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Director Tony Bellas reports NOVONIX (NVX) ordinary share holdings on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NOVONIX Ltd director Tony Bellas filed an initial statement of beneficial ownership of ordinary shares. The filing reports 95,744 ordinary shares held directly. It also reports additional ordinary share holdings indirectly through corporations controlled by him, including 230,246 shares and 2,398,145 shares, reflecting his total reported equity stake as of the filing date.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Bellas Tony

(Last) (First) (Middle)
1029 WEST 19TH STREET

(Street)
CHATTANOOGA TN 37408

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
NOVONIX Ltd [ NVX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares 95,744 D
Ordinary shares 230,246 I Corporation controlled by reporting person
Ordinary Shares 2,398,145 I Corporation controlled by reporting person
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Suzanne Yeates 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Tony Bellas report in his NOVONIX (NVX) Form 3 filing?

Tony Bellas reports his beneficial ownership of NOVONIX ordinary shares. The filing lists 95,744 shares held directly and additional indirect holdings through corporations he controls, providing regulators and investors with a baseline view of his equity stake as a director.

Is the NOVONIX (NVX) Form 3 for Tony Bellas a buy or sell transaction?

The Form 3 for Tony Bellas does not report any buy or sell transaction. It is an initial statement of beneficial ownership, listing existing ordinary share holdings rather than new purchases or sales, with all transaction directions categorized as unknown in the summary data.

How many NOVONIX (NVX) shares does Tony Bellas hold directly and indirectly?

The filing shows 95,744 NOVONIX ordinary shares held directly by Tony Bellas. It also lists indirect ownership of 230,246 and 2,398,145 ordinary shares through corporations he controls, indicating substantial combined beneficial ownership across direct and indirect positions.

What is the significance of indirect ownership in the NOVONIX (NVX) Form 3?

Indirect ownership indicates shares held through entities rather than personally. In this Form 3, two positions are described as held by corporations controlled by Tony Bellas, meaning his beneficial interest arises via those corporations while still being reportable under SEC insider ownership rules.

Does the NOVONIX (NVX) Form 3 show any derivative securities for Tony Bellas?

No derivative securities are listed in the summarized data for this Form 3. The derivative summary is empty, so the filing focuses solely on ordinary share positions held directly by Tony Bellas and indirectly through corporations he controls, without options or other derivative holdings disclosed.
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