NOVONIX issues 2.07M employee stock awards

The rights are not intended to be quoted on ASX, rank equally from issue, and were issued under a rule exception that did not require security holder approval.

Rhea-AI Filing Summary

NOVONIX Limited issued 2,069,742 unquoted performance rights under an employee incentive scheme on October 22, 2026. The rights were not intended to be quoted on ASX and rank equally in all respects from their issue date. The issue was not made to key management personnel or an associate.

After the issue, NOVONIX reported 22,693,082 performance rights and 997,927,386 quoted ordinary fully paid securities on issue. NOVONIX stated the issue qualified under Listing Rule 7.2 exception 13 and therefore did not need security holder approval under Listing Rule 7.1.

Key Figures

Performance rights issued: 2,069,742 performance rights Performance rights on issue: 22,693,082 performance rights Quoted ordinary fully paid securities on issue: 997,927,386 securities

3 metrics

Performance rights issued 2,069,742 performance rights Issued October 22, 2026 under an employee incentive scheme

Performance rights on issue 22,693,082 performance rights Following the issue

Quoted ordinary fully paid securities on issue 997,927,386 securities Following the issue

Key Terms

performance rights, employee incentive scheme, unquoted securities, Listing Rule 7.2 exception 13

4 terms

performance rights technical

"NVXAD: PERFORMANCE RIGHTS"

Performance rights are conditional awards that give employees or executives the promise of receiving company shares or cash only if the business meets specific targets or survives for a set period. They work like a bonus you only get when certain goals are hit, so they matter to investors because they can increase the number of shares outstanding (dilution), signal management’s incentives and confidence in future results, and affect per-share earnings and valuation.

employee incentive scheme financial

"issued under an employee incentive scheme"

unquoted securities technical

"Other securities issued under an employee incentive scheme"

Listing Rule 7.2 exception 13 regulatory

"applicable exception in Listing Rule 7.2 13"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many performance rights did NVX issue?

NOVONIX issued 2,069,742 performance rights on October 22, 2026, under an employee incentive scheme. The rights were not intended to be quoted on ASX.

Did NVX need security holder approval to issue the performance rights?

No. NOVONIX reported the issue under Listing Rule 7.2 exception 13, so it did not need security holder approval under Listing Rule 7.1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/22/2026 - 06:03 AM EDT Accepted by SEC EDGAR 10/22/2026 - 06:02 AM EDT Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of October, 2026

001-41208

(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No. Description

Exhibit 99.1 Appendix 3G (Notification of issue, conversion or payment up of unquoted equity securities) dated October 22, 2026

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED
By:	/s/ Mike O'Kronley
	Mike O'Kronley
	Chief Executive Officer

Date: October 22, 2026

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Date of this announcement

Thursday October 22, 2026

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

			Total number of
	ASX +security		+securities to be
	code	Security description	issued/transferred	Issue date
	NVXAD	PERFORMANCE RIGHTS	2,069,742	22/10/2026

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 1 - Entity and announcement details

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type	Registration number
ABN	54157690830

1.3 ASX issuer code

NVX

1.4 The announcement is

New announcement

1.5 Date of this announcement

22/10/2026

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 3C - number and type of +securities the subject of this notification (new class)

New +securities

ASX +security code

NVXAD: PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

22/10/2026

Will all the +securities issued in this class rank equally in all respects from their issue date?

Yes

Were any of the +securities issued to +key management personnel (KMP) or an associate?

No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://asx.api.cmfyapp.com/asx-research/1.0/file/2924-03068742-2A1660572&v=undefined

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

2,069,742

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 4 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

		Total number of
ASX +security code and description		+securities on issue
NVX : ORDINARY FULLY PAID		997,927,386

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

		Total number of
ASX +security code and description		+securities on issue
NVXAD : PERFORMANCE RIGHTS		22,693,082
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES		14,016,667
NVXAL : CONVERTIBLE NOTES		45,221,586
NVXAH : CONVERTIBLE DEBENTURES		35,000,000
NVXAM : Share Rights		1,371,566

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?

Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 6

Filing Exhibits & Attachments

1 document

Press Releases

• EX-99.1 EX-99.1 104.6 KB