Welcome to our dedicated page for NEXPOINT DIVERSIFIED REAL ESTATE TRUST SEC filings (Ticker: NXDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NexPoint Diversified Real Estate Trust filings document the formal disclosures of an externally advised diversified REIT. Annual proxy materials cover trustee governance, shareholder voting, executive compensation tables and equity award disclosures, while current reports record material agreements involving the operating partnership, advisory arrangements, guarantees and real estate transactions.
The filings also describe related-party review processes, including Audit Committee approvals under the company's Related Party Transaction Policy, and capital-structure matters involving common shares. Recent 8-K disclosures address advisory fee mechanics, participation interests in real estate-related debt, guaranty obligations tied to storage assets and completed hospitality asset dispositions.
NexPoint Diversified Real Estate Trust director and officer James D. Dondero exercised restricted share units into common shares. On April 3 and 4, 2026, he converted a total of 106,276 restricted share units into 106,276 common shares at a stated price of $0.00 per share.
Following these settlements, his direct holdings increased to 5,808,974.06 common shares. The restricted share units stem from grants of 237,446 units on April 3, 2025 and 187,662 units on April 4, 2023, which vest in four installments, with settlement generally within 10 days of vesting and potentially in cash at the Compensation Committee’s discretion.
The filing also records indirect holdings, including shares held in custodial Uniform Transfers to Minors Act accounts for six of his children and significant positions held by various partnerships, funds and trusts that are ultimately controlled by or associated with him. He may be deemed an indirect beneficial owner of those shares but disclaims beneficial ownership except to the extent of his pecuniary interest.
NexPoint Diversified Real Estate Trust director Edward N. Constantino exercised 7,813 restricted share units into the same number of common shares on April 3, 2026. He then returned 3,906 common shares to the issuer, resulting in a net increase of 3,907 shares and direct holdings of 37,569 common shares.
Wood Catherine D. reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Catherine D. Wood received a grant of 3,247 restricted share units. Each unit represents a contingent right to receive one common share. The award was granted on April 2, 2026 and will vest on April 2, 2027, with settlement generally within 30 days and potentially in cash at the Compensation Committee’s discretion.
Swain Carol reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Carol Swain received a compensation grant of restricted share units. On April 2, 2026, she was awarded 3,247 restricted share units, each representing a contingent right to receive one common share of the trust. These units will vest on April 2, 2027, and settlement will generally occur within 30 days after vesting, either in common shares or, at the Compensation Committee’s discretion, in cash. Following this grant, she holds 3,247 restricted share units directly.
Sauter Dennis Charles Jr reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust reported that insider Dennis Charles Sauter Jr. received a grant of 9,091 restricted share units, each representing a contingent right to receive one common share. Following this grant, he holds 9,091 restricted share units directly.
The award vests in four equal installments: one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029, and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of each vesting date and may, at the Compensation Committee’s discretion, be settled in cash instead of shares.
Richards Paul reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust officer Paul Richards received a grant of 32,958 restricted share units on April 2, 2026. Each unit represents a contingent right to receive one common share. The award vests in four equal installments through 2030 and is a form of equity compensation, not an open-market stock purchase.
The units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029, and one-fourth on February 15, 2030. Settlement is expected within 10 days of each vesting date and may, at the Compensation Committee’s discretion, be made in cash instead of shares.
Mitts Brian reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Brian Mitts reported receiving a grant of 3,247 restricted share units on April 2, 2026. Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
The 3,247 restricted share units will vest on April 2, 2027. Settlement will generally occur within 30 days after vesting and may, at the discretion of the Compensation Committee, be settled in cash. Following this grant, Mitts holds 3,247 restricted share units directly.
McGraner Matt reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust granted officer Matt McGraner 112,594 restricted share units (RSUs) on April 2, 2026. Each RSU represents a contingent right to receive one common share. The award vests in four equal installments through 2030, with settlement generally within 10 days of each vesting date and potentially in cash at the Compensation Committee’s discretion.
LAFFER ARTHUR B reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Arthur B. Laffer received a compensation grant of 3,247 restricted share units on April 2, 2026. Each unit gives a contingent right to one common share. The award will vest on April 2, 2027, and settlement is expected within 30 days of vesting, either in shares or, at the Compensation Committee’s discretion, in cash. After this grant, Laffer holds 3,247 restricted share units directly.
KAVANAUGH SCOTT F reported acquisition or exercise transactions in this Form 4 filing.
NexPoint Diversified Real Estate Trust director Scott F. Kavanaugh received a grant of 3,247 restricted share units on April 2, 2026. Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
The 3,247 restricted share units will vest on April 2, 2027. Settlement is generally expected to occur within 30 days after vesting and, at the discretion of the Compensation Committee, may be settled in either common shares or cash. After this grant, Kavanaugh holds 3,247 restricted share units directly.