STOCK TITAN

[8-K] American Strategic Investment Co. Reports Material Event

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

American Strategic Investment Co. prepared an investor presentation that officers and representatives intend to use at conferences and meetings; the presentation is furnished as Exhibit 99.1 and is expressly described as "furnished" and not "filed". The filing cautions that non-historical statements are forward-looking and subject to specific risks, including uncertainty about the anticipated benefits of the Companys election to terminate its real estate investment trust status, the Companys ability to identify or complete new asset or business acquisitions on favorable terms, geopolitical instability related to the conflicts involving Russia and Ukraine and Israel and Hamas and related sanctions, inflation and higher interest rates, tariffs, and the risk that the Company may fail to meet NYSE continued listing requirements. The Company states it will update forward-looking statements only as required by law.

American Strategic Investment Co. ha predisposto una presentazione per gli investitori che dirigenti e rappresentanti intendono utilizzare in conferenze e incontri; la presentazione è fornita come Exhibit 99.1 ed è espressamente descritta come "furnished" e non come "filed". Il documento avverte che le dichiarazioni non storiche sono proiezioni previsionali soggette a rischi specifici, tra cui l'incertezza sui benefici attesi derivanti dalla decisione della Società di terminare il proprio status di real estate investment trust, la capacità della Società di identificare o completare nuove acquisizioni di attività o aziende a condizioni favorevoli, l'instabilità geopolitica legata ai conflitti che coinvolgono Russia e Ucraina e Israele e Hamas e alle sanzioni correlate, l'inflazione e tassi di interesse più elevati, i dazi e il rischio che la Società non riesca a soddisfare i requisiti per il mantenimento della quotazione alla NYSE. La Società dichiara che aggiornerà le dichiarazioni previsionali solo nei casi richiesti dalla legge.

American Strategic Investment Co. preparó una presentación para inversores que los directivos y representantes tienen la intención de utilizar en conferencias y reuniones; la presentación se suministra como Exhibit 99.1 y se describe expresamente como "furnished" y no como "filed". La presentación advierte que las declaraciones no históricas son prospectivas y están sujetas a riesgos específicos, incluidos la incertidumbre sobre los beneficios previstos de la decisión de la Compañía de terminar su condición de real estate investment trust, la capacidad de la Compañía para identificar o completar nuevas adquisiciones de activos o negocios en condiciones favorables, la inestabilidad geopolítica relacionada con los conflictos que involucran a Rusia y Ucrania y a Israel y Hamás y las sanciones conexas, la inflación y tasas de interés más altas, los aranceles, y el riesgo de que la Compañía no cumpla con los requisitos de cotización continua de la NYSE. La Compañía declara que actualizará las declaraciones prospectivas únicamente cuando la ley lo exija.

American Strategic Investment Co.는 임원들과 대리인들이 컨퍼런스 및 회의에서 사용할 목적으로 투자자용 프레젠테이션을 준비했으며, 해당 프레젠테이션은 Exhibit 99.1로 제공되고 명시적으로 "furnished"이고 "filed"는 아니라고 설명됩니다. 제출 서류는 비역사적 진술이 전망성(미래예측) 진술이며 특정 위험에 노출되어 있음을 경고하고 있으며, 여기에는 회사가 부동산투자신탁(REIT) 지위를 종료하기로 한 결정으로 기대되는 이익의 불확실성, 회사가 유리한 조건으로 신규 자산 또는 사업 인수를 식별하거나 완료할 수 있는 능력, 러시아-우크라이나 및 이스라엘-하마스 관련 분쟁과 이에 따른 제재로 인한 지정학적 불안정, 인플레이션 및 높은 금리, 관세, 그리고 회사가 NYSE의 지속 상장 요건을 충족하지 못할 위험이 포함됩니다. 회사는 전망성 진술을 법이 요구하는 경우에만 갱신하겠다고 밝힙니다.

