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Newton Golf director Hoge reports 10.9% stake

The preferred shares' conversion ceiling may rise from 4.99% to 19.99% after 61 days' prior notice, under the disclosed terms.

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Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Newton Golf Company, Inc. (NWTG) director Brett Widney Hoge reports beneficial ownership of 724,364 common shares, or 10.9%, based on 6,601,537 shares outstanding. His reported total includes 673,598 shares held directly, 766 shares issuable under stock options and 50,000 shares issuable under warrants within 60 days. Hoge reported acquiring 403,225 shares in a private placement on November 6, 2026, at $1.24 per share.

The Brett Widney Hoge Revocable Trust dated July 7, 2014 and RGH & BRH LLC received Series A Convertible Preferred Stock in exchange for unsecured promissory notes in July 2026. The preferred stock carries a 10.00% annual dividend and a 4.99% conversion limit, with a possible increase up to 19.99% upon 61 days' prior notice. The reporting persons say they hold the common stock for investment purposes; Hoge reports no present plans or proposals for the corporate actions described.

Filing Explained

The amendment reports that the Series A preferred issued in the July note exchange was convertible at issuance into 324,666 common shares for the trust and 216,444 for RGH & BRH; if converted, the additional shares would reduce existing holders’ percentage ownership.

Beneficial ownership 724,364 common shares Reported by Brett Widney Hoge
Ownership percentage 10.9% Based on 6,601,537 shares outstanding
Direct common shares 673,598 shares Held directly by Brett Widney Hoge
Stock options issuable 766 shares Exercisable within 60 days
Warrants issuable 50,000 shares Exercisable within 60 days; included in Hoge's reported beneficial ownership
Private placement acquisition 403,225 shares at $1.24 per share November 6, 2026
Annual dividend rate 10.00% per annum Series A Convertible Preferred Stock, based on original issue price
Beneficial ownership conversion limit 4.99%, potentially increasing up to 19.99% Increase upon 61 days' prior notice
Series A Convertible Preferred Stock financial
"issued shares of the Company's Series A Convertible Preferred Stock"
Series A convertible preferred stock is a class of shares sold in an early funding round that gives investors a mix of protection and upside: it pays a priority claim over common shares if the company is sold or closes, but can be converted into ordinary shares to share in future growth. Think of it like a hybrid between a safer stake and a ticket to ownership; it matters to investors because it affects who controls the company, how future gains are split, and how much their investment is protected from downside.
unsecured promissory notes financial
"sold unsecured promissory notes in an aggregate principal amount"
private placement financial
"acquired from the issuer in a private placement"
A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.
shared voting and dispositive power regulatory
"have shared voting and dispositive power with respect to"
beneficially own regulatory
"would beneficially own in excess of 4.99%"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NWTG shares does Brett Widney Hoge beneficially own?

Brett Widney Hoge reports beneficial ownership of 724,364 NWTG common shares, or 10.9%. The total includes 673,598 shares held directly, 766 shares issuable under options and 50,000 shares issuable under warrants within 60 days; the percentage uses 6,601,537 shares outstanding.

What NWTG share purchases does Brett Widney Hoge report?

Hoge reports acquiring 403,225 shares in a private placement on November 6, 2026, at $1.24 per share. He also reports open-market acquisitions of 83,000 shares at a weighted-average price of $1.0738 on November 18, 2025; 15,000 at $1.1647 on November 19; 4,000 at $1.1959 on November 20; and 20,000 at $1.2070 on November 21.

What are the NWTG preferred stock dividend and conversion terms?

The Series A Convertible Preferred Stock carries an annual dividend of 10.00% of the original issue price, payable in cash, through an increase to stated value, or as accrued unpaid cash dividends, at the company’s discretion. Conversion is subject to a 4.99% beneficial ownership limit, which may increase up to 19.99% upon 61 days' prior notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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78577G301

(CUSIP Number)
Brett Widney Hoge
551 Calle San Pablo,,
Camarillo, CA, 93012
855-774-7888

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
11/06/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
The shares over which Mr. Hoge has sole voting and dispositive power consist of (i) 673,598 shares of common stock held directly and (ii) 766 shares of common stock issuable upon the exercise of stock options within 60 days. Mr. Hoge also has shared voting and dispositive power of (i) 30,000 shares of common stock issuable upon the exercise of warrants held by the Brett Widney Hoge Revocable Trust dated July 7, 2014 within 60 days and (ii) 20,000 shares of common stock issuable upon the exercise of warrants held by RGH & BRH LLC within 60 days. The ownership percentage is based upon 6,601,537 shares of the issuer's common stock outstanding, including 5,422,276 shares of the issuer's common stock outstanding as of August 13, 2026, as reported in the issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 14, 2026, and 1,179,261 shares of the issuer's common stock issued in private placements on November 6, 2026, as reported in the issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 10, 2026.


SCHEDULE 13D




Comment for Type of Reporting Person:
The shares over which the Brett Widney Hoge Revocable Trust dated July 7, 2014 have shared voting and dispositive power consist of (i) 30,000 shares of common stock issuable upon the exercise of warrants held by the Brett Widney Hoge Revocable Trust dated July 7, 2014 within 60 days and (ii) 20,000 shares of common stock issuable upon the exercise of warrants held by RGH & BRH LLC within 60 days. The ownership percentage is based upon 6,601,537 shares of the issuer's common stock outstanding, including 5,422,276 shares of the issuer's common stock outstanding as of August 13, 2026, as reported in the issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 14, 2026, and 1,179,261 shares of the issuer's common stock issued in private placements on November 6, 2026, as reported in the issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 10, 2026.


SCHEDULE 13D




Comment for Type of Reporting Person:
The shares over which RGH & BRH LLC have shared voting and dispositive power consist of 20,000 shares of common stock issuable upon the exercise of warrants held by RGH & BRH LLC within 60 days. The ownership percentage is based upon 6,601,537 shares of the issuer's common stock outstanding, including 5,422,276 shares of the issuer's common stock outstanding as of August 13, 2026, as reported in the issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 14, 2026, and 1,179,261 shares of the issuer's common stock issued in private placements on November 6, 2026, as reported in the issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 10, 2026.


SCHEDULE 13D


Hoge Brett Widney
Signature:/s/ Brett Hoge
Name/Title:Brett Hoge
Date:11/10/2026
Brett Widney Hoge Revocable Trust dated July 7, 2014
Signature:/s/ Brett Hoge
Name/Title:Brett Hoge, Trustee
Date:11/10/2026
RGH & BRH LLC
Signature:/s/ Brett Hoge
Name/Title:Brett Hoge, Managing Member
Date:11/10/2026

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