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NWTN Inc. SEC Filings

NWTNW NASDAQ

Welcome to our dedicated page for NWTN SEC filings (Ticker: NWTNW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Robo.ai Inc. filings in this record document foreign private issuer current reports, material agreements, governance actions, capital-structure changes, and operating and financial disclosures. The Form 6-K record includes ordinary-share structure disclosures, a reverse stock split affecting Class A and publicly traded Class B ordinary shares, and Nasdaq minimum-bid compliance matters.

The filings also reference Form 20-F reporting, shareholder voting matters, registration-statement incorporation, and pro forma financial information for disposition-related disclosures. Together, these records document corporate actions, public-company reporting obligations, and governance matters for the UAE-headquartered technology company.

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Robo.ai Inc. entered into a share purchase agreement to acquire a 16.58% stake in aitos.io Pte. Ltd., a company that combines Internet of Things and blockchain technology. Robo.ai will buy 1,745 aitos shares for total consideration of $8.29 million, to be paid in 5,181,250 Class B ordinary shares valued at $1.6 per share. At closing, Robo.ai will also issue 6,000,000 Class B ordinary shares as performance and retention incentives to the aitos core team.

The consideration and incentive shares are subject to transfer restrictions, with half becoming transferable three months after closing and the remainder six months after closing. Robo.ai will receive half of the acquired aitos stake, or 8.29% of aitos, three months after closing and the remaining 8.29% six months after closing. Robo.ai will be entitled to appoint one director to aitos’ board, and the agreement includes customary termination rights and closing conditions.

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Robo.ai Inc. submitted a Form 6-K that lists a Joint Venture Agreement dated September 4, 2025 among NWTN Investments L.L.C-FZ, JW Global Holding L.L.C-FZ, and Ferox Investment L.L.C. and a Press Release dated September 15, 2025. The report is signed by Benjamin Bin Zhai, Chief Executive Officer, with an apparent filing date of September 18, 2025. The filing itself provides exhibit references but does not include transaction terms, financial amounts, or operational details within the text provided.

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Robo.ai Inc. has signed a cooperation agreement with EVT Aerotechnics (Nanjing) Co., Ltd. to set up a joint venture company in the United Arab Emirates focused on electric vertical take-off and landing aircraft (eVTOL). The JV will handle global eVTOL sales, establish an SKD/CKD factory in the UAE, distribute aircraft under the "RoVtol" brand, and develop locally tailored models based on existing products.

Robo.ai will provide facilities, government and regulatory support, market access, global business development, and ongoing R&D funding support, in return for a 51% equity stake. EVT will grant a five-year exclusive eVTOL technology and product license outside mainland China, plus technical support and training, for a 49% stake. A five‑member board will be controlled by Robo.ai nominees, with profit and loss sharing aligned to ownership and distributions targeted within 90 days after statutory audits.

New intellectual property created by the JV will be owned by the JV, with royalty‑free licenses back to either party when their existing IP is embedded. The agreement includes termination and buyout rights for material breach, bankruptcy, liquidation, or certain changes of control, rights of first refusal on transfers of 25% or more of equity, and confidentiality and customary protections. The parties aim to sign full definitive agreements within 30 days of the cooperation agreement.

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Robo.ai Inc. has appointed Xuan Yan as its Chief Legal and Compliance Officer, Corporate Secretary and President of America. The company, through its wholly owned subsidiary NWTN Investments LLC, entered into a one-year employment contract with Mr. Yan effective August 18. His compensation includes cash and equity, with an initial grant of 1,300,000 restricted Class B ordinary shares under the NWTN Inc. 2022 Equity Incentive Plan, subject to vesting. He may also receive a performance-based bonus tied to key performance indicators to be determined.

The contract includes a six-month post-termination non-compete and non-solicitation covenant. Either party may terminate the agreement with one month’s written notice, and NWTN Investments may terminate immediately in cases such as breach, misconduct, negligence or breach of duty or trust. Mr. Yan is entitled to end-of-service payments in line with UAE Labour Law. The company also issued a press release announcing his appointment, which is filed as an exhibit.

