NXDT director receives 4,830 shares via RSU vesting

NexPoint Diversified Real Estate Trust director Catherine D. Wood received 4,830 common shares on June 10, 2026 through the vesting and settlement of restricted share units.

Rhea-AI Filing Summary

NexPoint Diversified Real Estate Trust director Catherine D. Wood received 4,830 common shares on June 10, 2026 through the vesting and settlement of restricted share units. Each unit represented a right to receive one common share. After this transaction, she directly holds 53,109 common shares. The RSUs were originally granted in an earlier period as part of compensation and vested on June 10, 2026, with settlement generally occurring within 10 days of vesting and potentially in cash at the Compensation Committee’s discretion. The filing describes a routine, compensation-related equity acquisition rather than any open-market buying or selling.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Wood Catherine D.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	4,830	$0.00	$0.00
Exercise	Common Stock	4,830	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); Common Stock — 53,109 shares (Direct)

Footnotes (3)

1. F1. Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
2. F2. Includes shares received pursuant to elective stock dividends paid on the Company's common shares.
3. F3. On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Key Figures

Common shares acquired: 4,830 shares Total shares after transaction: 53,109 shares RSU-to-share ratio: 1 unit : 1 share +1 more

4 metrics

Common shares acquired 4,830 shares Shares received from vested restricted share units on June 10, 2026

Total shares after transaction 53,109 shares Direct common share holdings of Catherine D. Wood after June 10, 2026

RSU-to-share ratio 1 unit : 1 share Each restricted share unit represents a right to receive one common share

RSU grant size 4,830 units Restricted share units granted and later vested into common shares

Key Terms

Restricted Share Units, contingent right, elective stock dividends, Compensation Committee

4 terms

Restricted Share Units financial

"On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

contingent right financial

"Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust."

elective stock dividends financial

"Includes shares received pursuant to elective stock dividends paid on the Company's common shares."

Compensation Committee financial

"Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash."

A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NXDT director Catherine D. Wood report in this Form 4 filing?

Catherine D. Wood reported receiving 4,830 common shares of NexPoint Diversified Real Estate Trust. These shares came from the vesting and settlement of previously granted restricted share units as part of her director compensation, not from open-market purchases or sales.

How many NXDT shares does Catherine D. Wood hold after this transaction?

After the June 10, 2026 transaction, Catherine D. Wood directly holds 53,109 common shares of NexPoint Diversified Real Estate Trust. This total reflects the addition of 4,830 shares received upon settlement of vested restricted share units granted under the company’s compensation arrangements.

What are the 4,830 restricted share units mentioned for NXDT?

The 4,830 restricted share units represent a contingent right to receive one NexPoint Diversified Real Estate Trust common share per unit. They were granted as equity compensation, vested on June 10, 2026, and were then settled into 4,830 common shares reported in this Form 4 filing.

Was there any open-market buying or selling of NXDT stock in this Form 4?

No, the Form 4 shows no open-market buying or selling of NXDT stock. It reflects a grant and vesting of restricted share units that converted into 4,830 common shares as compensation, rather than discretionary market transactions by Catherine D. Wood.

How are NXDT restricted share units settled after vesting?

After vesting, NXDT restricted share units generally settle within 10 days. According to the filing, settlement may be in common shares or, at the Compensation Committee’s discretion, may instead be paid in cash, providing flexibility in how the award is delivered.

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Accepted by SEC EDGAR 06/12/2026 - 08:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wood Catherine D.

(Last) (First) (Middle)

300 CRESCENT COURT, SUITE 700

(Street)

DALLAS TEXAS 75201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEXPOINT DIVERSIFIED REAL ESTATE TRUST [ NXDT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		M		4,830	A	(1)	53,109(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	06/10/2026		A			4,830	(3)	(3)	Common Shares	4,830	$0	0	D

Explanation of Responses:

1. Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

2. Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

3. On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

	/s/ Paul Richards as attorney-in-fact for Catherine Wood	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)