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Novonix (NVX) directors boost holdings through vesting of share rights

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6-K

Rhea-AI Filing Summary

Novonix Limited filed a Form 6-K furnishing several Australian Appendix 3Y notices that update directors’ shareholdings after equity awards vested. For director Robert Natter, 120,594 share rights vested into 120,594 ordinary shares, reported as an indirect interest.

Director Anthony Bellas also saw 120,594 share rights vest into 120,594 ordinary shares, increasing his indirect holding via Loch to 2,398,145 ordinary shares, alongside other existing holdings. Directors Sharan Burrow, Ron Edmonds, Jean Oelwang and Nicholas Liveris reported higher ordinary share holdings following the issue of shares on vesting of share rights, with no trades during a closed period.

Positive

  • None.

Negative

  • None.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of March, 2026

 

 

001-41208

 

 

(Commission File Number)

 

 

NOVONIX LIMITED

(Translation of registrant’s name into English)

 

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 


 

 

EXHIBIT INDEX

 

Exhibit No. Description

 

Exhibit 99.1 Appendix 3Y (Change of Director's Interest Notice) dated March 2, 2026

 

Exhibit 99.2 Appendix 3Y (Change of Director's Interest Notice) dated March 2, 2026

 

Exhibit 99.3 Appendix 3Y (Change of Director's Interest Notice) dated March 2, 2026

 

Exhibit 99.4 Appendix 3Y (Change of Director's Interest Notice) dated March 2, 2026

 

Exhibit 99.5 Appendix 3Y (Change of Director's Interest Notice) dated March 2, 2026

 

Exhibit 99.6 Appendix 3Y (Change of Director's Interest Notice) dated March 2, 2026

 

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED

By: /s/ Robert Long

       Robert Long

       Chief Executive Officer

 

 

 

 

Date: March 2, 2026

 

 


EXHIBIT 99.1 Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

ROBERT NATTER

Date of last notice

29 April 2025

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

INDIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

HSBC Custody Nominees (Australia) Limited – A/C2

Date of change

27 February 2026

No. of securities held prior to change

1,786,370 ordinary shares (Indirect)

988,025 ordinary shares (Direct)

120,594 share rights (Direct)

 

Class

Ordinary shares & Share rights

Number acquired

120,594 Ordinary shares (Direct)

 

Number disposed

 

 

 

 

 

120,594 Share rights (Direct)

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $40,399 (based on closing share price on 26 February 2026).

No. of securities held after change

1,786,370 ordinary shares (Indirect)

1,108,619 ordinary shares (Direct)

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares on the vesting of Share Rights.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


EXHIBIT 99.1 Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


EXHIBIT 99.2 Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

SHARAN BURROW

Date of last notice

24 September 2025

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

Date of change

27 February 2026

No. of securities held prior to change

95,145 Ordinary shares

120,594 Share rights

 

Class

Ordinary shares & Share rights

Number acquired

120,594 ordinary shares

Number disposed

120,594 share rights

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $40,399 (based on closing share price on 26 February 2026).

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

No. of securities held after change

215,739 Ordinary shares

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares on the vesting of Share Rights.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


EXHIBIT 99.2 Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


EXHIBIT 99.3 Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

RON EDMONDS

Date of last notice

29 April 2025

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

Date of change

27 February 2026

No. of securities held prior to change

175,154 Ordinary shares

241,188 Share rights

 

Class

Ordinary shares & Share rights

Number acquired

241,188 Ordinary shares

 

Number disposed

241,188 Share rights

 

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $80,798 (based on closing share price on 26 February 2026).

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

No. of securities held after change

416,342 Ordinary shares

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares on the vesting of Share Rights.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


EXHIBIT 99.3 Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


EXHIBIT 99.4 Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

JEAN OELWANG

Date of last notice

29 April 2025

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

 

Date of change

27 February 2026

No. of securities held prior to change

188,914 ordinary shares

120,594 share rights

 

Class

Ordinary shares & Share rights

Number acquired

120,594 Ordinary shares

 

Number disposed

 

 

 

 

 

 

 

 

 

 

120,594 Share rights

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

 

 

Estimated value of share rights - $40,399 (based on closing share price on 26 February 2026).

