NUVB Form 144: Insider plans sale of 20,000 Class A shares

An affiliate of NUVB has filed a Form 144 notice to sell 20,000 shares of Class A common stock.

Accepted by SEC EDGAR 11/20/2025 - 04:07 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

An affiliate of NUVB has filed a Form 144 notice to sell 20,000 shares of Class A common stock. The shares are planned to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $140,074.00. The filing lists 342,833,433 shares of Class A common stock outstanding and shows that the 20,000 shares were acquired on 11/20/2025 by exercising options under a registered plan for cash. The seller, Dongfang Liu, also sold 15,000 Class A shares on 11/17/2025 and 15,000 shares on 11/19/2025 in the prior three months.

FAQ

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What does NUVB's latest Form 144 filing disclose?

The Form 144 discloses a planned sale of 20,000 shares of NUVB Class A common stock, with an aggregate market value of $140,074.00, to be sold through Morgan Stanley Smith Barney LLC on the NYSE.

How many NUVB shares are covered by this Form 144 notice?

The notice covers 20,000 shares of NUVB Class A common stock to be sold.

What is the stated market value of the NUVB shares to be sold?

The aggregate market value of the 20,000 NUVB Class A shares covered by the notice is $140,074.00.

How many NUVB shares were outstanding according to the Form 144?

The filing reports 342,833,433 NUVB Class A common shares outstanding at the time referenced.

How were the NUVB shares in this Form 144 acquired?

The 20,000 shares to be sold were acquired on 11/20/2025 through the exercise of options under a registered plan, with the purchase price paid in cash.

What NUVB share sales did the insider make in the last 3 months?

The seller, Dongfang Liu, sold 15,000 Class A shares on 11/17/2025 for gross proceeds of $71,475.00 and 15,000 shares on 11/19/2025 for $76,552.50.

Which broker will handle the NUVB Form 144 share sale?

The planned sale of 20,000 NUVB Class A shares will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, NY 10004.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001937915
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NUVATION BIO INC.
SEC File Number	001-39351
Address of Issuer	1500 Broadway Suite 1401 New York NEW YORK 10036
Phone	332-208-6102
Name of Person for Whose Account the Securities are To Be Sold	DONGFANG LIU
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	140074.00	342833433	11/20/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	11/20/2025	Exercise of options under a registered plan	Issuer			20000	11/20/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DONGFANG LIU 1500 Broadway Suite 1401 New York NY 10036	Class A Common	11/19/2025	15000	76552.50
DONGFANG LIU 1500 Broadway Suite 1401 New York NY 10036	Class A Common	11/17/2025	15000	71475.00

144: Remarks and Signature

Remarks
Date of Notice	11/20/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Dongfang Liu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)