Brookfield Oaktree: Proposed transaction; Series A/B preferreds unaffected

Brookfield Oaktree Holdings, LLC reported that Brookfield and Oaktree issued a press release announcing a proposed transaction.

Accepted by SEC EDGAR 10/14/2025 - 06:05 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Brookfield Oaktree Holdings, LLC reported that Brookfield and Oaktree issued a press release announcing a proposed transaction. The company stated that the terms of its outstanding preferred units will remain unchanged: the 6.625% Series A preferred units (OAK-PA) and the 6.550% Series B preferred units (OAK-PB) are not affected by the proposal.

The press release, dated October 13, 2025, was furnished as Exhibit 99.1. This update focuses on preserving existing terms for the two listed preferred series while the proposal is announced.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Brookfield Oaktree (OAK) announce in the 8-K?

Brookfield and Oaktree announced a proposed transaction via a press release furnished as Exhibit 99.1.

Are Brookfield Oaktree’s preferred units affected by the proposal?

No. The filing states the terms of the 6.625% Series A and 6.550% Series B preferred units will not be affected.

Which preferred securities are referenced and where are they listed?

The 6.625% Series A (OAK-PA) and 6.550% Series B (OAK-PB) are listed on the New York Stock Exchange.

What exhibit accompanies this announcement?

A press release dated October 13, 2025 is included as Exhibit 99.1.

Does the filing change dividend rates or other terms of the preferred units?

No changes are indicated; the filing states the preferred units’ terms remain unchanged.

Who signed the report for Brookfield Oaktree Holdings, LLC?

It was signed by Daniel D. Levin, Chief Financial Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 13, 2025

Brookfield Oaktree Holdings, LLC

(Exact name of registrant as specified in its charter)

Delaware		001-35500		26-0174894
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

333 South Grand Avenue, 28th Floor

Los Angeles, CA 90071

(Address of principal executive offices, including zip code)

(213) 830-6300

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
6.625% Series A preferred units		OAK-PA		New York Stock Exchange
6.550% Series B preferred units		OAK-PB		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events.

On October 13, 2025, Brookfield and Oaktree issued a press release announcing a proposed transaction as described in the press release (the “Proposed Transaction”). The terms of the Proposed Transaction will not affect the terms of the outstanding 6.625% Series A preferred units and 6.550% Series B preferred units of Brookfield Oaktree Holdings, LLC. A copy of that press release is attached as Exhibit 99.1 hereto and is incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
99.1		Press Release dated October 13, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.

BROOKFIELD OAKTREE HOLDINGS, LLC
By:		/s/ Daniel D. Levin
Name:		Daniel D. Levin
Title:		Chief Financial Officer

Date: October 14, 2025