American Strategic Investment Co. a préparé une présentation aux investisseurs que des dirigeants et représentants comptent utiliser lors de conférences et réunions ; la présentation est fournie en tant que Exhibit 99.1 et est expressément qualifiée de "furnished" et non de "filed". Le dépôt met en garde que les déclarations non historiques sont prospectives et soumises à des risques spécifiques, notamment l'incertitude quant aux bénéfices attendus de la décision de la Société de mettre fin à son statut de real estate investment trust, la capacité de la Société à identifier ou à réaliser de nouvelles acquisitions d'actifs ou d'entreprises à des conditions favorables, l'instabilité géopolitique liée aux conflits impliquant la Russie et l'Ukraine ainsi qu'Israël et le Hamas et les sanctions connexes, l'inflation et la hausse des taux d'intérêt, les tarifs douaniers, et le risque que la Société ne satisfasse pas aux exigences de maintien de la cotation à la NYSE. La Société indique qu'elle mettra à jour les déclarations prospectives uniquement dans la mesure requise par la loi.

American Strategic Investment Co. hat eine Investorenpräsentation erstellt, die Führungskräfte und Vertreter auf Konferenzen und Treffen verwenden wollen; die Präsentation wird als Exhibit 99.1 bereitgestellt und ausdrücklich als "furnished" und nicht als "filed" bezeichnet. Die Einreichung weist darauf hin, dass nicht-historische Aussagen zukunftsgerichtet sind und bestimmten Risiken unterliegen, darunter die Unsicherheit hinsichtlich der erwarteten Vorteile der Entscheidung des Unternehmens, seinen Status als Real Estate Investment Trust zu beenden, die Fähigkeit des Unternehmens, neue Vermögens- oder Unternehmensakquisitionen zu günstigen Konditionen zu identifizieren oder abzuschließen, geopolitische Instabilität im Zusammenhang mit den Konflikten zwischen Russland und der Ukraine sowie Israel und der Hamas und den damit verbundenen Sanktionen, Inflation und höheren Zinssätzen, Zölle und das Risiko, dass das Unternehmen die fortbestehenden Notierungsanforderungen der NYSE nicht erfüllt. Das Unternehmen erklärt, dass es zukunftsgerichtete Aussagen nur in dem gesetzlich vorgeschriebenen Umfang aktualisieren wird.

Positive
  • Investor presentation furnished as Exhibit 99.1, indicating the Company is engaging in investor outreach and disclosure to stakeholders
Negative
  • Uncertainty about anticipated benefits of terminating REIT status is explicitly identified as a risk
  • Risk that the Company may not be able to successfully acquire new assets or businesses, or complete transactions on favorable terms
  • Geopolitical risks tied to the conflicts between Russia and Ukraine and Israel and Hamas, including related sanctions, are cited as factors that could materially affect the Company
  • Inflationary conditions and a higher interest rate environment are listed as risks to future results
  • Risk of failing to meet NYSE continued listing requirements, which could negatively affect the stocks price and liquidity

Insights

TL;DR: Furnishing of an investor presentation is routine; the highlighted risks—REIT termination, acquisition uncertainty and NYSE listing risk—are material but lack detail.

The 8-K furnishes an investor presentation rather than filing it, limiting statutory liabilities while alerting investors to strategic shifts and macro risks. The mention of an election to terminate REIT status and the explicit NYSE listing risk are potentially material to valuation and liquidity, but the company provides no quantitative metrics or timetable. Without presentation content or financial detail, market impact is likely muted unless subsequent filings supply specifics.

TL;DR: Disclosure uses standard forward-looking language and "furnished not filed" treatment to preserve flexibility while notifying stakeholders of governance and listing risks.

The filing emphasizes legal and regulatory caution: forward-looking statements are qualified and Exhibit 99.1 is furnished not filed, which limits incorporation and Section 18 liability. The enumerated risks, including the REIT election and potential delisting, raise governance and oversight questions that require further disclosure for shareholders to assess board strategy and compliance risk.

American Strategic Investment Co. ha predisposto una presentazione per gli investitori che dirigenti e rappresentanti intendono utilizzare in conferenze e incontri; la presentazione è fornita come Exhibit 99.1 ed è espressamente descritta come "furnished" e non come "filed". Il documento avverte che le dichiarazioni non storiche sono proiezioni previsionali soggette a rischi specifici, tra cui l'incertezza sui benefici attesi derivanti dalla decisione della Società di terminare il proprio status di real estate investment trust, la capacità della Società di identificare o completare nuove acquisizioni di attività o aziende a condizioni favorevoli, l'instabilità geopolitica legata ai conflitti che coinvolgono Russia e Ucraina e Israele e Hamas e alle sanzioni correlate, l'inflazione e tassi di interesse più elevati, i dazi e il rischio che la Società non riesca a soddisfare i requisiti per il mantenimento della quotazione alla NYSE. La Società dichiara che aggiornerà le dichiarazioni previsionali solo nei casi richiesti dalla legge.

