New ERA Energy & Digital: AMC Fund buys 250K shares

AMC Fund’s reported common-stock position is 9,550,000 shares, alongside call options held directly by Kent C. McCarthy and through the fund.

Rhea-AI Filing Summary

New ERA Energy & Digital, Inc. (NUAI) reports that AMC Fund, L.P., a ten percent owner, purchased 250,000 shares on October 9, 2026, at $4.7694 per share, bringing its reported common-stock holdings to 9,550,000 shares. The shares are held by AMC Fund, which is controlled by KCM Capital Inc., in turn controlled by Kent C. McCarthy, also reported as a ten percent owner. No Rule 10b5-1 plan is reported.

Reported call options have a $5.00 exercise price. McCarthy directly holds options covering 50,000 shares expiring January 15, 2027, and 200,000 shares expiring January 21, 2028. AMC Fund holds options covering 1,160,000 and 680,000 shares with those respective expiration dates. McCarthy also directly holds 200,000 common shares.

Insider Trade Summary

Net Buyer: 250,000 shares

Net Buy 6 txns

Insider MCCARTHY KENT C, KCM Capital Inc, AMC Fund, L.P.

Role 10% Owner | 10% Owner | 10% Owner

Bought 250,000 shs ($1.19M)

Type	Security	Shares	Price	Value
Purchase	Common Stock, $0.0001 par value per share F2	250,000	$4.7694	$1.19M
holding	Call option F3, F1	--	--	--
holding	Call option F3, F1	--	--	--
holding	Call option F3, F2	--	--	--
holding	Call option F3, F2	--	--	--
holding	Common Stock, $0.0001 par value per share F1	--	--	--

Holdings After Transaction: Common Stock, $0.0001 par value per share — 9,550,000 shares (Indirect, By AMC Fund); Call option — 250,000 contracts (Direct); Call option — 1,840,000 contracts (Indirect, By AMC Fund); Common Stock, $0.0001 par value per share — 200,000 shares (Direct)

Footnotes (3)

1. F1. These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities.
2. F2. These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC.
3. F3. The holder of the option may exercise at any time.

Key Figures

Shares purchased: 250,000 shares Purchase price: $4.7694 per share Common shares following purchase: 9,550,000 shares +4 more

7 metrics

Shares purchased 250,000 shares AMC Fund, L.P., October 9, 2026

Purchase price $4.7694 per share AMC Fund, L.P., October 9, 2026

Common shares following purchase 9,550,000 shares Reported for AMC Fund, L.P.

Directly held call options 50,000 underlying shares Kent C. McCarthy; $5.00 exercise price; expires January 15, 2027

Directly held call options 200,000 underlying shares Kent C. McCarthy; $5.00 exercise price; expires January 21, 2028

AMC Fund call options 1,160,000 underlying shares $5.00 exercise price; expires January 15, 2027

AMC Fund call options 680,000 underlying shares $5.00 exercise price; expires January 21, 2028

Key Terms

Call option, exercise price, pecuniary interest

3 terms

Call option financial

"Call option"

A call option is a contract that gives its buyer the right, but not the obligation, to buy a specific number of shares at a predetermined price within a set time period. Think of it as a refundable reservation to buy an item later at today’s price: you pay a fee up front and can profit if the stock rises, while your downside is limited to that fee; investors use calls to gain leverage, speculate on upside, or hedge positions without owning the shares.

exercise price financial

"exercise at any time"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

pecuniary interest financial

"pecuniary interest in a portion of the securities held by AMC"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NUAI shares did AMC Fund buy, and at what price?

AMC Fund, L.P. purchased 250,000 shares on October 9, 2026, at $4.7694 per share, bringing its reported common-stock holdings to 9,550,000 shares. The shares are held by AMC Fund, which is controlled by KCM Capital Inc., in turn controlled by Kent C. McCarthy. No Rule 10b5-1 plan is reported.

Can the NUAI call options in the report be exercised before expiration?

The reported option holder may exercise at any time. The options have a $5.00 exercise price and the listed expiration dates are January 15, 2027, and January 21, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/14/2026 - 05:25 PM EDT Accepted by SEC EDGAR 10/14/2026 - 05:24 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MCCARTHY KENT C

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
New ERA Energy & Digital, Inc. [ NUAI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share								200,000	D(1)
Common Stock, $0.0001 par value per share	10/09/2026		P		250,000	A	$4.7694	9,550,000	I	By AMC Fund(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Call option	$5							(3)	01/15/2027	Common Stock, $0.0001 par value per share	50,000		50,000	D(1)
Call option	$5							(3)	01/21/2028	Common Stock, $0.0001 par value per share	200,000		200,000	D(1)
Call option	$5							(3)	01/15/2027	Common Stock, $0.0001 par value per share	1,160,000		1,160,000	I	By AMC Fund(2)
Call option	$5							(3)	01/21/2028	Common Stock, $0.0001 par value per share	680,000		680,000	I	By AMC Fund(2)

1. Name and Address of Reporting Person^*

MCCARTHY KENT C

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KCM Capital Inc

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

AMC Fund, L.P.

(Last) (First) (Middle)

13021 W 74TH ST

(Street)

SHAWNEE KANSAS 66216

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities.

2. These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC.

3. The holder of the option may exercise at any time.

	Kent C. McCarthy, Authorized Person	10/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)