Norwood Financial (NWFL) officer to sell 3,000 shares from option grants

Rhea-AI Filing Summary

NORWOOD FINANCIAL CORP (NWFL) is the issuer for a planned sale of its common stock reported under Rule 144. Officer Vincent O'Bell filed a notice indicating an intention to sell 3,000 shares of Norwood Financial Corp common stock, with Brean Capital, LLC listed as the broker and an aggregate value of $102,300.00 for the proposed sale.

The shares to be sold are tied to option grants dated December 12, 2017 for 1,500 shares and December 11, 2018 for 1,500 shares. O'Bell also reports holdings consisting of 3,750 stock options, 3,000 restricted shares, and 4,392 shares of direct stock ownership.

Key Figures

Shares proposed to be sold: 3,000 shares of common stock Aggregate value of proposed sale: $102,300.00 Options from 2017 grant: 1,500 shares +4 more

7 metrics

Shares proposed to be sold 3,000 shares of common stock Planned Rule 144 sale by officer Vincent O'Bell

Aggregate value of proposed sale $102,300.00 Value associated with 3,000 Norwood Financial Corp shares

Options from 2017 grant 1,500 shares Options granted on 12/12/2017, identified as securities to be sold

Options from 2018 grant 1,500 shares Options granted on 12/11/2018, identified as securities to be sold

Stock options held 3,750 Item 3(e) remark describing O'Bell’s option holdings

Restricted stock held 3,000 shares Item 3(e) remark describing restricted stock holdings

Direct stock ownership 4,392 shares Item 3(e) remark describing directly owned shares

Key Terms

Rule 144, restricted stock, stock options

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Consists of 3,750 in stock options, 3,000 in Restricted Stock, and 4,392"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

stock options financial

"Consists of 3,750 in stock options, 3,000 in Restricted Stock, and 4,392"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

FAQ

What does the Form 144 filing for NWFL disclose about the planned stock sale?

The filing discloses that officer Vincent O'Bell plans to sell 3,000 shares of Norwood Financial Corp common stock under Rule 144, with an indicated aggregate value of $102,300.00, through broker Brean Capital, LLC.

Who is the selling person in the Norwood Financial Corp (NWFL) Form 144?

The selling person is Vincent O'Bell, identified as an officer of Norwood Financial Corp. The notice is filed for his account in connection with a planned Rule 144 sale of the company’s common stock.

How many NWFL shares are proposed to be sold and at what aggregate value?

The notice proposes the sale of 3,000 shares of Norwood Financial Corp common stock with an indicated aggregate value of $102,300.00, as reported in the securities information section.

What option grants underlie the NWFL shares to be sold under Rule 144?

The securities to be sold are tied to option grants from December 12, 2017 for 1,500 shares and December 11, 2018 for 1,500 shares, both granted by Norwood Financial Corp.

What holdings does Vincent O'Bell report in the NWFL Form 144 remarks?

O'Bell reports holdings consisting of 3,750 stock options, 3,000 shares of restricted stock, and 4,392 shares of direct stock ownership, described collectively in the remarks as part of Item 3(e).

When was the NWFL Form 144 notice by Vincent O'Bell dated?

The notice is dated 08/25/2026, as shown in the Date of Notice section and signed by /s/ Vincent O'Bell.

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Available on EDGAR 08/25/2026 - 01:06 PM Accepted by SEC EDGAR 08/25/2026 - 01:05 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001861002
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORWOOD FINANCIAL CORP
SEC File Number	000-28364
Address of Issuer	717 MAIN ST PO BOX 269 HONESDALE PENNSYLVANIA 18431
Phone	570-253-8500
Name of Person for Whose Account the Securities are To Be Sold	O'Bell Vincent (NWFL)
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Brean Capital, LLC 50 Radnor Chester Road Suite E155 Radnor PA 19087	3000	102300.00	11142	08/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/12/2017	Options Granted	Norwood Financial Corp			1500	12/12/2017	Options Granted
Common Stock	12/11/2018	Options Granted	Norwood Financial Corp			1500	12/11/2018	Options Granted

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Item 3(e) Consists of 3,750 in stock options, 3,000 in Restricted Stock, and 4,392 in Direct Stock ownership.
Date of Notice	08/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Vincent O'Bell
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)