Welcome to our dedicated page for New York Mortgage Trust SEC filings (Ticker: NYMT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The New York Mortgage Trust, Inc. (NYMT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. New York Mortgage Trust is a Maryland corporation that has elected to be taxed as a real estate investment trust for federal income tax purposes and is an internally managed REIT focused on mortgage-related residential assets. Its filings give investors detailed insight into its capital structure, investment activities, financing arrangements and corporate actions.
Through this page, users can review the company’s current reports on Form 8-K, which cover material events such as public offerings and registered direct offerings of senior unsecured notes, consent solicitations and related indenture amendments for existing notes, and the issuance of new debt under its shelf registration statement on Form S-3. Filings also document listings of securities on the Nasdaq Stock Market, including common stock under the NYMT symbol, multiple series of preferred stock and senior notes with their respective trading symbols.
New York Mortgage Trust’s SEC filings further describe its quarterly and annual financial reporting, including references to Forms 10-Q and 10-K, where the company presents GAAP and non-GAAP measures such as earnings available for distribution, adjusted book value per common share, net interest spread and leverage ratios. Risk factor discussions and forward-looking statement disclosures in these reports outline the company’s view of interest rate, credit, liquidity, leverage and regulatory risks associated with its REIT structure and residential credit investments.
Investors can also use this page to locate filings related to corporate governance and structural changes, including Articles of Amendment filed in Maryland to change the company’s name from New York Mortgage Trust, Inc. to Adamas Trust, Inc., and the associated updates to its bylaws. The same 8-K filings describe the planned change of Nasdaq trading symbols from the NYMT family to ADAM-based symbols for common stock, preferred stock and senior notes. Stock Titan’s interface is designed to surface these filings promptly as they appear on EDGAR and to pair them with AI-powered summaries that highlight the key terms, capital implications and corporate context of each document.
Adamas Trust, Inc.'s Chief Executive Officer and director Jason T. Serrano reported a share withholding related to equity compensation. On January 27, 2026, he surrendered 5,827 shares of common stock at $8.41 per share to cover taxes due on vesting of restricted stock granted under the company’s 2017 Equity Incentive Plan. After this tax-related transaction, he directly beneficially owned 389,714 shares of common stock.
Adamas Trust, Inc. Chief Financial Officer Kristine R. Nario-Eng reported a routine share withholding related to equity compensation. On January 27, 2026, she surrendered 751 shares of common stock at $8.41 per share to cover tax liabilities from vesting restricted stock under the company’s 2017 Equity Incentive Plan.
After this tax-related surrender, she beneficially owns 156,546 shares of Adamas Trust common stock, held directly. The transaction is coded "F," indicating it was for payment of taxes rather than an open-market sale.
Adamas Trust, Inc. president Mah Nicholas reported a routine tax-related share surrender. On 01/27/2026, 2,237 shares of common stock at $8.41 per share were surrendered to cover tax liabilities arising from the vesting of restricted stock under Adamas Trust, Inc.'s 2017 Equity Incentive Plan (as amended). After this transaction, Nicholas directly held 251,456 common shares.
Adamas Trust, Inc. reported that Chief Financial Officer Kristine R. Nario-Eng received an equity award of 61,989 restricted stock units (RSUs) on January 22, 2026 under the company’s 2017 Equity Incentive Plan and 2026 Long-Term Equity Plan. The RSUs were granted at a price of $0 as a form of stock-based compensation and will vest in three equal installments, with one-third becoming fully vested and non-forfeitable on each of January 1, 2027, January 1, 2028, and January 1, 2029. Upon vesting, each RSU entitles her to receive one share of Adamas common stock, along with dividend equivalent rights that provide cash or stock payments equal to any dividends paid on the underlying shares. Following this grant, she beneficially owns 122,543 derivative securities in the form of RSUs held directly.
Adamas Trust, Inc. reported that its President, Nicholas Mah, received a grant of restricted stock units on January 22, 2026 under the company’s equity incentive plans. The award covers 127,321 restricted stock units at an exercise price of $0, which will convert into an equal number of common shares as they vest.
