NOVONIX: 7M debentures cease without conversion

After the cessation, the capital table lists 45,221,586 unquoted convertible notes, while warning that ASX processing may affect generated capital figures.

Rhea-AI Filing Summary

NOVONIX Ltd reported that 7,000,000 unquoted convertible debentures ceased on October 22, 2026, due to repayment or redemption without conversion. The company stated it was not paying consideration for the cessation. Its post-cessation issued-capital table lists 997,927,386 quoted ordinary shares and 45,221,586 unquoted convertible notes; the table cautions that these automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing.

Key Figures

Convertible debentures ceased: 7,000,000 debentures Quoted ordinary shares on issue: 997,927,386 shares Unquoted convertible notes on issue: 45,221,586 convertible notes +3 more

6 metrics

Convertible debentures ceased 7,000,000 debentures October 22, 2026; repayment or redemption without conversion

Quoted ordinary shares on issue 997,927,386 shares Following cessation; automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing

Unquoted convertible notes on issue 45,221,586 convertible notes Following cessation; automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing

Unquoted performance rights 20,623,340 performance rights Following cessation; automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing

Unquoted options 14,016,667 options Following cessation; described as expiring on various dates and at various prices

Unquoted share rights 1,371,566 share rights Following cessation; automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing

Key Terms

convertible debentures, repayment or redemption, unquoted equity securities, issued capital

4 terms

convertible debentures financial

"NVXAH CONVERTIBLE DEBENTURES"

Convertible debentures are loans a company issues that pay interest like a bond but can be swapped later for the company’s shares at a set price. For investors they act like a safety-net plus a shortcut: you get regular interest payments while retaining the option to join ownership if the share price rises, which offers upside potential but can dilute existing shareholders if conversion occurs.

repayment or redemption financial

"Repayment or redemption of convertible debt security"

unquoted equity securities financial

"Unquoted equity securities that have ceased"

issued capital financial

"information about our issued capital"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NOVONIX (NVX) convertible debentures ceased?

NOVONIX reported that 7,000,000 convertible debentures ceased on October 22, 2026, through repayment or redemption without conversion. The company stated it was not paying consideration for the cessation.

How many unquoted convertible notes did NOVONIX (NVX) list after the cessation?

NOVONIX's post-cessation capital table lists 45,221,586 unquoted convertible notes. The table cautions that automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

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Available on EDGAR 10/22/2026 - 06:03 AM EDT Accepted by SEC EDGAR 10/22/2026 - 06:02 AM EDT Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of October, 2026

001-41208

(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No.		Description
Exhibit 99.1		Appendix 3H (Notification of cessation of securities) dated October 22, 2026

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED
By:	/s/ Mike O'Kronley
	Mike O'Kronley
	Chief Executive Officer

Date: October 22, 2026

Appendix 3H - Notification of cessation of securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Thursday October 22, 2026

Details of +securities that have ceased

			Number of
	ASX +security		+securities that	The +securities have	Date of
	code	Security description	have ceased	ceased due to	cessation
	NVXAH	CONVERTIBLE DEBENTURES	7,000,000	Repayment or redemption of +convertible debt security without conversion	22/10/2026

Refer to next page for full details of the announcement

Appendix 3H - Notification of cessation of securities 1 / 4

Appendix 3H - Notification of cessation of securities

Part 1 - Announcement Details

1.1 Name of +Entity

NOVONIX LIMITED

We (the entity named above) provide the following information about our issued capital.

1.2 Registered Number Type	Registration Number
ABN	54157690830
1.3 ASX issuer code NVX
1.4 The announcement is New announcement
1.5 Date of this announcement 22/10/2026

Appendix 3H - Notification of cessation of securities 2 / 4

Appendix 3H - Notification of cessation of securities

Part 2 - Details of +equity securities or +debt securities that have ceased

ASX +Security Code and Description

NVXAH : CONVERTIBLE DEBENTURES

Unquoted +equity securities that have ceased Number of securities that have ceased

7,000,000

Reason for cessation

Repayment or redemption of +convertible debt security without conversion

Date of cessation	Is the entity paying any consideration for the cessation?
22/10/2026	No

Any other information the entity wishes to notify to ASX about the cessation?

As per announcement on 22 October 2026, as a result of an amortisation event, US$7,000,000 of convertible debentures(7,000,000 convertible debentures) were redeemed.

Appendix 3H - Notification of cessation of securities 3 / 4

Appendix 3H - Notification of cessation of securities

Part 3 - Issued capital following changes

Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:

The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)

ASX +security code and description	Total number of +securities on issue
NVX : ORDINARY FULLY PAID	997,927,386

3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)

ASX +security code and description	Total number of +securities on issue
NVXAD : PERFORMANCE RIGHTS	20,623,340
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,016,667
NVXAB : SHARE RIGHTS	1,371,566
NVXAL : CONVERTIBLE NOTES	45,221,586

NVXAH : CONVERTIBLE DEBENTURES 28,000,000

Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

Appendix 3H - Notification of cessation of securities 4 / 4

Filing Exhibits & Attachments

1 document

Press Releases

• EX-99.1 EX-99.1 67.9 KB