State Street Corporation (NYSE: STT) discloses 7.1% ownership of Novavax

Rhea-AI Filing Summary

State Street Corporation reported significant ownership in Novavax, Inc. common stock. State Street and its investment management affiliates beneficially owned 11,740,566 shares of Novavax common stock, representing 7.1% of the class.

State Street reported no sole voting or dispositive power over Novavax shares. It has shared voting power over 11,281,036 shares and shared dispositive power over all 11,740,566 beneficially owned shares, reflecting holdings managed through its global advisor and trust subsidiaries.

Key Figures

Beneficially owned shares: 11,740,566 shares Percent of class: 7.1% Shared voting power: 11,281,036 shares +3 more

6 metrics

Beneficially owned shares 11,740,566 shares Novavax common stock beneficially owned by State Street Corporation

Percent of class 7.1% Percentage of Novavax common stock class held by State Street Corporation

Shared voting power 11,281,036 shares Shares of Novavax over which State Street has shared voting power

Shared dispositive power 11,740,566 shares Shares of Novavax over which State Street has shared dispositive power

Sole voting power 0 shares Novavax shares over which State Street has sole voting authority

Sole dispositive power 0 shares Novavax shares over which State Street has sole dispositive authority

Key Terms

beneficially owned, shared voting power, shared dispositive power, dispositive power, +1 more

5 terms

beneficially owned financial

"Ownership (a) | Amount beneficially owned: 11740566.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared voting power financial

"Shared Voting Power 11,281,036.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

shared dispositive power financial

"Shared Dispositive Power 11,740,566.00"

dispositive power financial

"sole power to dispose or to direct the disposition of: 0"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

parent holding company financial

"the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/07/2026 - 10:26 AM Accepted by SEC EDGAR 08/07/2026 - 10:26 AM Learn about SEC filing dates

FAQ

How many Novavax (NVAX) shares does State Street Corporation beneficially own?

State Street Corporation beneficially owns 11,740,566 shares of Novavax common stock. This position represents 7.1% of the outstanding common stock class as reported in the Schedule 13G ownership filing.

What percentage of Novavax (NVAX) does State Street Corporation hold?

State Street Corporation reported beneficial ownership of 7.1% of Novavax’s common stock. This percentage is based on 11,740,566 shares beneficially owned, as disclosed in the Schedule 13G filing.

Does State Street have sole or shared voting power over its Novavax (NVAX) shares?

State Street reported 0 shares with sole voting power and 11,281,036 shares with shared voting power. It also reported 0 shares with sole dispositive power and 11,740,566 with shared dispositive power.

Which State Street subsidiaries are involved in managing the Novavax (NVAX) position?

The position is tied to several State Street affiliates, including SSGA Funds Management, Inc., State Street Bank and Trust Company, and multiple State Street Global Advisors entities in Europe, the UK, Singapore, and the U.S.

Is any other person disclosed as having rights to Novavax (NVAX) dividends or sale proceeds?

The filing states “NOT APPLICABLE” for ownership on behalf of another person with more than 5% interests, indicating no such specific third-party rights are identified in this Schedule 13G.

When was the Novavax (NVAX) ownership report by State Street signed and by whom?

The report was signed on 08/07/2026 by Elizabeth Schaefer, who is identified as Senior Vice President, Chief Accounting Officer of State Street Corporation.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

NOVAVAX INC

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

670002401

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 670002401

1

Names of Reporting Persons

STATE STREET CORPORATION

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

MASSACHUSETTS

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 11,281,036.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 11,740,566.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

11,740,566.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

7.1 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: NOVAVAX INC
(b)	Address of issuer's principal executive offices: 700 QUINCE ORCHARD ROAD, GAITHERSBURG, MARYLAND, 20878
Item 2.
(a)	Name of person filing: STATE STREET CORPORATION;
(b)	Address or principal business office or, if none, residence: ONE CONGRESS STREET, SUITE 1, BOSTON MA 02114, UNITED STATES
(c)	Citizenship: MA
(d)	Title of class of securities: COMMON STOCK
(e)	CUSIP Number(s): 670002401
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 11740566.00
(b)	Percent of class: 7.1 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 11,281,036
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 11,740,566
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. NOT APPLICABLE
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. SSGA FUNDS MANAGEMENT, INC. (IA);STATE STREET BANK AND TRUST COMPANY (BK);STATE STREET GLOBAL ADVISORS EUROPE LIMITED (IA);STATE STREET GLOBAL ADVISORS LIMITED (IA);STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED (IA);STATE STREET GLOBAL ADVISORS TRUST COMPANY (IA);STATE STREET GLOBAL ADVISORS, LTD. (IA);
Item 8.	Identification and Classification of Members of the Group.
	If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(K), so indicate under Item 3(k) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE
Item 9.	Notice of Dissolution of Group.
	Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. NOT APPLICABLE

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

STATE STREET CORPORATION

Signature:	ELIZABETH SCHAEFER
Name/Title:	SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER
Date:	08/07/2026