[8-K] New York Mortgage Trust, Inc. Reports Material Event

Rhea-AI Filing Summary

FAT Brands Inc. filed a Form 8-K on 30 Jul 2025 to furnish—not file—its second-quarter 2025 earnings materials. Under Item 2.02, the company states that a press release (Exhibit 99.1) summarizing results for the 13- and 26-week periods ended 29 Jun 2025 was issued the same day. Item 7.01 notes that a supplemental slide deck (Exhibit 99.2) has been posted to the investor website for use during the earnings call.

Management hosted a conference call on 30 Jul 2025; a telephone replay will be available until 20 Aug 2025 (passcode 13754156) and a webcast replay remains on the company’s site. Because the 8-K contains no actual financial figures or guidance, investors must consult the attached exhibits to assess revenue, EBITDA, margins, or outlook. The furnished status means the data is not subject to Section 18 liability unless later incorporated by reference.

Insights

Sell-side Restaurant Analyst

TL;DR: Routine 8-K furnishes Q2-25 earnings; no figures disclosed, neutral impact.

The filing merely alerts investors to externally released financials and an accompanying deck. Without the exhibits, there is no visibility into same-store sales, unit growth or leverage metrics—key drivers for FAT’s highly levered, acquisition-heavy model. The event is procedural and carries neither positive catalyst nor negative surprise. Material assessment must await review of Exhibits 99.1 and 99.2.

Corporate Governance Specialist

TL;DR: Furnished earnings materials preserve liability shield; standard disclosure.

By furnishing rather than filing, FAT Brands reduces potential Section 18 exposure while satisfying Reg FD. This is typical practice and signals no governance red flags. All required exchange-traded security tables are present, and signature blocks are properly executed. Impact to shareholders is neutral.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 30, 2025

NEW YORK MORTGAGE TRUST, INC.

(Exact name of registrant as specified in its charter)

Maryland			001-32216			47-0934168
(State or other jurisdiction of incorporation)			(Commission File Number)			(IRS Employer Identification No.)

90 Park Avenue

New York, New York 10016

(Address and zip code of

principal executive offices)

Registrant’s telephone number, including area code: (212) 792-0107

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Stock, par value $0.01 per share

NYMT

NASDAQ

Stock Market

8.000% Series D Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference

NYMTN

NASDAQ

Stock Market

7.875% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference

NYMTM

NASDAQ

Stock Market

6.875% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference

NYMTL

NASDAQ

Stock Market

7.000% Series G Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation Preference

NYMTZ

NASDAQ

Stock Market

9.125% Senior Notes due 2029

NYMTI

NASDAQ

Stock Market

9.125% Senior Notes due 2030

NYMTG

NASDAQ

Stock Market

9.875% Senior Notes due 2030

NYMTH

NASDAQ

Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (§230.405 of this chapter) or Rule 12b-2 under the Exchange Act (§240.12b-2 of this chapter).

Emerging Growth Company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On July 30, 2025, New York Mortgage Trust, Inc. (the “Company”) issued a press release announcing its financial results for the three and six months ended June 30, 2025. A copy of the press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

In addition, in conjunction with the press release announcing its financial results, the Company posted supplemental financial information on the “Events & Presentations” section of its website (www.nymtrust.com). Such supplemental financial information is furnished herewith as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.

The information included in this Current Report on Form 8-K (including Exhibit 99.1 and Exhibit 99.2 attached hereto), shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Exchange Act or Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Item 7.01. Regulation FD Disclosure.

The disclosure contained in Item 2.02 is incorporated herein by reference.

Item 9.01.    Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

99.1 †

Press release dated as of July 30, 2025.

99.2 †

Second Quarter 2025 Supplemental Financial Information.

104

Cover Page Interactive Data File-the cover page XBRL tags are embedded within the Inline XBRL document.

† Furnished herewith.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

			NEW YORK MORTGAGE TRUST, INC.
			(Registrant)
Date: July 30, 2025			By:			/s/ Kristine R. Nario-Eng
						Kristine R. Nario-Eng
						Chief Financial Officer

FAQ

Where can investors find FAT Brands' Q2 2025 financial results?

The full results are in Exhibit 99.1 of this 8-K and on www.fatbrands.com under “Investors.”

How long is the FAT (NASDAQ: FAT) earnings call replay available?

The telephone replay is accessible until 20 Aug 2025 using passcode 13754156.

Does the 8-K include any revenue or EPS figures for FAT Brands?

No. No financial metrics are disclosed in the body of the 8-K; they are only in the furnished exhibits.

Why are the earnings materials marked as "furnished" rather than "filed"?

Furnishing under Items 2.02 and 7.01 limits Section 18 liability and is standard for earnings releases.

What exhibits accompany the FATBW Form 8-K dated July 30 2025?

Exhibit 99.1: Press Release; Exhibit 99.2: Earnings Supplement; Exhibit 104: Inline XBRL cover page.