Welcome to our dedicated page for Nexpoint Diversified Real Estate Trust SEC filings (Ticker: NXDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NexPoint Diversified Real Estate Trust (NYSE: NXDT) SEC filings page on Stock Titan provides access to the trust’s regulatory disclosures as a U.S.-listed diversified real estate investment trust. As an externally advised REIT focused on opportunistic and value-add investments across multiple U.S. real estate sectors, NXDT files a range of documents with the Securities and Exchange Commission that explain its structure, advisory arrangements, risks, and capital decisions.
Through this page, users can review Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which the company references in its news releases as sources for detailed information on its business and risk factors. Current Reports on Form 8-K highlight specific events, such as amendments to the Advisory Agreement with NexPoint Real Estate Advisors X, L.P. that modify how advisory fees may be paid in cash or common shares, or board decisions regarding the timing of a potential conversion from a Delaware statutory trust to a Maryland corporation.
Investors can also use this page to track other SEC filings that relate to NXDT’s real estate investment activities, capital structure, and regulatory status. The company has pointed investors to EDGAR for its filings and has noted that Canadian resident securityholders can access the same U.S. disclosure documents, particularly in connection with its application to cease to be a reporting issuer in Canada.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, helping users navigate lengthy documents like 10-Ks and 10-Qs and understand the implications of 8-K disclosures. Real-time updates from EDGAR, combined with simplified explanations, allow investors, analysts, and researchers to follow NexPoint Diversified Real Estate Trust’s regulatory history, advisory arrangements, and corporate actions directly from its official SEC record.
NexPoint Diversified Real Estate Trust director Brian Mitts reported compensation-related equity activity involving restricted share units and common stock. On April 3, 2026 and April 4, 2026, he exercised a total of 15,276 restricted share units into an equal number of common shares at $0.00 per share.
Portions of these previously granted restricted share units vested and were settled in cash at the discretion of the Compensation Committee, with related dispositions of 3,906 and 1,119 common shares back to the issuer and 2,724 shares withheld at $4.43 per share to cover tax obligations. After these transactions, Mitts directly holds 24,216 common shares of NXDT.
NexPoint Diversified Real Estate Trust director Arthur B. Laffer reported routine equity compensation activity. On April 3, 2026, 7,813 restricted share units vested and were exercised into an equal number of common shares at $0.00 per share. As part of the settlement, 3,906 common shares were returned to the issuer, with the remainder increasing his direct holdings to 125,040 common shares. He also has 118,778 shares held indirectly through a limited liability company he controls, for which he disclaims beneficial ownership beyond his economic interest.
NexPoint Diversified Real Estate Trust director Scott F. Kavanaugh exercised previously granted restricted share units into common shares. On April 3, 2026, 7,813 restricted share units converted into 7,813 common shares at an exercise price of $0.00 per share, reflecting vesting of equity compensation rather than a market purchase.
Following the transaction, Kavanaugh holds 28,656 common shares directly. In addition, 48,877 common shares are held indirectly through a benefit plan for his benefit, including shares acquired via elective stock dividends. No open-market buys or sells were reported in this filing, and no derivative awards remain outstanding from this grant.
NexPoint Diversified Real Estate Trust director and officer James D. Dondero exercised restricted share units into common shares. On April 3 and 4, 2026, he converted a total of 106,276 restricted share units into 106,276 common shares at a stated price of $0.00 per share.
Following these settlements, his direct holdings increased to 5,808,974.06 common shares. The restricted share units stem from grants of 237,446 units on April 3, 2025 and 187,662 units on April 4, 2023, which vest in four installments, with settlement generally within 10 days of vesting and potentially in cash at the Compensation Committee’s discretion.
The filing also records indirect holdings, including shares held in custodial Uniform Transfers to Minors Act accounts for six of his children and significant positions held by various partnerships, funds and trusts that are ultimately controlled by or associated with him. He may be deemed an indirect beneficial owner of those shares but disclaims beneficial ownership except to the extent of his pecuniary interest.
NexPoint Diversified Real Estate Trust director Edward N. Constantino exercised 7,813 restricted share units into the same number of common shares on April 3, 2026. He then returned 3,906 common shares to the issuer, resulting in a net increase of 3,907 shares and direct holdings of 37,569 common shares.
Wood Catherine D. reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Catherine D. Wood received a grant of 3,247 restricted share units. Each unit represents a contingent right to receive one common share. The award was granted on April 2, 2026 and will vest on April 2, 2027, with settlement generally within 30 days and potentially in cash at the Compensation Committee’s discretion.
Swain Carol reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Carol Swain received a compensation grant of restricted share units. On April 2, 2026, she was awarded 3,247 restricted share units, each representing a contingent right to receive one common share of the trust. These units will vest on April 2, 2027, and settlement will generally occur within 30 days after vesting, either in common shares or, at the Compensation Committee’s discretion, in cash. Following this grant, she holds 3,247 restricted share units directly.
Sauter Dennis Charles Jr reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust reported that insider Dennis Charles Sauter Jr. received a grant of 9,091 restricted share units, each representing a contingent right to receive one common share. Following this grant, he holds 9,091 restricted share units directly.
The award vests in four equal installments: one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029, and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of each vesting date and may, at the Compensation Committee’s discretion, be settled in cash instead of shares.
Richards Paul reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust officer Paul Richards received a grant of 32,958 restricted share units on April 2, 2026. Each unit represents a contingent right to receive one common share. The award vests in four equal installments through 2030 and is a form of equity compensation, not an open-market stock purchase.
The units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029, and one-fourth on February 15, 2030. Settlement is expected within 10 days of each vesting date and may, at the Compensation Committee’s discretion, be made in cash instead of shares.
Mitts Brian reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Brian Mitts reported receiving a grant of 3,247 restricted share units on April 2, 2026. Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
The 3,247 restricted share units will vest on April 2, 2027. Settlement will generally occur within 30 days after vesting and may, at the discretion of the Compensation Committee, be settled in cash. Following this grant, Mitts holds 3,247 restricted share units directly.