STOCK TITAN

[Form 4] OmniAb, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

OmniAb, Inc. (OABI) – Form 4 insider activity dated 06/17/2025

Director John L. Higgins reported multiple equity transactions. He converted 20,000 previously granted RSUs (transaction code M), receiving an equal number of common shares at no cash cost and lifting his directly held stake to 2,851,887 shares. No shares were sold.

On the same day, the board granted Higgins a new equity package comprising 20,000 RSUs and 40,000 stock options with a $1.70 exercise price expiring 06/17/2035. Both awards vest in full on the earlier of the next annual shareholder meeting or 12 months from grant, aligning with the company’s typical director compensation schedule.

Post-transactions, Higgins’ derivative exposure consists of 33,172 unvested RSUs and 40,000 unexercised options. The filing signals continued long-term alignment as the insider’s net ownership increased and no dispositions were made. The incremental dilution from the new awards is de minimis relative to OmniAb’s outstanding share count and does not alter the firm’s capital structure.

OmniAb, Inc. (OABI) – Attività interna Form 4 datata 17/06/2025

Il direttore John L. Higgins ha segnalato diverse operazioni azionarie. Ha convertito 20.000 RSU precedentemente assegnate (codice transazione M), ricevendo un pari numero di azioni ordinarie senza alcun esborso di denaro e portando la sua quota detenuta direttamente a 2.851.887 azioni. Non sono state vendute azioni.

Nello stesso giorno, il consiglio ha assegnato a Higgins un nuovo pacchetto azionario composto da 20.000 RSU e 40.000 stock option con prezzo di esercizio di 1,70$ e scadenza il 17/06/2035. Entrambi i premi maturano completamente alla prima tra la prossima assemblea annuale degli azionisti o 12 mesi dalla concessione, in linea con la consueta politica di compenso per i direttori della società.

Dopo le transazioni, l’esposizione derivata di Higgins consiste in 33.172 RSU non ancora maturate e 40.000 opzioni non esercitate. La comunicazione indica un continuo allineamento a lungo termine, poiché la partecipazione netta dell’insider è aumentata senza alcuna cessione. La diluizione incrementale derivante dai nuovi premi è trascurabile rispetto al numero totale di azioni in circolazione di OmniAb e non modifica la struttura patrimoniale dell’azienda.

OmniAb, Inc. (OABI) – Actividad interna Formulario 4 fechada 17/06/2025

El director John L. Higgins reportó múltiples transacciones de acciones. Convirtió 20,000 RSU previamente otorgadas (código de transacción M), recibiendo un número igual de acciones comunes sin costo en efectivo y aumentando su participación directa a 2,851,887 acciones. No se vendieron acciones.

Ese mismo día, la junta otorgó a Higgins un nuevo paquete de acciones que incluye 20,000 RSU y 40,000 opciones sobre acciones con un precio de ejercicio de $1.70 que expira el 17/06/2035. Ambas asignaciones se consolidan completamente en la fecha anterior entre la próxima junta anual de accionistas o 12 meses desde la concesión, alineándose con la política habitual de compensación para directores de la empresa.

Tras las transacciones, la exposición derivada de Higgins consiste en 33,172 RSU no consolidadas y 40,000 opciones no ejercidas. La presentación indica una continua alineación a largo plazo, ya que la propiedad neta del insider aumentó sin realizar disposiciones. La dilución incremental de las nuevas asignaciones es mínima en relación con el número total de acciones en circulación de OmniAb y no altera la estructura de capital de la empresa.

OmniAb, Inc. (OABI) – 2025년 6월 17일자 Form 4 내부자 거래 활동

이사 John L. Higgins가 여러 주식 거래를 보고했습니다. 그는 기존에 부여받은 20,000개의 RSU를 전환(거래 코드 M)하여 동수의 보통주를 현금 비용 없이 받았으며, 직접 보유 지분을 2,851,887주로 늘렸습니다. 주식 매도는 없었습니다.

같은 날, 이사회는 Higgins에게 20,000 RSU와 40,000 스톡옵션으로 구성된 새로운 주식 보상 패키지를 부여했으며, 행사가격은 1.70달러, 만기는 2035년 6월 17일입니다. 두 보상 모두 다음 연례 주주총회 또는 부여일로부터 12개월 중 빠른 시점에 전액 베스팅되며, 회사의 일반적인 이사 보상 일정과 일치합니다.

