3. F3. Represents RSUs earned upon the Compensation Committee's certification on October 30, 2026, of the achievement of a performance condition under a performance award granted to the Reporting Person on March 16, 2026. The RSUs vest in equal installments on the first business day of each calendar month following the grant date over a period of four (4) years, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and achievement of the performance condition. Installments with vesting dates occurring before the certification date vested upon certification. The vested RSUs will be paid on or as promptly as practicable (but in no event later than March 15 of the calendar year following the calendar year in which the RSUs become vested) following the applicable vesting date in the form of the Issuer's common stock equal to the number of vested RSUs.

Key Figures

March RSU grant: 610,673 RSUs Performance RSUs earned: 610,673 RSUs Vesting period: Four years

3 metrics

March RSU grant 610,673 RSUs Granted March 16, 2026

Performance RSUs earned 610,673 RSUs Earned October 30, 2026, after certification of the performance condition

Vesting period Four years Equal monthly installments, subject to the applicable employment and performance conditions

Key Terms

restricted stock units, performance award, performance condition

3 terms

restricted stock units financial

"Represents restricted stock units ("RSUs") granted to the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

performance award financial

"under a performance award granted to the Reporting Person"

performance condition financial

"achievement of a performance condition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What RSU transactions did NUAI's President and CFO report?

Ted Grogan Warner reported 610,673 RSUs granted March 16, 2026, and 610,673 performance RSUs earned October 30, 2026, after the Compensation Committee certified achievement of the performance condition. The March 16 transaction was reported late due to an administrative oversight.

How do NUAI's reported RSUs vest and get paid?

The March grant vests in equal installments on the first business day of each calendar month over four years, subject to continued employment. The performance RSUs have the same schedule and are also subject to achievement of the performance condition; installments due before certification vested upon certification. Vested RSUs are paid in common stock no later than March 15 of the calendar year following the year they vest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Warner Ted Grogan

(Last) (First) (Middle)

200 NORTH LORAINE STREET #1324

(Street)

MIDLAND TEXAS 79701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
New ERA Energy & Digital, Inc. [ NUAI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026(1)		A		610,673(2)	A	$0	610,673	D
Common Stock	10/30/2026		A		610,673(3)	A	$0	1,221,346	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported herein was not timely reported due to an administrative oversight.

2. Represents restricted stock units ("RSUs") granted to the Reporting Person that vest in equal installments on the first business day of each calendar month following the grant date over a period of four (4) years, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. The vested RSUs will be paid on or as promptly as practicable following the vesting date (but in no event later than March 15 of the calendar year following the calendar year in which the RSUs become vested) in the form of the Issuer's common stock equal to the number of vested RSUs.

3. Represents RSUs earned upon the Compensation Committee's certification on October 30, 2026, of the achievement of a performance condition under a performance award granted to the Reporting Person on March 16, 2026. The RSUs vest in equal installments on the first business day of each calendar month following the grant date over a period of four (4) years, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and achievement of the performance condition. Installments with vesting dates occurring before the certification date vested upon certification. The vested RSUs will be paid on or as promptly as practicable (but in no event later than March 15 of the calendar year following the calendar year in which the RSUs become vested) following the applicable vesting date in the form of the Issuer's common stock equal to the number of vested RSUs.

	Lisa Kish, Attorney-in-Fact for Ted G. Warner	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)