American Strategic Investment Co. preparó una presentación para inversores que los directivos y representantes tienen la intención de utilizar en conferencias y reuniones; la presentación se suministra como Exhibit 99.1 y se describe expresamente como "furnished" y no como "filed". La presentación advierte que las declaraciones no históricas son prospectivas y están sujetas a riesgos específicos, incluidos la incertidumbre sobre los beneficios previstos de la decisión de la Compañía de terminar su condición de real estate investment trust, la capacidad de la Compañía para identificar o completar nuevas adquisiciones de activos o negocios en condiciones favorables, la inestabilidad geopolítica relacionada con los conflictos que involucran a Rusia y Ucrania y a Israel y Hamás y las sanciones conexas, la inflación y tasas de interés más altas, los aranceles, y el riesgo de que la Compañía no cumpla con los requisitos de cotización continua de la NYSE. La Compañía declara que actualizará las declaraciones prospectivas únicamente cuando la ley lo exija.

American Strategic Investment Co.는 임원들과 대리인들이 컨퍼런스 및 회의에서 사용할 목적으로 투자자용 프레젠테이션을 준비했으며, 해당 프레젠테이션은 Exhibit 99.1로 제공되고 명시적으로 "furnished"이고 "filed"는 아니라고 설명됩니다. 제출 서류는 비역사적 진술이 전망성(미래예측) 진술이며 특정 위험에 노출되어 있음을 경고하고 있으며, 여기에는 회사가 부동산투자신탁(REIT) 지위를 종료하기로 한 결정으로 기대되는 이익의 불확실성, 회사가 유리한 조건으로 신규 자산 또는 사업 인수를 식별하거나 완료할 수 있는 능력, 러시아-우크라이나 및 이스라엘-하마스 관련 분쟁과 이에 따른 제재로 인한 지정학적 불안정, 인플레이션 및 높은 금리, 관세, 그리고 회사가 NYSE의 지속 상장 요건을 충족하지 못할 위험이 포함됩니다. 회사는 전망성 진술을 법이 요구하는 경우에만 갱신하겠다고 밝힙니다.

American Strategic Investment Co. a préparé une présentation aux investisseurs que des dirigeants et représentants comptent utiliser lors de conférences et réunions ; la présentation est fournie en tant que Exhibit 99.1 et est expressément qualifiée de "furnished" et non de "filed". Le dépôt met en garde que les déclarations non historiques sont prospectives et soumises à des risques spécifiques, notamment l'incertitude quant aux bénéfices attendus de la décision de la Société de mettre fin à son statut de real estate investment trust, la capacité de la Société à identifier ou à réaliser de nouvelles acquisitions d'actifs ou d'entreprises à des conditions favorables, l'instabilité géopolitique liée aux conflits impliquant la Russie et l'Ukraine ainsi qu'Israël et le Hamas et les sanctions connexes, l'inflation et la hausse des taux d'intérêt, les tarifs douaniers, et le risque que la Société ne satisfasse pas aux exigences de maintien de la cotation à la NYSE. La Société indique qu'elle mettra à jour les déclarations prospectives uniquement dans la mesure requise par la loi.

American Strategic Investment Co. hat eine Investorenpräsentation erstellt, die Führungskräfte und Vertreter auf Konferenzen und Treffen verwenden wollen; die Präsentation wird als Exhibit 99.1 bereitgestellt und ausdrücklich als "furnished" und nicht als "filed" bezeichnet. Die Einreichung weist darauf hin, dass nicht-historische Aussagen zukunftsgerichtet sind und bestimmten Risiken unterliegen, darunter die Unsicherheit hinsichtlich der erwarteten Vorteile der Entscheidung des Unternehmens, seinen Status als Real Estate Investment Trust zu beenden, die Fähigkeit des Unternehmens, neue Vermögens- oder Unternehmensakquisitionen zu günstigen Konditionen zu identifizieren oder abzuschließen, geopolitische Instabilität im Zusammenhang mit den Konflikten zwischen Russland und der Ukraine sowie Israel und der Hamas und den damit verbundenen Sanktionen, Inflation und höheren Zinssätzen, Zölle und das Risiko, dass das Unternehmen die fortbestehenden Notierungsanforderungen der NYSE nicht erfüllt. Das Unternehmen erklärt, dass es zukunftsgerichtete Aussagen nur in dem gesetzlich vorgeschriebenen Umfang aktualisieren wird.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K
 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 8, 2025

 

American Strategic Investment Co.