거래 후 Higgins의 파생상품 노출은 33,172개의 미베스팅 RSU40,000개의 미행사 옵션으로 구성됩니다. 이번 보고는 내부자의 순보유가 증가하고 처분이 없었음을 보여주며, 장기적인 이해관계 일치를 지속함을 시사합니다. 신규 보상으로 인한 희석 효과는 OmniAb의 전체 발행주식수에 비해 미미하여 회사의 자본 구조에는 영향을 미치지 않습니다.

OmniAb, Inc. (OABI) – Activité d’initié Formulaire 4 datée du 17/06/2025

Le directeur John L. Higgins a déclaré plusieurs opérations sur actions. Il a converti 20 000 RSU précédemment attribuées (code transaction M), recevant un nombre équivalent d’actions ordinaires sans contrepartie financière et portant sa participation directe à 2 851 887 actions. Aucune action n’a été vendue.

Le même jour, le conseil d’administration a accordé à Higgins un nouveau package d’actions comprenant 20 000 RSU et 40 000 options d’achat avec un prix d’exercice de 1,70 $ expirant le 17/06/2035. Les deux attributions sont entièrement acquises à la première échéance entre la prochaine assemblée générale annuelle des actionnaires ou 12 mois après l’attribution, conformément à la politique habituelle de rémunération des administrateurs.

Après ces opérations, l’exposition dérivée de Higgins comprend 33 172 RSU non acquises et 40 000 options non exercées. Le dépôt indique un alignement à long terme continu, l’insider ayant augmenté sa détention nette sans procéder à des cessions. La dilution supplémentaire liée aux nouvelles attributions est négligeable par rapport au nombre total d’actions en circulation d’OmniAb et ne modifie pas la structure du capital de la société.

OmniAb, Inc. (OABI) – Insider-Transaktionen Form 4 vom 17.06.2025

Direktor John L. Higgins meldete mehrere Aktiengeschäfte. Er wandelte 20.000 zuvor gewährte RSUs um (Transaktionscode M) und erhielt eine gleiche Anzahl Stammaktien ohne Barzahlung, wodurch sein direkt gehaltener Anteil auf 2.851.887 Aktien stieg. Es wurden keine Aktien verkauft.

Am selben Tag gewährte der Vorstand Higgins ein neues Aktienpaket bestehend aus 20.000 RSUs und 40.000 Aktienoptionen mit einem Ausübungspreis von 1,70 $ und Ablaufdatum 17.06.2035. Beide Zuteilungen werden vollständig fällig am früheren Termin von der nächsten jährlichen Hauptversammlung oder 12 Monaten nach Gewährung, was dem üblichen Vergütungsplan für Direktoren entspricht.

Nach den Transaktionen besteht Higgins’ derivativer Bestand aus 33.172 nicht ausgeübten RSUs und 40.000 nicht ausgeübten Optionen. Die Meldung signalisiert eine weiterhin langfristige Ausrichtung, da der Nettoanteil des Insiders gestiegen ist und keine Veräußerungen erfolgten. Die zusätzliche Verwässerung durch die neuen Zuteilungen ist im Verhältnis zur ausstehenden Aktienzahl von OmniAb vernachlässigbar und verändert die Kapitalstruktur des Unternehmens nicht.

Positive
  • Insider ownership rises by 20,000 shares to 2,851,887, indicating confidence and alignment with shareholders.
  • No shares were sold, eliminating immediate selling-pressure concerns.
  • Option strike set at $1.70, providing upside incentive while suggesting management perceives current valuation as attractive.
Negative
  • Additional 60,000 equity instruments (RSUs + options) add slight dilution, though immaterial in scale.

Insights

TL;DR: Director increased direct ownership and received routine equity awards; no sales, marginal dilution, neutral-to-slightly positive signal.

The conversion of 20,000 RSUs into common shares raises Higgins’ stake to 2.85 million shares, reinforcing insider alignment. Fresh grants of 20,000 RSUs and 40,000 options at $1.70 represent standard board compensation and introduce minimal potential dilution. Absence of any share sales removes a negative overhang. From a valuation perspective, the transactions are unlikely to move the needle but may be read as a vote of confidence. Overall market impact is modest.

