Welcome to our dedicated page for NWTN SEC filings (Ticker: NWTNW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NWTNW SEC filings page is associated with the warrants of NWTN Inc., a Cayman Islands company that has described itself as an eco-conscious mobility technology and green energy business headquartered in Dubai, United Arab Emirates. As a foreign private issuer with securities listed on the Nasdaq Stock Market LLC, the company reports to the U.S. Securities and Exchange Commission (SEC) primarily through Form 20-F annual reports and Form 6-K current reports.
In its public communications, NWTN has emphasized passenger-centric premium electric vehicle products, intelligent electric vehicles, and green energy solutions, supported by a full vehicle assembly facility in Abu Dhabi and a supply chain manufacturing base in Jinhua, China. Its SEC filings provide formal disclosure around these activities, as well as corporate actions and capital markets matters relevant to its shares and warrants.
Several disclosed events relate to Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports. The company has filed reports and issued press releases noting deficiency letters and determination notices from Nasdaq due to delayed filing of Annual Reports on Form 20-F, describing potential delisting procedures, extension periods, and appeal rights before a Nasdaq Hearings Panel. These topics are typically documented or referenced in Form 6-K submissions.
Another notable filing describes shareholder approval of a change of corporate name from "NWTN Inc." to "Robo.ai Inc." and the anticipated change in the trading symbol for its Class B ordinary shares on Nasdaq. This Form 6-K includes details of the extraordinary general meeting, voting results, and the issuance of a Certificate of Incorporation on Change of Name by the Cayman Islands Registrar of Companies.
On Stock Titan, this SEC filings page surfaces such Form 6-K and related disclosures connected to the historical NWTN identity and its warrants represented by NWTNW. AI-powered tools can help summarize lengthy filings, highlight key items such as listing compliance discussions, name and ticker changes, and other material corporate events, so users can more quickly understand what the company has reported to regulators without reading every line of each document.
Robo.ai Inc. entered into a standby equity purchase agreement with Yorkville, giving the company the right to sell up to $100.0 million of Class B ordinary shares over 24 months from September 3, 2025. Each drawdown, called an Advance, is priced at 97% of the lowest daily volume-weighted average price over three trading days after an Advance Notice, with share sale size tied to recent trading volumes.
Yorkville’s beneficial ownership is capped at 4.99% of Robo.ai’s outstanding voting power or Class B shares at any time. Robo.ai paid a $25,000 structuring fee and owes a 0.75% commitment fee on the $100.0 million facility, payable in cash or shares in two installments. The company must first file and have declared effective a registration statement for the resale of commitment shares before it can request any Advances.
Robo.ai Inc., formerly known as NWTN Inc., has officially changed its corporate name following shareholder approval at an extraordinary general meeting held on August 12, 2025. The Cayman Islands Registrar of Companies issued a Certificate of Incorporation on Change of Name on August 15, 2025.
The Company’s Class B ordinary shares are expected to begin trading on the Nasdaq Stock Market under the new name at the open of trading on August 26, 2025. The ticker symbol for these shares will change to “AIIO”, while the CUSIP number will remain the same.
NWTN Inc. appointed Yehong Ji as an independent director and a member of its audit committee, effective August 12, 2025. He brings decades of investment banking and financial industry experience from senior roles at Barclays, ICBC International, JP Morgan, Credit Suisse, Citigroup, Morgan Stanley, Rothschild Jardine Fleming, and other institutions, along with dual bachelor’s degrees in applied mechanics and international trade from Chinese universities.
Under a letter agreement dated July 16, 2025, Mr. Ji is entitled to receive 200,000 Class B ordinary shares per year as annual equity compensation, subject to applicable legal and regulatory requirements, or an equivalent cash amount if the shares are not granted on time. NWTN will also reimburse his reasonable documented expenses, and the agreement includes customary confidentiality provisions. The company states there are no family relationships or related-party transactions requiring disclosure, and it issued a press release on August 13, 2025 discussing his appointment.
NWTN Inc. held an Extraordinary General Meeting on August 12, 2025 with a record date of July 16, 2025 when 292,199,693 ordinary shares were outstanding (36,350,011 Class A and 255,849,682 Class B). Class A shares carry 25 votes each and Class B carry 1 vote, meaning 1,164,599,957 votes were capable of being cast.
Shareholders approved a set of governance actions: the company will change its name to Robo.ai Inc., appointed Yehong Ji as an independent director, adopted a Third Amended and Restated Memorandum and Articles of Association (the M&AA Amendment) to reflect the name change, and authorized officers to take steps to implement these actions. Vote tallies show overwhelming support, with each resolution receiving about 911.37 million votes in favor and only small numbers against or abstaining. The amended governing documents were filed as Exhibit 3.1.
NWTN Inc. (6-K filed 8 Aug 2025) entered an Asset Contribution & Share Issuance Agreement with UAE-based JW Group. JW will grant NWTN exclusive four-year usage of its 563,000-sq-ft CKD automotive factory in Lahore’s China-Pakistan SEZ, rated for 50,000 vehicles per year, plus access to JW’s nationwide sales, distribution and after-sales network in Pakistan.
In exchange, NWTN will issue 10 million restricted Class B shares at US$1.41 each (≈US$14.1 million). Shares carry a four-year lock-up, releasing 25 % annually. JW commits to facilitate the sale of at least 50,000 NWTN vehicles over the same four-year term.
Closing is expected within 15 business days after satisfaction of conditions precedent: executed factory-access and sales-network agreements, proof of unencumbered title and NWTN board approval of share issuance. Either party may terminate by 6 Nov 2025 if closing has not occurred, among other customary termination rights. Representations, cost allocation, confidentiality and governing-law provisions survive any termination.