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NOVONIX (NVX) director discloses direct and trust share stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NOVONIX Ltd director Robert J. Natter has filed a Form 3 reporting his existing ownership of the company’s ordinary shares. The filing shows 230,343 ordinary shares held directly. It also shows indirect ownership through trusts, with 1,365,888 ordinary shares held in a trust where he is trustee and 1,298,758 ordinary shares held in a trust where his spouse is trustee. These entries are reported as holdings, not as new market transactions, and provide a baseline view of his beneficial ownership in NOVONIX.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
NATTER ROBERT J

(Last) (First) (Middle)
1029 WEST 19TH STREET

(Street)
CHATTANOOGA TN 37408

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
NOVONIX Ltd [ NVX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares 230,343 D
Ordinary shares 1,365,888 I Trust (reporting person trustee)
Ordinary shares 1,298,758 I Trust (spouse trustee)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Suzanne Yeates 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Robert J. Natter’s Form 3 for NOVONIX (NVX) report?

The Form 3 reports Robert J. Natter’s existing ownership of NOVONIX ordinary shares. It lists his direct and trust-based indirect holdings, establishing a baseline of insider ownership without showing new market transactions.

How many NOVONIX (NVX) shares does Robert J. Natter hold directly?

Robert J. Natter reports direct ownership of 230,343 ordinary shares of NOVONIX. This represents the shares he holds in his own name, separate from additional shares held indirectly through trusts.

What indirect NOVONIX (NVX) holdings are reported through trusts?

The filing lists 1,365,888 ordinary shares held in a trust where Natter is trustee and 1,298,758 ordinary shares held in a trust where his spouse is trustee, reflecting significant indirect ownership interests.

Does this NOVONIX (NVX) Form 3 show any insider buying or selling?

No, the entries are classified as holdings with unknown transaction codes. The Form 3 establishes Natter’s ownership positions as a director, rather than recording new purchases or sales in the market.

Why is Robert J. Natter’s NOVONIX (NVX) Form 3 important for investors?

Form 3 filings show how many shares an insider owns when they become a reporting person. Natter’s disclosure clarifies his direct and trust-based stakes in NOVONIX, helping investors understand board-level alignment with shareholders.
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