STOCK TITAN

Norwood Financial (NASDAQ: NWFL) director receives equity grant and updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nolan Alexandra K reported acquisition or exercise transactions in this Form 4 filing.

NORWOOD FINANCIAL CORP director Alexandra K. Nolan reported a new stock award and updated holdings in company shares. On June 10, 2026, she received a grant of 45 shares of common stock at $30.19 per share as Director Retainer Shares under the 2024 Equity Incentive Plan. After this award, her direct ownership totaled 2,851 common shares. The filing also reports several indirect holdings, including restricted stock positions and shares held through the Alexandra K. Nolan Trust and the Michael C. Nolan Trust, which together represent substantial additional interests in NORWOOD FINANCIAL CORP common stock.

Positive

  • None.

Negative

  • None.
Insider Nolan Alexandra K
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 45 $30.19 $1K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 2,851 shares (Direct); Common Stock — 217,077 shares (Indirect, Michael C. Nolan Trust)
Footnotes (1)
  1. Director Retainer Shares issued under the 2024 Equity Incentive Plan. Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in three equal installments beginning on December 15 , 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Grant size 45 shares Director Retainer Shares under 2024 Equity Incentive Plan
Grant price $30.19 per share Price for 45-share director award on June 10, 2026
Direct holdings after grant 2,851 shares Common stock directly held by Alexandra K. Nolan
Alexandra K. Nolan Trust holdings 65,306 shares Common stock held indirectly via Alexandra K. Nolan Trust
Michael C. Nolan Trust holdings 217,077 shares Common stock held indirectly via Michael C. Nolan Trust
Restricted stock lot 825 shares Restricted stock indirect holding reported
Restricted stock lot 65306 shares Trust-related indirect holding reported
Director Retainer Shares financial
"Director Retainer Shares issued under the 2024 Equity Incentive Plan."
2024 Equity Incentive Plan financial
"Director Retainer Shares issued under the 2024 Equity Incentive Plan."
Restricted Stock financial
"nature_of_ownership: "Restricted Stock""
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
grant/award acquisition financial
"transaction_action: "grant/award acquisition""
trust financial
"nature_of_ownership: "Alexandra K. Nolan Trust""
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
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FAQ

What insider transaction did NWFL director Alexandra K. Nolan report?

Alexandra K. Nolan reported receiving a grant of 45 shares of NORWOOD FINANCIAL CORP common stock. The shares were issued as Director Retainer Shares at $30.19 per share, reflecting routine equity-based compensation under the company’s 2024 Equity Incentive Plan.

How many NORWOOD FINANCIAL (NWFL) shares does Alexandra K. Nolan now hold directly?

Following the reported grant, Alexandra K. Nolan directly holds 2,851 shares of NORWOOD FINANCIAL CORP common stock. This total reflects her position after receiving 45 Director Retainer Shares at $30.19 per share, as disclosed in the Form 4 filing.

What price was used for Alexandra K. Nolan’s NWFL stock grant?

The 45-share grant to Alexandra K. Nolan was valued at $30.19 per share. This figure represents the price per share applied to the Director Retainer Shares issued under NORWOOD FINANCIAL CORP’s 2024 Equity Incentive Plan on June 10, 2026.

Are Alexandra K. Nolan’s NWFL shares part of an equity incentive plan?

Yes. The Form 4 states that the 45 Director Retainer Shares were issued under NORWOOD FINANCIAL CORP’s 2024 Equity Incentive Plan. Footnotes explain that related awards vest in installments over several years, contingent on continued service as an Employee or Outside Director.

What indirect NWFL holdings are reported for Alexandra K. Nolan?

The Form 4 lists several indirect holdings for Alexandra K. Nolan, including restricted stock positions and shares held by the Alexandra K. Nolan Trust and the Michael C. Nolan Trust. Reported totals include 65,306 shares for her trust and 217,077 shares for the Michael C. Nolan Trust.

How do the restricted stock awards for NWFL vest over time?

Footnotes describe multiple restricted stock awards that vest in equal installments over three or five years. Vesting begins on specific December dates from 2022 through 2026, and continues annually during periods of continued service as an Employee, Outside Director, or Director Emeritus.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nolan Alexandra K

(Last)(First)(Middle)
717 MAIN STREET

(Street)
HONESDALE PENNSYLVANIA 18431

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NORWOOD FINANCIAL CORP [ NWFL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A45(1)A$30.192,851D
Common Stock217,077IMichael C. Nolan Trust
Common Stock65,306IAlexandra K. Nolan Trust
Common Stock40(2)IRestricted Stock
Common Stock280(3)IRestricted Stock
Common Stock420(4)IRestricted Stock
Common Stock550(5)IRestricted Stock
Common Stock82(5)IRestricted Stock
Common Stock825(6)IRestricted Stock
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Director Retainer Shares issued under the 2024 Equity Incentive Plan.
2. Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
3. Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
4. Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
5. Award vests in three equal installments beginning on December 15 , 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
6. Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
/s/ Alexandra K. Nolan by Mackenzie Jackson, Power of Attorney06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)