New ERA Energy & Digital: AMC holds 9.3M shares

The four call-option positions have a $5.0000 exercise price, and their holders may exercise at any time.

Rhea-AI Filing Summary

New ERA Energy & Digital, Inc. (NUAI) reports ownership for three 10% owners: Kent C. McCarthy, KCM Capital Inc., and AMC Fund, L.P. McCarthy directly holds 200,000 common shares; AMC Fund directly holds 9,300,000 shares, with McCarthy and KCM indirect owners of AMC Fund’s securities and each having a pecuniary interest in a portion.

McCarthy directly holds call options covering 50,000 shares expiring January 15, 2027, and 200,000 shares expiring January 21, 2028. AMC Fund holds options covering 1,160,000 shares expiring January 15, 2027, and 680,000 shares expiring January 21, 2028. Each option has a $5.0000 exercise price; holders may exercise at any time.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider MCCARTHY KENT C, KCM Capital Inc, AMC Fund, L.P.

Role 10% Owner | 10% Owner | 10% Owner

Type	Security	Shares	Price	Value
holding	Call option F3, F1	--	--	--
holding	Call option F3, F1	--	--	--
holding	Call option F3, F2	--	--	--
holding	Call option F3, F2	--	--	--
holding	Common Stock, $0.0001 par value per share F1	--	--	--
holding	Common Stock, $0.0001 par value per share F2	--	--	--

Holdings After Transaction: Call option — 250,000 contracts (Direct); Call option — 1,840,000 contracts (Indirect, By AMC Fund); Common Stock, $0.0001 par value per share — 200,000 shares (Direct); Common Stock, $0.0001 par value per share — 9,300,000 shares (Indirect, By AMC Fund)

Footnotes (3)

1. F1. These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities.
2. F2. These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC.
3. F3. The holder of the option may exercise at any time.

Key Figures

Common shares directly held by Kent C. McCarthy: 200,000 shares Common shares directly held by AMC Fund, L.P.: 9,300,000 shares Call-option underlying shares held directly by Kent C. McCarthy: 50,000 shares +3 more

6 metrics

Common shares directly held by Kent C. McCarthy 200,000 shares Holding reported October 8, 2026

Common shares directly held by AMC Fund, L.P. 9,300,000 shares Holding reported October 8, 2026

Call-option underlying shares held directly by Kent C. McCarthy 50,000 shares $5.0000 exercise price; expires January 15, 2027

Call-option underlying shares held directly by Kent C. McCarthy 200,000 shares $5.0000 exercise price; expires January 21, 2028

Call-option underlying shares held by AMC Fund, L.P. 1,160,000 shares $5.0000 exercise price; expires January 15, 2027

Call-option underlying shares held by AMC Fund, L.P. 680,000 shares $5.0000 exercise price; expires January 21, 2028

Key Terms

Call option, exercise, pecuniary interest

3 terms

Call option financial

"Call option"

A call option is a contract that gives its buyer the right, but not the obligation, to buy a specific number of shares at a predetermined price within a set time period. Think of it as a refundable reservation to buy an item later at today’s price: you pay a fee up front and can profit if the stock rises, while your downside is limited to that fee; investors use calls to gain leverage, speculate on upside, or hedge positions without owning the shares.

exercise financial

"may exercise at any time"

pecuniary interest financial

"has a pecuniary interest in a portion"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NUAI common shares do the reported owners hold?

Kent C. McCarthy directly holds 200,000 shares. AMC Fund, L.P. directly holds 9,300,000 shares; McCarthy and KCM Capital Inc. are indirect owners of AMC Fund’s securities, and each has a pecuniary interest in a portion.

What NUAI call options were reported?

The report lists four call-option positions, each with a $5.0000 exercise price: McCarthy directly holds options covering 50,000 shares expiring January 15, 2027, and 200,000 shares expiring January 21, 2028; AMC Fund holds options covering 1,160,000 and 680,000 shares with those respective expiration dates. The holders may exercise at any time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/14/2026 - 04:41 PM EDT Accepted by SEC EDGAR 10/14/2026 - 04:41 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

MCCARTHY KENT C

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
10/08/2026

3. Issuer Name and Ticker or Trading Symbol
New ERA Energy & Digital, Inc. [ NUAI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.0001 par value per share	200,000	D(1)
Common Stock, $0.0001 par value per share	9,300,000	I	By AMC Fund(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Call option	(3)	01/15/2027	Common Stock, $0.0001 par value per share	50,000	$5	D(1)
Call option	(3)	01/21/2028	Common Stock, $0.0001 par value per share	200,000	$5	D(1)
Call option	(3)	01/15/2027	Common Stock, $0.0001 par value per share	1,160,000	$5	I	By AMC Fund(2)
Call option	(3)	01/21/2028	Common Stock, $0.0001 par value per share	680,000	$5	I	By AMC Fund(2)

1. Name and Address of Reporting Person^*

MCCARTHY KENT C

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KCM Capital Inc

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

AMC Fund, L.P.

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities.

2. These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC.

3. The holder of the option may exercise at any time.

	Kent C. McCarthy, Authorized Person	10/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)