Nuveen NVG lists portfolio manager, no holdings
A portfolio manager associated with NVG has filed an initial Form 3 with no reported transactions or holdings.
Rhea-AI Filing Summary
Nuveen AMT-Free Municipal Credit Income Fund (NVG) filed an initial statement of beneficial ownership on Form 3 for Kristen Dejong, who is identified as a Portfolio Manager and not a director, officer, or ten percent owner. The filing reports no transactions or holdings in NVG securities.
Positive
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Negative
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Key Terms
Form 3, Portfolio Manager, ten percent owner
3 terms
Form 3 regulatory
"filed an initial statement of beneficial ownership on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Portfolio Manager financial
"Kristen Dejong is identified as a Portfolio Manager"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
ten percent owner regulatory
"not a director, officer, or ten percent owner"
FAQ
Who is the reporting person in NVG’s latest Form 3 filing?
The reporting person is Kristen Dejong, identified as a Portfolio Manager associated with Nuveen AMT-Free Municipal Credit Income Fund (NVG), and not as a director, officer, or ten percent owner.
Are any NVG holdings reported for Kristen Dejong in this Form 3?
No. The Form 3’s transaction summary shows holding entries: 0, indicating no specific holdings of NVG securities are reported for Kristen Dejong in this filing.
Is Kristen Dejong a director or officer of NVG?
No. The Form 3 indicates that Kristen Dejong is not a director, not an officer, and not a ten percent owner of NVG, but is listed under the “other” category as a Portfolio Manager.
Does the NVG Form 3 mention any Rule 10b5-1 trading plan?
No. The document-level indicator for Rule 10b5-1 status is null, and there are no footnotes or transaction entries describing any trading plan related to this Form 3.
AI-generated analysis. How Rhea-AI works. Not financial advice.