(Exact Name of Registrant as Specified in Charter)

 

Maryland

 

001-39448

 

46-4380248

(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)
         

222 Bellevue Ave,

Newport, Rhode Island 02840

(Address, including zip code, of Principal Executive Offices)

 
Registrant’s telephone number, including area code: (212) 415-6500

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class:

 

Trading Symbol(s)

 

Name of each exchange on which
registered

Class A common stock, $0.01 par value per share   NYC   New York Stock Exchange
Class A Preferred Stock Purchase Rights     New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 7.01 Regulation FD Disclosure.

 

Investor Presentation

 

On August 8, 2025, American Strategic Investment Co. (the “Company”) prepared an investor presentation that officers and other representatives of the Company intend to present at conferences and meetings. A copy of the investor presentation is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

The information contained in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

The statements in this press release that are not historical facts may be forward-looking statements. These forward-looking statements involve risks and uncertainties that could cause actual results or events to be materially different. The words “may,” “will,” “seeks,” “anticipates,” “believes,” “expects,” “estimates,” “projects,” “plans,” “intends,” “should” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words. These forward-looking statements are subject to a number of risks, uncertainties and other factors, many of which are outside of the Company’s control, which could cause actual results to differ materially from the results contemplated by the forward-looking statements. These risks and uncertainties include (a) the anticipated benefits of the Company’s election to terminate its status as a real estate investment trust, (b) whether the Company will be able to successfully acquire new assets or businesses, (c) the potential adverse effects of the geopolitical instability due to the ongoing military conflicts between Russia and Ukraine and Israel and Hamas, including related sanctions and other penalties imposed by the U.S. and European Union, and the related impact on the Company, the Company’s tenants, and the global economy and financial markets, (d) inflationary conditions and higher interest rate environment, (e) economic uncertainties about the ultimate impact of tariffs imposed by, or imposed on, the United States and its trading relationships, (f) that any potential future acquisition or disposition is subject to market conditions and capital availability and may not be identified or completed on favorable terms, or at all, and (g) that we may not be able to continue to meet the New York Stock Exchange’s (“NYSE”) continued listing requirements and rules, and the NYSE may delist the Company’s common stock, which could negatively affect the Company, the price of the Company’s common stock and shareholders’ ability to sell the Company’s common stock, as well as those risks and uncertainties set forth in the Risk Factors section of the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, filed on March 19, 2025, with the United States Securities and Exchange Commission (“SEC”), and all other filings with the SEC after that date, including but not limited to the subsequent Quarterly Reports on Form 10-Q and Current Reports on Form 8-K, as such risks, uncertainties and other important factors may be updated from time to time in the Company’s subsequent report. Further, forward-looking statements speak only as of the date they are made, and the Company undertakes no obligation to update or revise any forward-looking statement to reflect changed assumptions, the occurrence of unanticipated events or changes to future operating results, unless required to do so by law.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)

 

Exhibit No   Description
99.1   Investor Presentation
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  American Strategic Investment Co.
     
Date: August 8, 2025 By: /s/ Michael LeSanto
    Michael LeSanto
    Chief Financial Officer

 

 

 

FAQ

What did American Strategic Investment Co. (NYC) disclose in this 8-K?

The Company furnished an investor presentation as Exhibit 99.1 and stated that non-historical statements in the presentation are forward-looking and subject to specified risks.

Is the investor presentation in the 8-K considered "filed" with the SEC?

No. The Company expressly states the presentation is furnished, not "filed", and is not deemed incorporated by reference in other SEC filings except by specific reference.

Does the 8-K contain forward-looking statements for NYC?

Yes. The filing warns that certain statements are forward-looking and identifies specific risk factors that could cause actual results to differ materially.

What specific risks did American Strategic Investment Co. (NYC) list?

The filing lists risks including uncertainty from terminating REIT status, acquisition execution risk, geopolitical conflicts and sanctions, inflation and higher interest rates, tariff-related economic uncertainty, and potential NYSE delisting risk.

Could this 8-K affect NYC's NYSE listing status?

The Company explicitly states there is a risk that it may not be able to continue to meet NYSE continued listing requirements and that the NYSE may delist the Companys common stock.
American Strategic Investment Co.

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