No. of securities held after change

309,508 ordinary shares

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares on the vesting of Share Rights.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


EXHIBIT 99.4 Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


EXHIBIT 99.5 Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

ANTHONY BELLAS

Date of last notice

29 April 2025

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

A Bellas is a Director and Shareholder of Loch Explorations Pty Ltd (Loch).

 

Mr Bellas is a Director and Shareholder of AG Bellas Super Pty Ltd (Super)

Date of change

27 February 2026

No. of securities held prior to change

2,277,551 Ordinary shares (Indirect)(Loch)

230,246 Ordinary shares (Indirect)(Super)

95,744 Ordinary shares (Direct)

120,594 Share rights (Direct)

 

Class

Ordinary shares & Share rights

Number acquired

120,594 ordinary shares (Loch)

 

Number disposed

120,594 share rights (Direct)

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $40,399 (based on closing share price on 26 February 2026).

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

No. of securities held after change

2,398,145 Ordinary shares (Indirect)(Loch)

230,246 Ordinary shares (Indirect)(Super)

95,744 Ordinary shares (Direct)

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares on the vesting of Share Rights.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


EXHIBIT 99.5 Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


EXHIBIT 99.6

Appendix 3Y Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

NICHOLAS LIVERIS

Date of last notice

24 September 2025

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest (including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

N/A

Date of change

27 February 2026

No. of securities held prior to change

494,681 Ordinary shares

164,409 Share rights

 

Class

Ordinary shares & Share rights

Number acquired

164,409 ordinary shares

Number disposed

164,409 Share rights

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

Estimated value of share rights - $55,077 (based on closing share price on 26 February 2026).

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1


EXHIBIT 99.6

Appendix 3Y

Change of Director’s Interest Notice

 

 

No. of securities held after change

659,090 Ordinary shares

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares on the vesting of Share Rights.

 

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

Name of registered holder (if issued securities)

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

Interest after change

 

 

 

 

 

 

 

 

 

 

 

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


EXHIBIT 99.6

Appendix 3Y Change of Director’s Interest Notice

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


FAQ

What does Novonix (NVX) report in this March 2026 Form 6-K?

Novonix reports multiple Appendix 3Y notices detailing changes in directors’ shareholdings after equity awards vested. The filing shows ordinary shares issued on vesting of share rights for several directors, updating their direct and indirect interests under Australian listing rule 3.19A.2.

How did director Anthony Bellas’s Novonix (NVX) shareholding change?

Anthony Bellas had 120,594 share rights vest into 120,594 ordinary shares held indirectly via Loch. After this change, he holds 2,398,145 ordinary shares indirectly through Loch, 230,246 ordinary shares indirectly through Super, and 95,744 ordinary shares directly, reflecting increased equity exposure.

What change was reported for Novonix (NVX) director Robert Natter?

Robert Natter reported the vesting of 120,594 share rights into 120,594 ordinary shares, moving from rights to actual shares. This is recorded as an indirect interest, converting a contingent equity position into issued ordinary shares without indicating any on-market buying or selling activity.

Did any Novonix (NVX) director trade during a closed period?

The Appendix 3Y notices state the relevant security interests were not traded during a closed period where prior written clearance was required. Each form confirms that no such closed-period trading occurred in connection with these changes arising from the vesting of share rights into ordinary shares.

How did Sharan Burrow’s Novonix (NVX) holdings change according to Appendix 3Y?

Sharan Burrow, a Novonix director, reported a change in direct interests due to the issue of shares on vesting of share rights. After this transaction, she holds 215,739 ordinary shares, reflecting increased direct ownership through equity compensation rather than open-market purchases or sales.

What is the nature of changes reported for Novonix (NVX) director Nicholas Liveris?

Nicholas Liveris reported an increase in direct ordinary share holdings attributed to the issue of shares on the vesting of share rights. Following this change, he holds 659,090 ordinary shares. The notices describe this as an equity award vesting event, not a market trade transaction.

Filing Exhibits & Attachments

6 documents
NOVONIX LIMITED

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