Welcome to our dedicated page for Norwood Finl SEC filings (Ticker: NWFL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Norwood Financial Corp filings document the public-company disclosures of a bank holding company for Wayne Bank. Its Form 8-K reports furnish earnings releases, earnings-call materials, annual-meeting presentations, dividend announcements, and other material-event disclosures tied to operating results, financial condition, shareholder distributions, and business strategy.
The company’s proxy and annual-meeting filings cover director elections, auditor ratification, advisory executive-compensation votes, and final voting results. Norwood’s filings also identify its Nasdaq-listed common stock, capital-structure terms, governance matters, exhibits, and Regulation FD materials associated with its regional banking operations and completed bank acquisition activity.
Norwood Financial Corp common stock ownership is reported by multiple Wellington entities as an amendment to a Schedule 13G/A. The filing shows 750,791 shares beneficially owned by the group, representing 6.89% of the class. The cover identifies the issuer address in Honesdale, PA and the CUSIP 669549107. The filing is signed by Matthew Revell as Compliance Manager with filing dates on the cover pages.
LAMONT KEVIN M reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Kevin M. Lamont received a grant of 45 shares of common stock at $30.20 per share as a director retainer under the 2024 Equity Incentive Plan. Following this award, he directly holds 135,960 common shares and also reports several indirect restricted stock and spouse holdings that vest over multiple future December dates.
Matergia Ralph A reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ralph A. Matergia reported an equity award of 45 shares of Common Stock on May 11, 2026. The shares were granted at a price of $30.20 per share as a director retainer under the 2024 Equity Incentive Plan.
After this grant, Matergia directly holds 26,518 common shares. The filing also lists several blocks of indirectly held restricted stock, with awards scheduled to vest in installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026 during continued service.
Nacinovich Marissa S reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Marissa S. Nacinovich received a stock award as part of director compensation. She was granted 45 shares of common stock at $30.20 per share, increasing her direct holdings to 484 shares. She also indirectly holds 825 restricted shares. The director retainer shares were issued under the 2024 Equity Incentive Plan and vest in three equal installments beginning on December 15, 2026 and annually thereafter, subject to continued service.
Nolan Alexandra K reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Alexandra K. Nolan reported a small equity award. She received a grant of 45 shares of common stock at $30.20 per share as director retainer shares under the 2024 Equity Incentive Plan, bringing her directly held common stock to 2,806 shares. The filing also lists indirect holdings of restricted stock and trust-owned shares, including 65,306 shares held by the Alexandra K. Nolan Trust and 217,077 shares held by the Michael C. Nolan Trust. Footnotes state that multiple restricted stock awards vest in equal annual installments beginning on December 14, 2022, December 13, 2023, December 12, 2024, December 15, 2025, and December 15, 2026, contingent on continued service.
PHILLIPS KENNETH A reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Kenneth A. Phillips reported a new equity award of common stock. On May 11, 2026, he received a grant of 45 shares of Norwood Financial common stock at $30.20 per share as director retainer shares issued under the 2024 Equity Incentive Plan. Following this compensation-related award, his directly held common stock position is 15,805 shares. The filing also lists several indirect restricted stock holdings, each subject to vesting in scheduled installments between December 2022 and December 2026, contingent on continued service as an employee, outside director or director emeritus.
Schmalzle Ronald R reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director Ronald R. Schmalzle received an award of 45 shares of Common Stock on May 11, 2026 as Director Retainer Shares under the 2024 Equity Incentive Plan at $30.20 per share. Following this grant, he holds 9,390 shares directly and additional indirect holdings, including restricted stock and shares in an IRA. The award vests in three equal installments beginning on December 15, 2025 during continued service.
Shook James reported acquisition or exercise transactions in this Form 4 filing.
NORWOOD FINANCIAL CORP director James Shook received a small stock award as part of his board compensation. On May 11, 2026, he was granted 45 shares of common stock at $30.20 per share as director retainer shares under the 2024 Equity Incentive Plan.
The award vests in three equal installments beginning on December 15, 2026 and then annually, conditioned on continued service as an employee, outside director, or director emeritus. Following this grant, Shook directly holds 9,398 common shares and indirectly holds 825 restricted shares.
NORWOOD FINANCIAL CORP director Spencer J. Andress reported a compensation-related stock grant. On 2026-05-11, he acquired 45 shares of common stock at $30.20 per share, described as Director Retainer Shares issued under the 2024 Equity Incentive Plan.
Following this grant, Andress directly owns 8,325 shares of Norwood Financial common stock. A separate holding entry shows an additional 7,247 shares held indirectly through Comprehensive Planner Ltd., reflecting an associated position managed in that entity’s name.
Carroll Joseph W reported acquisition or exercise transactions in this Form 4 filing.
Norwood Financial Corp director Joseph W. Carroll received 45 shares of common stock as a director retainer on an award basis. The shares were granted at a price of $30.20 per share under the 2024 Equity Incentive Plan, increasing his direct holdings to 41,739 shares.
He also reports indirect ownership of Norwood Financial common stock, including 1,100 shares by spouse IRA, 1,100 shares by IRA, and 7,247 shares by spouse, reflecting various retirement and family accounts rather than market purchases or sales.