Planned Sale of 30,743 ADS Under Rule 144

A holder of the issuer’s American Depositary Shares has filed a notice of planned resale under Rule 144.

Rhea-AI Filing Summary

A holder of the issuer’s American Depositary Shares has filed a notice of planned resale under Rule 144. The filing covers 30,743 American Depositary Shares, with an aggregate market value of 4,960,276.69, to be sold through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 02/12/2026. These shares were acquired on 01/29/2026 via restricted stock vesting as compensation from the issuer. The filing notes that shares of the same class outstanding total 1,908,151,679.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for NVS disclose?

The Form 144 discloses a planned resale of 30,743 American Depositary Shares on the NYSE under Rule 144, using Fidelity Brokerage Services LLC as broker, with an approximate sale date of 02/12/2026 and aggregate market value of 4,960,276.69.

How many NVS American Depositary Shares are planned for sale?

The notice covers a planned sale of 30,743 American Depositary Shares. These securities were acquired on 01/29/2026 through restricted stock vesting from the issuer as compensation and are to be sold on the NYSE through Fidelity Brokerage Services LLC.

What is the aggregate market value of the NVS shares to be sold?

The planned Rule 144 sale has an aggregate market value of 4,960,276.69. This figure reflects the total market value of the 30,743 American Depositary Shares that the holder intends to sell on the NYSE through Fidelity Brokerage Services LLC.

When were the NVS shares acquired and how?

The 30,743 American Depositary Shares were acquired on 01/29/2026 via restricted stock vesting. The filing states the shares were obtained from the issuer as compensation, and they are now the subject of a planned resale under Rule 144.

What is the approximate sale date for the NVS shares in the Form 144?

The planned sale date in the notice is approximately 02/12/2026. On or around this date, the holder intends to sell 30,743 American Depositary Shares on the NYSE, with an aggregate market value reported as 4,960,276.69.

How many NVS shares of the same class are outstanding?

The filing reports that 1,908,151,679 shares of the same class are outstanding. This number provides context for the planned resale of 30,743 American Depositary Shares under Rule 144 by the filing holder through Fidelity Brokerage Services LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/12/2026 - 02:43 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002070012
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NOVARTIS AG
SEC File Number	001-15024
Address of Issuer	LICHTSTRASSE 35 BASEL SWITZERLAND CH 4056
Phone	01141613241111
Name of Person for Whose Account the Securities are To Be Sold	Marshall Fiona
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	30743	4960276.69	1908151679	02/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depositary Shares	01/29/2026	Restricted Stock Vesting	Issuer			30743	01/29/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Fiona Marshall
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)