STOCK TITAN

New Era Energy & Digital (NUAI) affiliate group reports 7.1% ownership, 4.02M shares

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

New Era Energy & Digital, Inc. reports a joint Schedule 13G filing showing 4,018,958 shares beneficially owned by reporting persons, representing 7.1% of the class. The filing states 56,775,187 Shares outstanding as of March 9, 2026. G1 Execution Services' count includes 6,452 warrants; Susquehanna Securities' count includes 2,521,700 options.

Positive

  • None.

Negative

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Reported beneficial ownership 4,018,958 shares Row 9 / Item 4(a) of Schedule 13G
Percent of class 7.1% Item 4(b) of Schedule 13G
Shares outstanding 56,775,187 Shares Prospectus (Registration No. 333-293196) as of March 9, 2026
Warrants included (G1) 6,452 warrants Included in G1 Execution Services' beneficial ownership (Item 4(a))
Options included (Susquehanna) 2,521,700 options Included in Susquehanna Securities' beneficial ownership (Item 4(a))
beneficially owned regulatory
"The number of Shares reported as beneficially owned by G1 Execution Services, LLC includes"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
shared dispositive power regulatory
"Shared Dispositive Power 4,018,958.00"
warrants financial
"includes 6,452 Shares issuable upon the exercise of warrants"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
options financial
"includes options to buy 2,521,700 Shares"
Options are contracts that give investors the right to buy or sell an asset at a specific price within a certain time frame. They function like a reservation or a ticket that allows for potential profit or protection against price changes, making them useful tools for managing investment risks or speculating on market movements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stake does NUAI reporting persons hold?

They report beneficial ownership of 4,018,958 shares, equal to 7.1% of the class. This figure appears in Row 9 on the cover pages and Item 4(a) of the filing.

How many NUAI shares were outstanding as of the filing?

The prospectus cited in the filing lists 56,775,187 Shares outstanding as of March 9, 2026. That baseline is provided in Item 4(a) for context on percentage ownership.

Do the reported holdings include derivatives for NUAI?

Yes. The filing states G1 Execution Services' count includes 6,452 Shares issuable on warrants, and Susquehanna Securities' count includes 2,521,700 options as part of their reported beneficial ownership.

Are G1 Execution Services and Susquehanna grouped in this NUAI filing?

The filing explains the two are affiliated broker-dealers and may be deemed a group. Each reporting person disclaims ownership of shares owned directly by the other, while reporting shared voting/dispositive power in the cover-page notes.

Who signed the NUAI Schedule 13G and when?

The filing is signed by Brian Sopinsky, Secretary for each reporting person, with signature dates of 05/13/2026, as shown on the signature blocks at the end of the statement.





64428N109

(CUSIP Number)
03/31/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 5 through Row 9 above, G1 Execution Services, LLC and Susquehanna Securities, LLC are affiliated independent broker-dealers, which may be deemed a group. For purposes of this report, we have indicated that each reporting person has sole voting and dispositive power with respect to the shares beneficially owned by it and that the reporting persons have shared voting and dispositive power with respect to all shares beneficially owned by all of the reporting persons. Each of the reporting persons disclaims beneficial ownership of shares owned directly by another reporting person.


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 5 through Row 9 above, G1 Execution Services, LLC and Susquehanna Securities, LLC are affiliated independent broker-dealers, which may be deemed a group. For purposes of this report, we have indicated that each reporting person has sole voting and dispositive power with respect to the shares beneficially owned by it and that the reporting persons have shared voting and dispositive power with respect to all shares beneficially owned by all of the reporting persons. Each of the reporting persons disclaims beneficial ownership of shares owned directly by another reporting person.


SCHEDULE 13G



G1 Execution Services, LLC
Signature:/s/ Brian Sopinsky
Name/Title:Brian Sopinsky, Secretary
Date:05/13/2026
Susquehanna Securities, LLC
Signature:/s/ Brian Sopinsky
Name/Title:Brian Sopinsky, Secretary
Date:05/13/2026
Exhibit Information

EXHIBIT INDEX EXHIBIT DESCRIPTION ________ ________ 99 Joint Filing Agreement