NOVONIX: 3M options cease over unmet conditions
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Rhea-AI Filing Summary
NOVONIX Limited reported that 3,000,000 options ceased on November 10, 2026, because the conditions had not been, or had become incapable of being, satisfied. No consideration was paid for the cessation.
The post-cessation capital table lists 997,927,386 quoted ordinary shares, 11,016,667 unquoted options, 22,900,056 performance rights, 1,371,566 share rights and 45,221,586 convertible notes. These figures are automatically generated and may not reflect current issued capital if other securities-change forms are with ASX for processing.
Key Figures
Key Terms
conditional right to securities technical
unquoted equity securities financial
convertible notes financial
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Why did 3,000,000 NVX options cease?
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of November, 2026
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001-41208 |
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(Commission File Number) |
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NOVONIX LIMITED
(Translation of registrant’s name into English)
Level 38
71 Eagle Street
Brisbane, QLD 4000 Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
Exhibit No. |
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Description |
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Exhibit 99.1 |
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Appendix 3H (Notification of cessation of securities) dated November 10, 2026 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NOVONIX LIMITED
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By: |
/s/ Mike O'Kronley |
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Mike O'Kronley |
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Chief Executive Officer |
Date: November 11, 2026
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Appendix 3H - Notification of cessation of securities
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EXHIBIT 99.1
Announcement Summary
Entity name
NOVONIX LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday November 10, 2026
Details of +securities that have ceased
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Number of |
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ASX +security |
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+securities that |
The +securities have |
Date of |
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code |
Security description |
have ceased |
ceased due to |
cessation
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NVXAA |
OPTIONS EXPIRING VARIOUS DATES EX VARIOUS PRICES |
3,000,000 |
Lapse of condition right to securities because the conditions have not been, or have become incapable of being, satisfied
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10/11/2026 |
Refer to next page for full details of the announcement
Appendix 3H - Notification of cessation of securities |
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Appendix 3H - Notification of cessation of securities
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Part 1 - Announcement Details
1.1 Name of +Entity
NOVONIX LIMITED
We (the entity named above) provide the following information about our issued capital.
1.2 Registered Number Type |
Registration Number |
ABN |
54157690830 |
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1.3 ASX issuer code NVX |
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1.4 The announcement is New announcement |
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1.5 Date of this announcement 10/11/2026
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Appendix 3H - Notification of cessation of securities |
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Appendix 3H - Notification of cessation of securities
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Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
NVXAA : OPTIONS EXPIRING VARIOUS DATES EX VARIOUS PRICES
Unquoted +equity securities that have ceased Number of securities that have ceased
3,000,000
Reason for cessation
Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied
Date of cessation |
Is the entity paying any consideration for the cessation? |
10/11/2026 |
No |
Any other information the entity wishes to notify to ASX about the cessation?
A |
Appendix 3H - Notification of cessation of securities |
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Appendix 3H - Notification of cessation of securities
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
ASX +security code and description |
Total number of +securities on issue |
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NVX : ORDINARY FULLY PAID |
997,927,386 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
ASX +security code and description |
Total number of +securities on issue |
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NVXAD : PERFORMANCE RIGHTS |
22,900,056 |
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NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
11,016,667 |
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NVXAB : SHARE RIGHTS |
1,371,566 |
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NVXAL : CONVERTIBLE NOTES |
45,221,586 |
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NVXAH : CONVERTIBLE DEBENTURES |
21,000,000 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
Appendix 3H - Notification of cessation of securities |
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