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NXG NextGen officer Jerry V. Swank buys 10,000 shares

The fund's officer had 55,200 directly held common shares of beneficial interest after the reported purchase.

(Moderate)

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Form Type
4

Rhea-AI Filing Summary

NXG NextGen Infrastructure Income Fund officer Jerry V. Swank, identified as a limited partner and control person of the investment adviser, purchased 10,000 common shares of beneficial interest on October 23, 2026, at a weighted average price of $43.9493 per share. The shares were bought in multiple transactions at prices ranging from $43.48 to $44.00 per share, inclusive. Swank's direct holdings after the purchase were 55,200 shares; no Rule 10b5-1 plan is reported.

Insider Swank Jerry V
Role See Remarks
Bought 10,000 shs ($439K)
Type Security Shares Price Value
Purchase Common Shares of Beneficial Interest F1 10,000 $43.9493 $439K
Holdings After Transaction: Common Shares of Beneficial Interest — 55,200 shares (Direct)
Footnotes (1)
  1. F1. The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions on 10/23/2026, prices ranged from $43.48 to $44.00 per share, inclusive.
Shares purchased 10,000 shares October 23, 2026
Weighted average price $43.9493 per share Multiple transactions on October 23, 2026
Purchase price range $43.48 to $44.00 per share Inclusive; multiple transactions on October 23, 2026
Direct holdings after purchase 55,200 shares After the October 23, 2026 purchase
Common Shares of Beneficial Interest financial
"Common Shares of Beneficial Interest"
Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Limited Partner regulatory
"Limited Partner and Control Person of the Investment Adviser."
A limited partner is an investor in a pooled investment vehicle—such as a private equity, venture capital, or real estate fund—who provides capital but does not take part in day‑to‑day management and whose financial responsibility is capped at the amount invested. For investors, being a limited partner matters because it defines how much control they have, how much risk they bear, and how returns are distributed; think of a limited partner as a silent co‑owner who shares in profits and losses while leaving operations to the fund managers.
Control Person regulatory
"Limited Partner and Control Person of the Investment Adviser."
A control person is an individual or entity that can significantly influence a company’s decisions and direction through ownership, voting power, or contractual rights—think of them as the captain who can steer the ship. Investors care because a control person’s choices affect corporate strategy, board appointments, and transactions that can raise or lower a stock’s value, and they often carry additional legal responsibilities and disclosure requirements to protect other shareholders.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NXG shares did Jerry V. Swank buy, and at what price?

Jerry V. Swank purchased 10,000 NXG common shares of beneficial interest on October 23, 2026, at a weighted average price of $43.9493 per share. The purchases occurred in multiple transactions, with prices ranging from $43.48 to $44.00 per share, inclusive.

How many NXG shares did Jerry V. Swank hold after the purchase?

Swank reported direct holdings of 55,200 shares after the purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Swank Jerry V

(Last)(First)(Middle)
4925 GREENVILLE AVENUE
SUITE 1310

(Street)
DALLAS TEXAS 75206

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NXG NextGen Infrastructure Income Fund [ NXG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares of Beneficial Interest10/23/2026P10,000A$43.9493(1)55,200D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions on 10/23/2026, prices ranged from $43.48 to $44.00 per share, inclusive.
Remarks:
Limited Partner and Control Person of the Investment Adviser.
/s/ Brad Mead10/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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