OmniAb, Inc. (OABI) – Attività interna Form 4 datata 17/06/2025

Il direttore John L. Higgins ha segnalato diverse operazioni azionarie. Ha convertito 20.000 RSU precedentemente assegnate (codice transazione M), ricevendo un pari numero di azioni ordinarie senza alcun esborso di denaro e portando la sua quota detenuta direttamente a 2.851.887 azioni. Non sono state vendute azioni.

Nello stesso giorno, il consiglio ha assegnato a Higgins un nuovo pacchetto azionario composto da 20.000 RSU e 40.000 stock option con prezzo di esercizio di 1,70$ e scadenza il 17/06/2035. Entrambi i premi maturano completamente alla prima tra la prossima assemblea annuale degli azionisti o 12 mesi dalla concessione, in linea con la consueta politica di compenso per i direttori della società.

Dopo le transazioni, l’esposizione derivata di Higgins consiste in 33.172 RSU non ancora maturate e 40.000 opzioni non esercitate. La comunicazione indica un continuo allineamento a lungo termine, poiché la partecipazione netta dell’insider è aumentata senza alcuna cessione. La diluizione incrementale derivante dai nuovi premi è trascurabile rispetto al numero totale di azioni in circolazione di OmniAb e non modifica la struttura patrimoniale dell’azienda.

OmniAb, Inc. (OABI) – Actividad interna Formulario 4 fechada 17/06/2025

El director John L. Higgins reportó múltiples transacciones de acciones. Convirtió 20,000 RSU previamente otorgadas (código de transacción M), recibiendo un número igual de acciones comunes sin costo en efectivo y aumentando su participación directa a 2,851,887 acciones. No se vendieron acciones.

Ese mismo día, la junta otorgó a Higgins un nuevo paquete de acciones que incluye 20,000 RSU y 40,000 opciones sobre acciones con un precio de ejercicio de $1.70 que expira el 17/06/2035. Ambas asignaciones se consolidan completamente en la fecha anterior entre la próxima junta anual de accionistas o 12 meses desde la concesión, alineándose con la política habitual de compensación para directores de la empresa.

Tras las transacciones, la exposición derivada de Higgins consiste en 33,172 RSU no consolidadas y 40,000 opciones no ejercidas. La presentación indica una continua alineación a largo plazo, ya que la propiedad neta del insider aumentó sin realizar disposiciones. La dilución incremental de las nuevas asignaciones es mínima en relación con el número total de acciones en circulación de OmniAb y no altera la estructura de capital de la empresa.

OmniAb, Inc. (OABI) – 2025년 6월 17일자 Form 4 내부자 거래 활동

이사 John L. Higgins가 여러 주식 거래를 보고했습니다. 그는 기존에 부여받은 20,000개의 RSU를 전환(거래 코드 M)하여 동수의 보통주를 현금 비용 없이 받았으며, 직접 보유 지분을 2,851,887주로 늘렸습니다. 주식 매도는 없었습니다.

같은 날, 이사회는 Higgins에게 20,000 RSU와 40,000 스톡옵션으로 구성된 새로운 주식 보상 패키지를 부여했으며, 행사가격은 1.70달러, 만기는 2035년 6월 17일입니다. 두 보상 모두 다음 연례 주주총회 또는 부여일로부터 12개월 중 빠른 시점에 전액 베스팅되며, 회사의 일반적인 이사 보상 일정과 일치합니다.

거래 후 Higgins의 파생상품 노출은 33,172개의 미베스팅 RSU40,000개의 미행사 옵션으로 구성됩니다. 이번 보고는 내부자의 순보유가 증가하고 처분이 없었음을 보여주며, 장기적인 이해관계 일치를 지속함을 시사합니다. 신규 보상으로 인한 희석 효과는 OmniAb의 전체 발행주식수에 비해 미미하여 회사의 자본 구조에는 영향을 미치지 않습니다.

