Novonix (ASX: NVX) adds 34,824 incentive shares, total quoted now 991.6M

Rhea-AI Filing Summary

NOVONIX LIMITED has applied to quote 34,824 additional ordinary fully paid shares on the ASX, issued on July 3, 2026 after performance rights were converted under an employee incentive scheme. These new shares are valued at an estimated AUD 0.155 per security and rank equally with existing shares.

Following this small non-cash issuance, the company’s total quoted ordinary share capital will comprise 991,596,744 NVX ordinary fully paid shares. NOVONIX also has several classes of unquoted securities on issue, including performance rights, options, share rights, convertible notes and convertible debentures.

Key Figures

New shares issued: 34,824 shares Per-share consideration estimate: AUD 0.155 per share Total quoted ordinary shares: 991,596,744 shares +5 more

8 metrics

New shares issued 34,824 shares Ordinary fully paid NVX shares issued on July 3, 2026

Per-share consideration estimate AUD 0.155 per share Estimated value of consideration for new NVX shares

Total quoted ordinary shares 991,596,744 shares NVX ordinary fully paid quoted on ASX after this issuance

Unquoted performance rights 21,565,395 rights NVXAD performance rights on issue, not quoted

Unquoted options 14,016,667 options NVXAA options expiring on various dates at various prices

Unquoted share rights 1,371,566 rights NVXAM share rights on issue, unquoted

Convertible notes 45,221,586 notes NVXAL convertible notes on issue, unquoted

Convertible debentures 35,000,000 debentures NVXAH convertible debentures on issue, unquoted

Key Terms

+securities, Appendix 2A, performance rights, convertible notes, +2 more

6 terms

+securities financial

"The +securities to be quoted are +Securities issued, transferred or re-classified as a result of options being exercised"

Appendix 2A regulatory

"Appendix 2A (Application for quotation of securities) dated July 2, 2026."

performance rights financial

"Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description PERFORMANCE RIGHTS"

Performance rights are conditional awards that give employees or executives the promise of receiving company shares or cash only if the business meets specific targets or survives for a set period. They work like a bonus you only get when certain goals are hit, so they matter to investors because they can increase the number of shares outstanding (dilution), signal management’s incentives and confidence in future results, and affect per-share earnings and valuation.

convertible notes financial

"NVXAL CONVERTIBLE NOTES | 45,221,586"

Convertible notes are a type of short-term loan that a company receives from investors, which can later be turned into company shares instead of being paid back in cash. They matter to investors because they offer a way to support a company early on while giving the potential to own a stake in its success if the company grows and later raises more funding.

convertible debentures financial

"NVXAH CONVERTIBLE DEBENTURES | 35,000,000"

Convertible debentures are loans a company issues that pay interest like a bond but can be swapped later for the company’s shares at a set price. For investors they act like a safety-net plus a shortcut: you get regular interest payments while retaining the option to join ownership if the share price rises, which offers upside potential but can dilute existing shareholders if conversion occurs.

employee incentive scheme financial

"Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes"

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Form 6-K: How Foreign Companies Report to the SEC →

Available on EDGAR 07/02/2026 - 05:32 PM Accepted by SEC EDGAR 07/02/2026 - 05:30 PM Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of July, 2026

001-41208

(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No.		Description
Exhibit 99.1		Appendix 2A (Application for quotation of securities) dated July 2, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED
By:	/s/ Mike O'Kronley
	Mike O'Kronley
	Chief Executive Officer

Date: July 03, 2026

Appendix 2A - Application for quotation of securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Thursday July 02, 2026

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

	ASX +security		Number of +securities to
	code	Security description		be quoted	Issue date
	NVX	ORDINARY FULLY PAID		34,824	03/07/2026

Refer to next page for full details of the announcement

Appendix 2A - Application for quotation of securities 1 / 6

Appendix 2A - Application for quotation of securities

Part 1 - Entity and announcement details

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

	1.2 Registered number type	Registration number
	ABN	54157690830

1.3 ASX issuer code

NVX

1.4 The announcement is

New announcement

1.5 Date of this announcement

2/7/2026

Appendix 2A - Application for quotation of securities 2 / 6

Appendix 2A - Application for quotation of securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")

Appendix 2A - Application for quotation of securities 3 / 6

Appendix 2A - Application for quotation of securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

ASX +security code and description

NVX:AD : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

Please state the number of options
that were exercised or other +convertible securities that were
converted 54,480 The first date the options were
exercised or other +convertible
securities were converted 2/7/2026 The last date the options were
exercised or other +convertible
securities were converted 2/7/2026

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key managemetn personnel (KMP) or an +associate?

No

Issue date

3/7/2026

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

Appendix 2A - Application for quotation of securities 4 / 6

Appendix 2A - Application for quotation of securities

Issue details

Number of +securities to be quoted

34,824

Are the +securities being issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

Issue of ordinary shares on the vesting of performance rights.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

0.155000

Any other information the entity wishes to provide about the +securities to be quoted

Appendix 2A - Application for quotation of securities 5 / 6

Appendix 2A - Application for quotation of securities

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description	Total number of +securities on issue
NVX : ORDINARY FULLY PAID	991,596,744

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description	Total number of +securities on issue
NVXAD : PERFORMANCE RIGHTS	21,565,395
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,016,667
NVXAM : SHARE RIGHTS	1,371,566
NVXAL : CONVERTIBLE NOTES	45,221,586
NVXAH : CONVERTIBLE DEBENTURES	35,000,000

Appendix 2A - Application for quotation of securities 6 / 6

FAQ

What did NOVONIX LIMITED (NVX) announce in this Form 6-K and Appendix 2A?

NOVONIX announced the issue and application for quotation of 34,824 new ordinary fully paid shares on ASX, created from converting performance rights under an employee incentive scheme. These additional shares will rank equally with existing NVX ordinary shares from their issue date.

How many new NOVONIX (NVX) shares are being quoted and on what date?

NOVONIX is seeking quotation for 34,824 additional ordinary fully paid NVX shares with an issue date of July 3, 2026. The shares arise from the exercise of performance rights and will form part of the company’s already quoted share class on the ASX.

What consideration is NOVONIX receiving for the 34,824 new NVX shares?

The 34,824 new NVX ordinary shares are not being issued for cash; they result from performance rights conversion under an employee incentive scheme. The estimated value of the consideration per share is AUD 0.155, reflecting the non-cash nature of the award.

What will be NOVONIX’s total quoted share capital after this NVX issuance?

After these 34,824 shares are quoted, NOVONIX’s total quoted ordinary fully paid NVX shares will be 991,596,744. This figure represents the complete number of NVX ordinary shares quoted on ASX following this specific Appendix 2A application for quotation.

Were NOVONIX (NVX) performance rights fully converted in this transaction?

No, not all performance rights of this type were converted. The filing states that the securities converting into NVX ordinary shares do not represent all options or convertible securities on issue of that type, so additional performance rights remain outstanding.

Are any NOVONIX (NVX) key management personnel involved in these converting securities?

The converting performance rights that produced the 34,824 new NVX shares are not held by key management personnel or their associates. The disclosure confirms that none of the options or convertible securities exercised in this transaction are held by KMP.

Filing Exhibits & Attachments

1 document

Press Releases

• EX-99.1 EX-99.1 101.4 KB