STOCK TITAN

New Era Energy & Digital (NUAI) investors report 4.2% stake in 4.25M shares

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(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

New Era Energy & Digital, Inc. received an updated Schedule 13G/A (Amendment No. 1) from affiliated broker-dealers G1 Execution Services, LLC and Susquehanna Securities, LLC regarding their holdings of common stock. Together, the reporting persons state beneficial ownership of 4,248,731 Shares, representing 4.2% of the outstanding common stock.

The reported position includes warrants to purchase 4,405 Shares held by G1 Execution Services, LLC and options to buy 4,213,600 Shares held by Susquehanna Securities, LLC. Based on the company’s prospectus, there were 101,290,928 Shares outstanding as of May 14, 2026. The firms report both sole and shared voting and dispositive power over these Shares and each disclaims beneficial ownership of Shares held directly by the other.

Positive

  • None.

Negative

  • None.
Shares beneficially owned 4,248,731 Shares Total common stock beneficially owned by the reporting persons
Percent of class 4.2% Portion of New Era Energy & Digital, Inc. common stock beneficially owned
Shares outstanding 101,290,928 Shares Common stock outstanding as of May 14, 2026, per company prospectus
Warrants held by G1 Execution Services, LLC 4,405 Shares Warrants to purchase Shares included in G1’s beneficial ownership
Options held by Susquehanna Securities, LLC 4,213,600 Shares Options to buy Shares included in Susquehanna’s beneficial ownership
G1 sole voting and dispositive power 20,466 Shares Shares over which G1 Execution Services, LLC has sole power
Susquehanna sole voting and dispositive power 4,228,265 Shares Shares over which Susquehanna Securities, LLC has sole power
Shared voting and dispositive power 4,248,731 Shares Shares over which the reporting persons have shared power
beneficially owned financial
"The information required by this Item 4(a) is set forth in Row 9...beneficially owned"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
dispositive power financial
"Sole Dispositive Power 20,466.00 8 | Shared Dispositive Power 4,248,731.00"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
broker-dealers financial
"affiliated independent broker-dealers, which may be deemed a group"
A broker-dealer is a firm or individual that helps people buy and sell securities and may also trade those securities for its own account. Think of it like a market clerk who can either match a buyer with a seller or sell items from the shop’s shelves; investors rely on broker-dealers to execute trades, custody assets, provide market access and advice, and their actions and fees can affect trade speed, cost and potential conflicts of interest.
Schedule 13G/A regulatory
"Ownership of 5 percent or less of a class "
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.
CUSIP financial
"CUSIP No.: 64428N109"
A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.

FAQ

How much of New Era Energy & Digital, Inc. (NUAI) do the reporting persons own?

G1 Execution Services, LLC and Susquehanna Securities, LLC report beneficial ownership of 4,248,731 Shares of New Era Energy & Digital, Inc. common stock, representing 4.2% of the class based on the company’s stated Shares outstanding as of May 14, 2026.

Who are the reporting persons in this NUAI Schedule 13G/A amendment?

The Schedule 13G/A is filed by G1 Execution Services, LLC and Susquehanna Securities, LLC. Both are affiliated independent broker-dealers and may be deemed a group, though each disclaims beneficial ownership of Shares directly owned by the other entity.

What percentage of New Era Energy (NUAI) stock is reported as owned?

The reporting persons state that they beneficially own 4.2% of New Era Energy & Digital, Inc.’s common stock. This percentage is calculated using 101,290,928 Shares outstanding as of May 14, 2026, as disclosed in the company’s May 22, 2026 prospectus.

How many NUAI Shares outstanding were used to calculate the 4.2% ownership?

The 4.2% ownership figure is based on 101,290,928 Shares outstanding of New Era Energy & Digital, Inc. common stock as of May 14, 2026, which is the amount indicated in the company’s prospectus filed under Registration No. 333-295703.

Do the NUAI holdings reported include warrants or options?

Yes. G1 Execution Services, LLC’s reported beneficial ownership includes warrants to purchase 4,405 Shares, and Susquehanna Securities, LLC’s reported beneficial ownership includes options to buy 4,213,600 Shares of New Era Energy & Digital, Inc. common stock, in addition to any directly held Shares.

What voting and dispositive powers are reported for NUAI Shares?

G1 Execution Services, LLC reports sole voting and dispositive power over 20,466 Shares, while Susquehanna Securities, LLC reports sole voting and dispositive power over 4,228,265 Shares. Both also report shared voting and dispositive power over 4,248,731 Shares in total.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





64428N109

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 5 through Row 9 above, G1 Execution Services, LLC and Susquehanna Securities, LLC are affiliated independent broker-dealers, which may be deemed a group. For purposes of this report, we have indicated that each reporting person has sole voting and dispositive power with respect to the shares beneficially owned by it and that the reporting persons have shared voting and dispositive power with respect to all shares beneficially owned by all of the reporting persons. Each of the reporting persons disclaims beneficial ownership of shares owned directly by another reporting person.


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 5 through Row 9 above, G1 Execution Services, LLC and Susquehanna Securities, LLC are affiliated independent broker-dealers, which may be deemed a group. For purposes of this report, we have indicated that each reporting person has sole voting and dispositive power with respect to the shares beneficially owned by it and that the reporting persons have shared voting and dispositive power with respect to all shares beneficially owned by all of the reporting persons. Each of the reporting persons disclaims beneficial ownership of shares owned directly by another reporting person.


SCHEDULE 13G



G1 Execution Services, LLC
Signature:/s/ Brian Sopinsky
Name/Title:Brian Sopinsky, Secretary
Date:08/14/2026
Susquehanna Securities, LLC
Signature:/s/ Brian Sopinsky
Name/Title:Brian Sopinsky, Secretary
Date:08/14/2026
Exhibit Information

EXHIBIT INDEX EXHIBIT DESCRIPTION ________ ________ 99 Joint Filing Agreement* * Previously filed