According to the award terms, one-third of the units will vest and become non‑forfeitable on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the conditions in the RSU agreement. The grant also includes dividend equivalent rights, allowing Mah to receive cash or stock payments equal to any dividends paid on the underlying common shares once the RSUs vest. After this grant, he beneficially owns 257,337 derivative securities in the form of RSUs held directly.
Adamas Trust, Inc. reported that Chief Executive Officer and director Jason T. Serrano received an award of 216,711 restricted stock units (RSUs) on January 22, 2026 under the company’s equity incentive plans. These RSUs vest in three equal installments, with one‑third becoming fully vested and non‑forfeitable on each of January 1, 2027, January 1, 2028, and January 1, 2029. Each RSU represents the right to receive one share of Adamas common stock upon vesting, at an exercise price of $0, subject to the award agreement’s terms and conditions. The grant also includes dividend equivalent rights that, upon vesting, entitle Serrano to cash or stock payments equal to any dividends paid on the underlying common shares. Following this award, he beneficially owns 427,216 derivative securities in the form of RSUs, held directly.
Adamas Trust, Inc. (formerly New York Mortgage Trust, Inc.) filed a Form S-3 shelf registration to offer up to $500,000,000 of common stock, preferred stock and debt securities from time to time. The prospectus lists existing securities and last reported Nasdaq prices as of September 4, 2025 for its common stock (ADAM, $7.37) and multiple preferred and note series (ADAMN $21.75; ADAMM $24.98; ADAML $22.26; ADAMZ $18.05; ADAMI $25.10; ADAMG $25.05; ADAMH $25.55). The company describes its REIT status, portfolio focus on residential and mortgage-related credit assets, ownership restrictions to preserve REIT qualification (including a 9.9% ownership limit), and the ability to issue additional equity or debt under the shelf. The prospectus highlights risks, use of proceeds (general corporate purposes, repay debt, investments) and key terms for stock, preferred series and debt securities that may be offered under future prospectus supplements.
New York Mortgage Trust, Inc. filed an 8-K announcing a corporate name change to Adamas Trust, Inc., effective 12:01 a.m. Eastern Time on September 3, 2025. The board approved amended charter and bylaws to reflect the new name and the company will launch a new corporate website at www.AdamasREIT.com on or about that date. Nasdaq trading symbols for the companys common stock and multiple preferred and note series will change to ticker prefixes beginning with ADAM on the effective date.
The company also disclosed material portfolio activity: from July 1, 2025 through August 27, 2025 it acquired approximately $2.1 billion in residential assets, an increase of about 164% versus acquisitions of such assets in the three months ended June 30, 2025. Exhibits to the report include the amendment and amended bylaws and a press release furnished as exhibits.
New York Mortgage Trust, Inc. disclosed an Item 8.01 Other Events entry and Item 9.01 exhibits relating to a set of preferred stock series and senior notes listed on the NASDAQ Stock Market. The filing identifies multiple preferred stock series with $25.00 liquidation preference and fixed-to-floating or cumulative terms, and several series of senior notes due in 2029 and 2030. The filing includes legal opinions from Venable LLP and Vinson & Elkins L.L.P., their consents, and an Inline XBRL Interactive Data file. The submission is signed by the company's Chief Financial Officer.
New York Mortgage Trust, Inc. is offering $25.0 million aggregate principal amount of 9.875% Senior Notes due 2030 as a further issuance of the series originally issued July 8, 2025, increasing the aggregate outstanding to $115.0 million. The notes bear interest at 9.875% payable quarterly beginning October 1, 2025 and mature October 1, 2030. Net proceeds are expected to be approximately $24.8 million and will be used for general corporate purposes, including acquiring targeted mortgage- and credit-related assets. The notes are senior unsecured, listed on Nasdaq under NYMTH, and will be effectively subordinated to secured indebtedness and structurally subordinated to liabilities of subsidiaries. The indenture contains limited covenants and no financial covenants.
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