Welcome to our dedicated page for Nexpoint Diversified Real Estate Trust SEC filings (Ticker: NXDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NexPoint Diversified Real Estate Trust (NYSE: NXDT) SEC filings page on Stock Titan provides access to the trust’s regulatory disclosures as a U.S.-listed diversified real estate investment trust. As an externally advised REIT focused on opportunistic and value-add investments across multiple U.S. real estate sectors, NXDT files a range of documents with the Securities and Exchange Commission that explain its structure, advisory arrangements, risks, and capital decisions.
Through this page, users can review Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which the company references in its news releases as sources for detailed information on its business and risk factors. Current Reports on Form 8-K highlight specific events, such as amendments to the Advisory Agreement with NexPoint Real Estate Advisors X, L.P. that modify how advisory fees may be paid in cash or common shares, or board decisions regarding the timing of a potential conversion from a Delaware statutory trust to a Maryland corporation.
Investors can also use this page to track other SEC filings that relate to NXDT’s real estate investment activities, capital structure, and regulatory status. The company has pointed investors to EDGAR for its filings and has noted that Canadian resident securityholders can access the same U.S. disclosure documents, particularly in connection with its application to cease to be a reporting issuer in Canada.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, helping users navigate lengthy documents like 10-Ks and 10-Qs and understand the implications of 8-K disclosures. Real-time updates from EDGAR, combined with simplified explanations, allow investors, analysts, and researchers to follow NexPoint Diversified Real Estate Trust’s regulatory history, advisory arrangements, and corporate actions directly from its official SEC record.
NexPoint Diversified Real Estate Trust is soliciting proxies for its virtual Annual Meeting on June 2, 2026 for trustee elections and six proposals, including advisory approval of executive compensation, approval of a 2026 long‑term incentive plan reserving 1,872,000 Common Shares, and shareholder approval to permit issuance of Common Shares on conversion or redemption of Series B Preferred Shares.
Record holders as of March 27, 2026 may vote; the proxy materials and the 2025 annual report are available online. The Board recommends FOR all management proposals and recommends AGAINST a liquidation shareholder proposal.
NexPoint Diversified Real Estate Trust officer Paul Richards filed an amended insider report correcting a recent stock award entry. On March 18, 2026, he acquired 8,929 common shares through the vesting of restricted share units. Of these, 5,072 shares were withheld at $4.41 per share to cover tax obligations. After these compensation-related transactions, he directly holds 128,235 common shares.
The amendment clarifies that the original filing mistakenly reported 8,989 shares acquired, and this update aligns his reported direct holdings with the actual RSU vesting outcome.
NexPoint Diversified Real Estate Trust officer Matt McGraner reported multiple compensation-related equity transactions. On March 18, April 3, and April 4, 2026, he exercised restricted share units, acquiring a total of 177,610 common shares through derivative exercises.
To cover tax obligations, 59,686 common shares were disposed of as tax-withholding transactions at prices around $4.41–$4.43 per share. After these events, he directly held 308,635.8675 common shares, plus indirect holdings of 2,127 shares through a family trust and 965.9183 shares via a 401(k) plan.
NexPoint Diversified Real Estate Trust director Catherine D. Wood reported routine equity compensation activity. She received restricted share units that each represent a right to one common share of NexPoint Diversified Real Estate Trust. She also exercised derivative rights to acquire 7,813 common shares at a price of $0.00 per share, bringing her direct holdings to 46,883 common shares.
Footnotes explain that some shares include amounts received through elective stock dividends on the company’s common shares. A prior grant of 7,918 restricted share units made on April 3, 2025 vested on April 3, 2026, with settlement generally occurring within 10 days of vesting and at the Compensation Committee’s discretion may be settled in cash.
NexPoint Diversified Real Estate Trust director Carol Swain reported routine equity compensation activity involving restricted share units and common shares. On April 3, 2026, 7,813 restricted share units converted into an equal number of common shares at a stated price of $0.00 per share, reflecting vesting of a grant originally awarded on April 3, 2025. The filing shows 3,906 common shares were then returned to the company in a disposition to the issuer, and Swain now directly holds 25,278.855 common shares, including shares received through elective stock dividends on the company’s common shares.
NexPoint Diversified Real Estate Trust officer Dennis Charles Sauter Jr. exercised restricted share units into common shares in early April 2026. He converted 12,256 restricted share units into the same number of common shares, reflecting vesting from prior equity awards granted in 2023 and 2025.
To satisfy tax obligations, 6,514 common shares were delivered back at $4.43 per share, classified as tax-withholding dispositions rather than open-market sales. After these compensation-related transactions, he directly holds 12,372 common shares, and this Form 4 shows no remaining derivative positions.
NexPoint Diversified Real Estate Trust officer Paul Richards reported routine equity compensation activity. On April 3 and 4, he exercised restricted share units to acquire a total of 15,365 common shares at a conversion price of $0.00 per share.
To cover tax obligations, 8,466 common shares were withheld at $4.43 per share through tax-withholding dispositions, which are not open-market sales. After these transactions, Richards directly owns 135,134 common shares. The exercised restricted share units relate to grants made in 2023 and 2025 that vest in stages through 2029.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST officer Dustin David Norris exercised restricted share units that settled into common shares and triggered tax withholding. On April 3 and 4, 2026 he converted 24,158 restricted share units into 24,158 common shares at $0.00 per share.
To cover tax obligations, 8,476 common shares were disposed of at $4.43 per share through tax-withholding transactions, which are not open-market sales. After these transactions, he held 793,002.07 common shares directly and 82,414.16 common shares indirectly through a 401(k) plan, and 35,163 restricted share units remained outstanding.
NexPoint Diversified Real Estate Trust director Brian Mitts reported compensation-related equity activity involving restricted share units and common stock. On April 3, 2026 and April 4, 2026, he exercised a total of 15,276 restricted share units into an equal number of common shares at $0.00 per share.
Portions of these previously granted restricted share units vested and were settled in cash at the discretion of the Compensation Committee, with related dispositions of 3,906 and 1,119 common shares back to the issuer and 2,724 shares withheld at $4.43 per share to cover tax obligations. After these transactions, Mitts directly holds 24,216 common shares of NXDT.
NexPoint Diversified Real Estate Trust director Arthur B. Laffer reported routine equity compensation activity. On April 3, 2026, 7,813 restricted share units vested and were exercised into an equal number of common shares at $0.00 per share. As part of the settlement, 3,906 common shares were returned to the issuer, with the remainder increasing his direct holdings to 125,040 common shares. He also has 118,778 shares held indirectly through a limited liability company he controls, for which he disclaims beneficial ownership beyond his economic interest.