Welcome to our dedicated page for Nova Lifestyle SEC filings (Ticker: NVFY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NVFY SEC filings page aggregates regulatory documents for Nova LifeStyle, Inc., a Nevada corporation that has amended its Articles of Incorporation to change its name to XMax Inc. These filings, drawn from the SEC’s EDGAR system, document key corporate actions, capital structure changes, governance updates, and financing arrangements that affect holders of NVFY shares.
Recent Form 8-K reports provide detailed information on material events. One filing describes shareholder approval of amendments to increase the number of authorized shares of common stock and to change the company’s name from “Nova LifeStyle, Inc.” to “XMax Inc.” Another 8-K outlines a Securities Purchase Agreement for a registered direct offering of common stock under an effective shelf registration statement on Form S-3, specifying the number of shares, purchase price, and aggregate gross proceeds.
Additional 8-K filings under both the Nova LifeStyle and XMax names explain subscription agreements entered into by indirectly wholly owned subsidiaries, such as Xmax Alpha Holdings Ltd. and Xmax Beta Holdings Ltd., to acquire majority interests in funds that invest in Space Exploration Technologies Corp. (SpaceX) and in a fund holding Series B preferred stock of X.AI Corp. These filings describe subscription amounts, ownership percentages, and the intended use of the invested capital by the underlying funds.
Another Form 8-K details a Convertible Promissory Note Purchase Agreement between XMax Inc. and an institutional purchaser, including the principal amount, interest rate, maturity, and the conversion price at which outstanding principal and interest may be converted into shares of common stock pursuant to Regulation S. Separate 8-Ks also report changes in board composition and executive roles, such as resignations and appointments of officers and directors, along with statements that certain resignations were not due to disagreements with the company.
Through these SEC filings, users can review how NVFY’s issuer has managed its authorized share capital, name change, equity offerings, fund investments, and debt financing instruments, as well as formal governance decisions recorded by the board and shareholders.
Nova LifeStyle, Inc. entered into a Securities Purchase Agreement for a registered direct offering of 3,708,500 shares of common stock at $3.78 per share, delivering aggregate gross proceeds of $14,018,130 before expenses.
The shares will be issued off the company’s effective Form S-3 shelf registration statement (File No. 333-274970). This transaction provides primary capital to the company through a direct sale to identified purchasers under the agreement.
Nova LifeStyle, Inc. is offering 3,708,500 shares of common stock at $3.78 per share, for $14,018,130 in gross proceeds, under a prospectus supplement pursuant to a securities purchase agreement. The shares are expected to be delivered on or about October 15, 2025, subject to certain conditions.
Net proceeds are estimated at about $14 million after offering expenses and will be used for working capital and general corporate purposes. Shares outstanding were 37,572,522 before the offering and are expected to be 41,281,052 after. The company reports pro forma net tangible book value of $1.18 per share after the offering, implying $2.60 per-share dilution for new investors at the offering price. The offering is a direct sale by the company with no underwriter, and estimated offering expenses are approximately $20,000.
Nova LifeStyle, Inc. filed an 8-K reporting that the company entered into an employment agreement with Yizhou (Steven) Zhao dated October 7, 2025. The filing identifies the agreement as Exhibit 10.1 and is signed on the company’s behalf by Xiaohua Lu, Chief Executive Officer. The document lists the company’s common stock on Nasdaq under the symbol NVFY.
The filing provides the existence and date of the employment agreement but does not disclose any material economic terms, specific duties, term length, compensation, equity awards, or termination provisions in the text provided. Because those contract details are not included here, investors cannot assess the financial impact or governance implications from this filing alone.
Nova Lifestyle, Inc. (NVFY) provided a proxy excerpt showing beneficial ownership for directors and executive officers and a board recommendation on a proposed amendment. The filing lists individual holdings including Min Su: 18,900 shares, Charlie Huy La: 485 shares, and Steven Qiang Liu: 400,614 shares (reported as 1.17%). Collectively, the eight directors and executive officers hold 431,856 shares, equal to 1.26% of outstanding shares. The board, through the signatory Xiaohua Lu (Chief Executive Officer and Director), has unanimously recommended that stockholders vote “FOR” the proposed Share Increase Amendment to the company’s Articles of Incorporation.