OmniAb, Inc. (OABI) – Activité d’initié Formulaire 4 datée du 17/06/2025

Le directeur John L. Higgins a déclaré plusieurs opérations sur actions. Il a converti 20 000 RSU précédemment attribuées (code transaction M), recevant un nombre équivalent d’actions ordinaires sans contrepartie financière et portant sa participation directe à 2 851 887 actions. Aucune action n’a été vendue.

Le même jour, le conseil d’administration a accordé à Higgins un nouveau package d’actions comprenant 20 000 RSU et 40 000 options d’achat avec un prix d’exercice de 1,70 $ expirant le 17/06/2035. Les deux attributions sont entièrement acquises à la première échéance entre la prochaine assemblée générale annuelle des actionnaires ou 12 mois après l’attribution, conformément à la politique habituelle de rémunération des administrateurs.

Après ces opérations, l’exposition dérivée de Higgins comprend 33 172 RSU non acquises et 40 000 options non exercées. Le dépôt indique un alignement à long terme continu, l’insider ayant augmenté sa détention nette sans procéder à des cessions. La dilution supplémentaire liée aux nouvelles attributions est négligeable par rapport au nombre total d’actions en circulation d’OmniAb et ne modifie pas la structure du capital de la société.

OmniAb, Inc. (OABI) – Insider-Transaktionen Form 4 vom 17.06.2025

Direktor John L. Higgins meldete mehrere Aktiengeschäfte. Er wandelte 20.000 zuvor gewährte RSUs um (Transaktionscode M) und erhielt eine gleiche Anzahl Stammaktien ohne Barzahlung, wodurch sein direkt gehaltener Anteil auf 2.851.887 Aktien stieg. Es wurden keine Aktien verkauft.

Am selben Tag gewährte der Vorstand Higgins ein neues Aktienpaket bestehend aus 20.000 RSUs und 40.000 Aktienoptionen mit einem Ausübungspreis von 1,70 $ und Ablaufdatum 17.06.2035. Beide Zuteilungen werden vollständig fällig am früheren Termin von der nächsten jährlichen Hauptversammlung oder 12 Monaten nach Gewährung, was dem üblichen Vergütungsplan für Direktoren entspricht.

Nach den Transaktionen besteht Higgins’ derivativer Bestand aus 33.172 nicht ausgeübten RSUs und 40.000 nicht ausgeübten Optionen. Die Meldung signalisiert eine weiterhin langfristige Ausrichtung, da der Nettoanteil des Insiders gestiegen ist und keine Veräußerungen erfolgten. Die zusätzliche Verwässerung durch die neuen Zuteilungen ist im Verhältnis zur ausstehenden Aktienzahl von OmniAb vernachlässigbar und verändert die Kapitalstruktur des Unternehmens nicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HIGGINS JOHN L

(Last) (First) (Middle)
5980 HORTON STREET, STE 600

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OmniAb, Inc. [ OABI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/17/2025 M 20,000(1) A (2) 2,851,887 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 06/17/2025 M 20,000 (1) (1) Common Stock 20,000 $0 13,172 D
Restricted Stock Units (2) 06/17/2025 A 20,000 (3) (3) Common Stock 20,000 $0 33,172 D
Stock Option (right to buy) $1.7 06/17/2025 A 40,000 (4) 06/17/2035 Common Stock 40,000 $0 40,000 D
Explanation of Responses:
1. Represents the vesting of an RSU granted on June 18, 2024, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.
2. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
3. The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.
4. Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.
Remarks:
By: /s/ Charles S. Berkman, Attorney-in-Fact For: John L. Higgins 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many OmniAb (OABI) shares does Director John L. Higgins now own?

After the RSU conversion, Higgins directly owns 2,851,887 common shares.

Did the insider sell any OmniAb shares in this Form 4?

No. All reported transactions were acquisitions or grants; there were no dispositions.

What new equity awards were granted to Higgins?

He received 20,000 RSUs and 40,000 stock options with a $1.70 strike price, vesting by the next annual meeting or within one year.

When do the newly granted RSUs and options vest?

Both awards vest in full on the earlier of the next annual shareholder meeting or the first anniversary of 06/17/2025.

What is the expiration date of the newly granted stock options?

The options expire on 06/17/2035.
OmniAb, Inc.

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EMERYVILLE