[Form 4] American Strategic Investment Co. Insider Trading Activity

Rhea-AI Filing Summary

Nicholas S. Schorsch Jr., Chief Executive Officer of American Strategic Investment Co. (NYC), acquired 20,000 restricted shares of Class A common stock on 08/20/2025. The shares were issued under the companys 2020 Omnibus Incentive Compensation Plan and vest over a four-year period beginning June 26, 2025, at 25% per year. After the transaction Mr. Schorsch beneficially owns 36,685 shares. The Form 4 was signed by an attorney-in-fact, Michael Joseph LeSanto, on 08/22/2025. The filing records an acquisition of restricted stock rather than open-market purchases and discloses the vesting schedule tied to employment or service.

Positive

• CEO received 20,000 restricted Class A shares under the 2020 Omnibus Incentive Compensation Plan
• Vesting schedule disclosed: four-year vesting starting June 26, 2025 at 25% per year, providing transparency on timing
• Post-transaction beneficial ownership disclosed: 36,685 shares, clarifying insider stake

Negative

• None.

Insights

Financial Analyst

TL;DR: CEO acquired 20,000 restricted shares under an employee plan; post-transaction ownership is 36,685 shares.

This Form 4 documents an internal grant of restricted Class A stock to the CEO rather than a market purchase or sale. The award vests 25% annually over four years beginning June 26, 2025, which aligns management compensation with multi-year retention. The transaction does not specify price consideration beyond a $0 reporting value for the grant and reflects compensation treatment rather than immediate liquidity or trading activity. For investors, this is a governance/compensation disclosure rather than a change in outstanding public float from open-market trading.

Corporate Governance Expert

TL;DR: Restricted-share grant to CEO indicates retention incentive with time-based vesting; standard governance disclosure.

The filing is a routine Section 16 disclosure of a compensation grant under the 2020 Omnibus Incentive Compensation Plan. The 4-year, 25% per annum vesting schedule is conventional for executive retention. The report was executed by an attorney-in-fact, which is consistent with procedural handling of insider filings. There is no indication of accelerated vesting, clawback terms, or performance conditions in the disclosure provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schorsch Nicholas S. Jr.

(Last) (First) (Middle)

222 BELLEVUE AVE

(Street)

NEWPORT RI 02840

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
American Strategic Investment Co. [ NYC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/20/2025		A		20,000(1)	A	$0	36,685	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Consists of restricted shares issued pursuant to American Strategic Investment Co's 2020 Omnibus Incentive Compensation Plan that vest over a four-year period beginning on June 26, 2025, in increments of 25% per annum.

	/s/ Michael Joseph LeSanto, Attorney-in-fact	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Nicholas S. Schorsch Jr. report on Form 4 for NYC?

He reported an acquisition of 20,000 restricted Class A common shares on 08/20/2025 under the company's 2020 Omnibus Incentive Compensation Plan.

How do the restricted shares granted to the CEO vest?

The shares vest over four years beginning June 26, 2025, in increments of 25% per year.

How many shares does the CEO beneficially own after the reported transaction?

The Form 4 discloses 36,685 shares beneficially owned following the transaction.

Was the Form 4 filing executed by the reporting person?

The filing was signed by an attorney-in-fact, Michael Joseph LeSanto, on 08/22/2025.

Was the reported transaction an open-market purchase or a compensation grant?

The filing describes a restricted share grant under the companys incentive plan, not an open-market purchase.