Nova LifeStyle, Inc. reports that its wholly owned subsidiary, Nova Furniture Limited, closed the purchase of a 99.815% interest in Preamble Capital, a series of CGF2021 LLC, for
Shortly after, Preamble Capital entered into a Subscription Agreement with a fund that owns an aggregate of 353,772 shares of Space Exploration Technologies Corp. (“SpaceX”), consisting of 121,805 shares of Class A common stock and 231,967 shares of Class C common stock. Under this agreement, Preamble Capital subscribed to approximately 6.667% of that fund for
Nova LifeStyle, Inc., through its wholly owned subsidiary Nova Furniture Limited, entered into a material definitive Subscription Agreement with Preamble Capital, A Series of CGF2021 LLC.
Under this agreement, Nova Furniture Limited is subscribing for a 99.815% interest in the Fund by contributing $5,664,500.05, becoming a member of the Fund with an applicable management fee percentage of 0%. The Fund will use this amount to subscribe for approximately 6.667% of another fund that holds an aggregate of 353,772 shares of Space Exploration Technologies Corp. common stock, consisting of 121,805 shares of Class A Common Stock and 231,967 shares of Class C Common Stock.
Nova LifeStyle, Inc. reported that its Board of Directors increased its size from five to six members and appointed Wen Tao, age 35, as the new director to fill the additional seat. The Board also named her to the Audit Committee, the Nominating and Corporate Governance Committee, and the Compensation Committee, giving her a broad governance role.
Wen Tao brings institutional sales and brokerage experience from roles at Alpha Trade Pty Ltd., Saxo Bank A/S, and Invast Financial Services, along with business and finance education from the University of Sydney. Under a Director Agreement dated September 23, 2025, she will receive $1,880 per month plus expenses and is subject to customary confidentiality and non-disclosure obligations.
Nova Lifestyle, Inc. directors and named executive officers disclosed their equity holdings and the board provided a unanimous recommendation on a governance proposal. The filing lists individual holdings including Thanh H. Lam, Xiaohua Lu (CEO), Jeffery Chuang, Min Su (18,900 shares), Charlie Huy La (485 shares), and Steven Qiang Liu (400,614 shares). The directors and executive officers as a group hold 431,856 shares, representing 1.26% of the company. The board has approved and unanimously recommends that stockholders vote FOR the proposed Share Increase Amendment to the Articles of Incorporation. The recommendation is signed by Xiaohua Lu, Chief Executive Officer and Director.
Nova Lifestyle, Inc. agreed to sell, in a best-efforts public offering, an aggregate of 9,836,054 shares of common stock and 19,672,108 warrants exercisable into an equal number of shares. Each share is paired with two warrants (each warrant exercisable for one share). The combined purchase price for one share plus its two warrants is $0.915. The transaction structure increases the company’s outstanding common shares and potential dilution if warrants are exercised. The filing references a closing press release announcing the offering.
Nova Lifestyle, Inc. (NVFY) discloses terms of a public offering and resulting pro forma capitalization. The offering price is stated as $0.064 per share with placement agent commissions of $629,999, producing proceeds before expenses of $0.851 per share and $8,369,990 in total. The company shows 250,000,000 shares authorized with 13,708,822 shares currently issued and outstanding and a pro forma share count of 23,608,876. Additional paid-in capital increases from $56,657,801 to a pro forma $64,797,955, while accumulated deficits remain ($50,620,293). Current portion of long-term loan payables is $384,941. The disclosed net tangible book value per share as of June 30, 2025 is $0.48. A group of five named 5% shareholders collectively hold 6,343,616 shares, representing 46.059% of current ownership and 26.869% pro forma.