Nuveen NVG names portfolio manager, reports zero stake
A portfolio manager is newly listed as a reporting person for NVG, with no NVG holdings or transactions disclosed.
Rhea-AI Filing Summary
Nuveen AMT-Free Municipal Credit Income Fund (NVG) filed an initial statement of beneficial ownership identifying Margot Kleinman as a reporting person, described as a portfolio manager. The filing reports no equity transactions and no current reportable holdings of NVG securities for this reporting person.
Positive
- None.
Negative
- None.
Key Figures
Reported purchases: 0 shares
Reported sales: 0 shares
Reported derivative holdings: 0 instruments
3 metrics
Reported purchases
0 shares
Total purchases of NVG securities reported on the Form 3
Reported sales
0 shares
Total sales of NVG securities reported on the Form 3
Reported derivative holdings
0 instruments
Total derivative securities of NVG reported as held by the reporting person
Key Terms
Portfolio Manager
1 terms
Portfolio Manager financial
"The reporting person is described as a Portfolio Manager."
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
FAQ
What does the Form 3 filed for NVG disclose about Margot Kleinman?
It identifies Margot Kleinman as a reporting person for Nuveen AMT-Free Municipal Credit Income Fund (NVG), described as a portfolio manager, and shows no reportable ownership of NVG securities and no transactions at the time of the filing.
Does the NVG Form 3 show any purchases or sales by the reporting person?
No. The Form 3 for NVG indicates no reported purchases or sales of Nuveen AMT-Free Municipal Credit Income Fund securities by the reporting person as of this initial statement.
Are any NVG derivative securities reported on this Form 3?
No. The filing reports no derivative securities (such as options or similar instruments) held by the reporting person in Nuveen AMT-Free Municipal Credit Income Fund at the time of the filing.
What is the role of the reporting person in relation to NVG?
The reporting person, Margot Kleinman, is described as a portfolio manager in relation to Nuveen AMT-Free Municipal Credit Income Fund (NVG). The Form 3 does not indicate that she is a director, officer, or ten-percent owner of NVG.
Does the NVG Form 3 indicate any pre-arranged trading plan for the reporting person?
No. The Form 3 for NVG does not indicate that any of the reporting person’s activity is under a Rule 10b5-1 trading plan, and there are no transactions reported in the filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.