Were the NOVONIX (NVX) share transfers attributed to trusts?

Yes. Two “J” code transactions involve indirect ownership through trusts, one described as a trust with spouse as trustee and another with the reporting person as trustee. These movements reflect transfers between direct and trust accounts, according to the filing details and footnote.

NOVONIX (NVX) director shifts 460,686 shares in trust restructurings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

NOVONIX Ltd director Robert J. Natter reported internal transfers of company shares between accounts he beneficially owns. On the reported date, three “J” code transactions moved a total of 460,686 ordinary shares among direct holdings and family trusts at a stated price of $0.0000 per share.

A footnote explains these were administrative transfers and did not change his overall economic interest in NOVONIX securities. He also holds share rights over 195,938 underlying ordinary shares with a stated exercise price of $0.0000 and an expiration date of December 31, 2027.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider NATTER ROBERT J

Role null

Type	Security	Shares	Price	Value
Other	Ordinary shares	230,343	$0.00	--
Other	Ordinary shares	81,606	$0.00	--
Other	Ordinary shares	148,737	$0.00	--
holding	Share rights	--	--	--

Holdings After Transaction: Ordinary shares — 0 shares (Direct, null); Ordinary shares — 1,447,494 shares (Indirect, Trust (reporting person trustee)); Share rights — 195,938 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Restructured shares total: 460,686 shares Trust transfer 1: 148,737 shares Trust transfer 2: 81,606 shares +4 more

7 metrics

Restructured shares total 460,686 shares J-code restructuring transactions on ordinary shares

Trust transfer 1 148,737 shares Ordinary shares to trust (spouse trustee) at $0.0000

Trust transfer 2 81,606 shares Ordinary shares to trust (reporting person trustee) at $0.0000

Direct holding transfer 230,343 shares Ordinary shares moved from direct ownership at $0.0000

Underlying shares in rights 195,938 shares Underlying ordinary shares for reported share rights

Share rights exercise price $0.0000 per share Exercise price for share rights over ordinary shares

Share rights expiration December 31, 2027 Expiration date of reported share rights

Key Terms

Share rights, Other acquisition or disposition, Trust (spouse trustee), Trust (reporting person trustee), +1 more

5 terms

Other acquisition or disposition financial

"transaction_code_description": "Other acquisition or disposition""

Trust (spouse trustee) financial

"nature_of_ownership": "Trust (spouse trustee)""

Trust (reporting person trustee) financial

"nature_of_ownership": "Trust (reporting person trustee)""

beneficially owned financial

"transfer of securities between accounts beneficially owned by the reporting person"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Form 4 Insider Transactions: What Each Field Means →

05/06/2026 - 06:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NATTER ROBERT J

(Last)

(First)

(Middle)

1029 WEST 19TH STREET

(Street)

CHATTANOOGA

TENNESSEE

37408

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOVONIX Ltd [ NVX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Ordinary shares	04/01/2026		J⁽¹⁾	V	230,343	D	$0	0	D
Ordinary shares	04/01/2026		J⁽¹⁾	V	81,606	A	$0	1,447,494	I	Trust (reporting person trustee)
Ordinary shares	04/01/2026		J⁽¹⁾	V	148,737	A	$0	1,447,495	I	Trust (spouse trustee)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Share rights	$0							12/31/2026	12/31/2027	Ordinary shares	195,938		195,938	D

Explanation of Responses:

1. The reported transaction reflects a transfer of securities between accounts beneficially owned by the reporting person for administrative purposes. The transaction did not change the reporting person's interest in the securities.

	Suzanne Yeates	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did NOVONIX (NVX) disclose for Robert J. Natter?

NOVONIX disclosed that director Robert J. Natter reported several internal share transfers between accounts he beneficially owns. These transactions were coded “J” and described as other acquisitions or dispositions, executed at a stated price of $0.0000 per ordinary share.

Did Robert J. Natter buy or sell NOVONIX (NVX) shares in the market?

The filing does not show open-market buys or sells. Instead, it reports “J” code transactions, meaning other acquisitions or dispositions, which a footnote clarifies were administrative transfers between accounts he beneficially owns, with no change in his overall economic interest.

How many NOVONIX (NVX) shares were moved in these restructuring transactions?

The transaction summary shows restructuring transactions totaling 460,686 ordinary shares. Individual entries list 148,737 shares, 81,606 shares, and 230,343 shares moved between direct holdings and trusts, all at a reported price of $0.0000 per share for these administrative transfers.

What NOVONIX (NVX) derivative holdings does Robert J. Natter report?

He reports share rights linked to 195,938 underlying ordinary shares. These share rights have a stated exercise price of $0.0000 and an expiration date of December 31, 2027, providing potential future conversion into NOVONIX ordinary shares without a cash exercise price.