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Robo.ai Inc. entered into a standby equity purchase agreement with Yorkville, giving the company the right to sell up to $100.0 million of Class B ordinary shares over 24 months from September 3, 2025. Each drawdown, called an Advance, is priced at 97% of the lowest daily volume-weighted average price over three trading days after an Advance Notice, with share sale size tied to recent trading volumes.

Yorkville’s beneficial ownership is capped at 4.99% of Robo.ai’s outstanding voting power or Class B shares at any time. Robo.ai paid a $25,000 structuring fee and owes a 0.75% commitment fee on the $100.0 million facility, payable in cash or shares in two installments. The company must first file and have declared effective a registration statement for the resale of commitment shares before it can request any Advances.

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Robo.ai Inc., formerly known as NWTN Inc., has officially changed its corporate name following shareholder approval at an extraordinary general meeting held on August 12, 2025. The Cayman Islands Registrar of Companies issued a Certificate of Incorporation on Change of Name on August 15, 2025.

The Company’s Class B ordinary shares are expected to begin trading on the Nasdaq Stock Market under the new name at the open of trading on August 26, 2025. The ticker symbol for these shares will change to “AIIO”, while the CUSIP number will remain the same.

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NWTN Inc. appointed Yehong Ji as an independent director and a member of its audit committee, effective August 12, 2025. He brings decades of investment banking and financial industry experience from senior roles at Barclays, ICBC International, JP Morgan, Credit Suisse, Citigroup, Morgan Stanley, Rothschild Jardine Fleming, and other institutions, along with dual bachelor’s degrees in applied mechanics and international trade from Chinese universities.

Under a letter agreement dated July 16, 2025, Mr. Ji is entitled to receive 200,000 Class B ordinary shares per year as annual equity compensation, subject to applicable legal and regulatory requirements, or an equivalent cash amount if the shares are not granted on time. NWTN will also reimburse his reasonable documented expenses, and the agreement includes customary confidentiality provisions. The company states there are no family relationships or related-party transactions requiring disclosure, and it issued a press release on August 13, 2025 discussing his appointment.

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NWTN Inc. held an Extraordinary General Meeting on August 12, 2025 with a record date of July 16, 2025 when 292,199,693 ordinary shares were outstanding (36,350,011 Class A and 255,849,682 Class B). Class A shares carry 25 votes each and Class B carry 1 vote, meaning 1,164,599,957 votes were capable of being cast.

Shareholders approved a set of governance actions: the company will change its name to Robo.ai Inc., appointed Yehong Ji as an independent director, adopted a Third Amended and Restated Memorandum and Articles of Association (the M&AA Amendment) to reflect the name change, and authorized officers to take steps to implement these actions. Vote tallies show overwhelming support, with each resolution receiving about 911.37 million votes in favor and only small numbers against or abstaining. The amended governing documents were filed as Exhibit 3.1.

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NWTN Inc. (6-K filed 8 Aug 2025) entered an Asset Contribution & Share Issuance Agreement with UAE-based JW Group. JW will grant NWTN exclusive four-year usage of its 563,000-sq-ft CKD automotive factory in Lahore’s China-Pakistan SEZ, rated for 50,000 vehicles per year, plus access to JW’s nationwide sales, distribution and after-sales network in Pakistan.

In exchange, NWTN will issue 10 million restricted Class B shares at US$1.41 each (≈US$14.1 million). Shares carry a four-year lock-up, releasing 25 % annually. JW commits to facilitate the sale of at least 50,000 NWTN vehicles over the same four-year term.

Closing is expected within 15 business days after satisfaction of conditions precedent: executed factory-access and sales-network agreements, proof of unencumbered title and NWTN board approval of share issuance. Either party may terminate by 6 Nov 2025 if closing has not occurred, among other customary termination rights. Representations, cost allocation, confidentiality and governing-law provisions survive any termination.

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FAQ

How many NWTN (NWTNW) SEC filings are available on StockTitan?

StockTitan tracks 32 SEC filings for NWTN (NWTNW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NWTN (NWTNW)?

The most recent SEC filing for NWTN (NWTNW) was filed on September 19, 2025.