Nuvation Bio Inc. SEC Filing

NUVB filed a Form 144 notice for a proposed sale of its Class A common stock.

Accepted by SEC EDGAR 11/17/2025 - 04:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

NUVB filed a Form 144 notice for a proposed sale of its Class A common stock. The filing covers a planned sale of 15,000 Class A common shares on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $71,475. These 15,000 shares were acquired on 11/17/2025 by exercising stock options under a registered plan, paid for in cash on the same date. The filing notes that 342,833,433 shares of Class A common stock were outstanding, providing context for the size of the planned sale.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NUVB's latest Form 144 filing disclose?

The Form 144 for NUVB discloses a planned sale of 15,000 shares of Class A common stock on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $71,475.

How many NUVB shares are planned to be sold under this Form 144?

The notice covers the proposed sale of 15,000 Class A common shares of NUVB, with an aggregate market value of $71,475.

How and when were the NUVB shares in the Form 144 acquired?

The 15,000 NUVB Class A common shares were acquired on 11/17/2025 through the exercise of stock options under a registered plan, and were paid for in cash on the same date.

Which broker will handle the NUVB Form 144 share sale?

The planned sale of NUVB Class A common stock will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, based at 1 New York Plaza, 8th Floor, New York, NY 10004.

On which exchange will the NUVB shares in this Form 144 be sold?

The Form 144 indicates that the 15,000 Class A common shares of NUVB are expected to be sold on the NYSE.

How many NUVB shares were outstanding in relation to this Form 144 sale?

The filing states that there were 342,833,433 shares of NUVB Class A common stock outstanding, which provides context for the 15,000-share planned sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001937915
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NUVATION BIO INC.
SEC File Number	001-39351
Address of Issuer	1500 Broadway Suite 1401 New York NEW YORK 10036
Phone	332-208-6102
Name of Person for Whose Account the Securities are To Be Sold	DONGFANG LIU
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15000	71475.00	342833433	11/17/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	11/17/2025	Exercise of options under a registered plan	Issuer			15000	11/17/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/17/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Dongfang Liu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)