Nuveen Select fund lists Kleinman as portfolio manager
NUVEEN SELECT TAX FREE INCOME PORTFOLIO (NXP) filed an initial statement of beneficial ownership (Form 3) for Margot Kleinman, who is identified as a Portfolio Manager.
Rhea-AI Filing Summary
NUVEEN SELECT TAX FREE INCOME PORTFOLIO (NXP) filed an initial statement of beneficial ownership (Form 3) for Margot Kleinman, who is identified as a Portfolio Manager. The filing reports no initial transactions and no reported holdings or derivative positions for this reporting person.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0 transactions
Sell transactions reported: 0 transactions
Derivative positions reported: 0 positions
3 metrics
Buy transactions reported
0 transactions
Initial Form 3 transaction summary for Margot Kleinman
Sell transactions reported
0 transactions
Initial Form 3 transaction summary for Margot Kleinman
Derivative positions reported
0 positions
Derivative summary in the Form 3
Key Terms
Portfolio Manager, Form 3
2 terms
Portfolio Manager financial
"The reporting person is identified as Portfolio Manager"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
Form 3 regulatory
"filed an initial statement of beneficial ownership (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
FAQ
What does the Form 3 filed for NXP disclose about Margot Kleinman?
The Form 3 identifies Margot Kleinman as a Portfolio Manager related to Nuveen Select Tax Free Income Portfolio but reports no initial share holdings, no derivative positions, and no transactions at the time of the filing.
Are there any buy or sell transactions reported in this NXP Form 3?
No. The Form 3 shows 0 buy transactions and 0 sell transactions, with no shares acquired, disposed of, or exercised, and no gifts or restructuring-related transfers reported.
Does the NXP Form 3 show any derivative securities for Margot Kleinman?
No. The filing’s derivative summary is empty, indicating no reported derivative securities such as options or warrants held by Margot Kleinman at the time of this Form 3.
Is there any indication of a Rule 10b5-1 plan in this NXP Form 3?
No. The Form 3 record does not indicate that transactions were made under a Rule 10b5-1 trading plan, and there are no reported transactions in any case.
What is the role of the reporting person in this NXP Form 3?
The reporting person, Margot Kleinman, is listed with the role “Portfolio Manager” in relation to Nuveen Select Tax Free Income Portfolio, and is not marked as a director, officer, or ten percent owner.
AI-generated analysis. How Rhea-AI works. Not financial advice.
