Nuwellis director granted 6,744 stock options
Nuwellis, Inc. director Emerson J. Martin received a grant of nonstatutory stock options as part of his equity compensation.
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Form Type
4
Rhea-AI Filing Summary
Nuwellis, Inc. director Emerson J. Martin received a grant of nonstatutory stock options as part of his equity compensation. The award covers 6,744 options to buy Nuwellis common stock at an exercise price of $1.16 per share.
The options vest in 12 approximately equal monthly installments starting one month after the grant date, so they are fully vested after one year. The options expire on April 27, 2036 if not exercised. After this grant, Martin holds 6,744 derivative securities related to Nuwellis common stock directly.
Insider Trade Summary
Grant/Award: 6,744 shares
Grant/Award
1 txn
Insider
Emerson Martin J
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Nonstatutory Stock Option (right to buy) | 6,744 | $0.00 | $0.00 |
Holdings After Transaction:
Nonstatutory Stock Option (right to buy) — 6,744 contracts (Direct)
Footnotes (1)
- F1. Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.
Key Figures
Options granted: 6,744 options
Exercise price: $1.16 per share
Total derivative holdings after grant: 6,744 options
+2 more
5 metrics
Options granted
6,744 options
Nonstatutory stock option award to director
Exercise price
$1.16 per share
Exercise price for Nuwellis common stock under options
Total derivative holdings after grant
6,744 options
Total options held by Emerson J. Martin after transaction
Expiration date
April 27, 2036
Option term end date if not exercised
Vesting schedule
12 monthly installments over 1 year
Vests starting one month after grant date
Key Terms
Nonstatutory Stock Option, exercise price, expiration date, grant, award, or other acquisition, +1 more
5 terms
Nonstatutory Stock Option financial
"Nonstatutory Stock Option (right to buy)"
A nonstatutory stock option (also called a non-qualified stock option) is an employee or contractor right to buy company shares at a set price that does not qualify for special tax treatment. When exercised, the difference between the market price and the set price is treated as ordinary income for the recipient and usually triggers payroll tax and withholding. For investors, these options matter because they create potential share dilution, affect reported compensation costs, and influence the timing of when new shares enter the market—similar to a coupon that lets someone buy stock at a discount but results in an immediate tax bill.
exercise price financial
"conversion_or_exercise_price: "1.1600""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: "2036-04-27T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
vesting financial
"Vests in 12 approximately equal consecutive monthly increments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Nuwellis (NUWE) disclose in this Form 4 filing?
Nuwellis disclosed that director Emerson J. Martin received a grant of 6,744 nonstatutory stock options. These options allow him to buy Nuwellis common stock at $1.16 per share under a compensation award that vests over one year and expires in April 2036.
How many stock options were granted to Emerson J. Martin at Nuwellis (NUWE)?
Emerson J. Martin was granted 6,744 nonstatutory stock options. Each option represents the right to purchase one share of Nuwellis common stock, subject to vesting conditions and an exercise price of $1.16 per share as disclosed in the Form 4 filing.
What is the exercise price of the new Nuwellis (NUWE) stock options?
The exercise price of the newly granted Nuwellis stock options is $1.16 per share. This means Martin can buy Nuwellis common stock at $1.16 for each of the 6,744 options once they vest and before they expire in April 2036.
When do Emerson J. Martin’s Nuwellis (NUWE) stock options vest?
The options vest in 12 approximately equal monthly installments starting one month after the grant date. According to the footnote, all 6,744 options will be fully vested on the one-year anniversary of the grant, assuming continued eligibility during the vesting period.
What is the expiration date of the Nuwellis (NUWE) stock options granted to Emerson J. Martin?
The nonstatutory stock options granted to Emerson J. Martin expire on April 27, 2036. He must exercise any vested options before that expiration date; otherwise, the right to purchase Nuwellis common stock under those options will lapse.
How many Nuwellis (NUWE) derivative securities does Emerson J. Martin hold after this transaction?
Following this grant, Martin holds 6,744 derivative securities related to Nuwellis common stock. These represent the nonstatutory stock options reported in the filing, all held directly, with each option potentially convertible into one share upon exercise at $1.16.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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